OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/14/2007 |
Certified |
03/14/2007 |
|
1 |
OCC |
OCC-2007-02 SEC Primary Regulated Rate Modified Currency Options |
03/07/2007 |
Certified |
03/07/2007 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/05/2007 |
Certified |
03/05/2007 |
|
1 |
NYMEX |
10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport |
02/22/2007 |
Certified |
03/12/2007 |
|
1 |
OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
02/13/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
5 |
ICLR US |
By-Law 5.5 Deficiency in Guaranty Fund |
02/13/2007 |
Certified |
02/26/2007 |
|
1 |
NADEX |
Real-Time Account Funding Program |
02/01/2007 |
Certified |
02/01/2007 |
|
1 |
ICLR US |
NYBOT NYCC Clearing members |
01/11/2007 |
Certified |
02/05/2007 |
|
1 |
OCC |
Futures Trade Matching |
12/19/2006 |
Certified |
01/08/2007 |
|
1 |
NYMEX |
Extension of Maximum Maturity Date for Letters of Credit |
12/18/2006 |
Certified |
06/22/2007 |
|
0 |
NYMEX |
Amended Electricity Options Description & Pricing 12/5/06 Filing |
12/15/2006 |
Certified |
12/15/2006 |
|
0 |
CME |
FXMarketSpace |
12/15/2006 |
Certified |
01/03/2007 |
|
1 |
OCC |
Rule primarily applicable to securities |
12/11/2006 |
Certified |
12/11/2006 |
|
1 |
NYMEX |
Floor-traded electricity options cleared on ClearPort |
12/05/2006 |
Certified |
12/05/2006 |
|
0 |
LCHLTD |
Semiannual rule filing |
12/01/2006 |
Certified |
01/11/2007 |
|
0 |
CME |
Chapter 9 Clearing |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
CME |
CME 06-103 Clearing CBOT Ethanol Fowards and Swaps |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
NYMEX |
COMEX Settlement Rules and ByLaws |
11/20/2006 |
Certified |
11/20/2006 |
|
1 |
NYMEX |
COMEX/NYMEX Metals cleared GLOBEX |
11/20/2006 |
Certified |
12/18/2006 |
|
1 |
OCC |
OCC-2006-21 Outsourcing of Member Functions |
11/15/2006 |
Certified |
12/01/2006 |
|
1 |
CME |
Clearing House Manual |
11/14/2006 |
Certified |
12/11/2006 |
|
1 |
CBT |
Ethanol Swaps |
11/09/2006 |
Certified |
11/13/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
10/26/2006 |
Certified |
10/26/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
10/26/2006 |
Certified |
10/26/2006 |
|
1 |
LCHLTD |
Financial Resource Data |
10/19/2006 |
Certified |
10/20/2006 |
|
0 |
OCC |
OCC-2006-19 OCC Bankruptcy Procedures |
10/12/2006 |
Certified |
10/12/2006 |
|
1 |
ICLR US |
Mutual Funds Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
0 |
ICLR US |
Reg. 1.25 Funds to fulfill obligations to the Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
1 |
OCC |
PBOT Libor Futures & Amended Agreement |
10/03/2006 |
Certified |
11/10/2006 |
|
1 |
CCORP |
OTC Benchmark Treasury Futures Contracts |
10/03/2006 |
Certified |
10/16/2006 |
|
1 |
CBT |
Comprehensive Update of Chapter 2 Membership Requirements |
09/28/2006 |
Certified |
09/29/2006 |
|
1 |
CBT |
Restatement of clearing member membership and shareholding requirements |
09/27/2006 |
Certified |
09/30/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
09/25/2006 |
Certified |
09/25/2006 |
|
1 |
OCC |
Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. |
09/22/2006 |
Approved |
11/06/2006 |
|
2 |
OCC |
OCC-2006-17, 9.22.06, Options on Commodity Pools |
09/22/2006 |
Certified |
09/22/2006 |
|
1 |
LCHLTD |
Amended Default Rules September 2006 |
09/14/2006 |
Certified |
09/14/2006 |
|
0 |
NYMEX |
Depository Banks |
09/14/2006 |
Certified |
09/14/2006 |
|
1 |
NYMEX |
CME GLOBEX Prices Incorporated into settlement prices |
09/01/2006 |
Certified |
09/01/2006 |
|
1 |
OCC |
OCC 2006-15, 8.31.06, Rule 604, ETFs as margin |
08/31/2006 |
Certified |
08/31/2006 |
|
1 |
CCORP |
ChemConnect Ethane and Propane Forwards |
08/28/2006 |
Certified |
08/29/2006 |
|
1 |
CCORP |
Seaboard Securities |
08/17/2006 |
Certified |
08/17/2006 |
|
0 |
OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
OCC |
OCC 06-11 Rule 828, margin collection schedule |
08/07/2006 |
Certified |
08/07/2006 |
|
0 |
OCC |
Rule primarily applicable to securities |
07/24/2006 |
Certified |
07/24/2006 |
|
1 |
OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |
OCC |
OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets |
07/19/2006 |
Certified |
07/19/2006 |
|
0 |
ICLR US |
Settlement Premiums |
07/13/2006 |
Certified |
07/13/2006 |
|
1 |
ICLR US |
NYBOT Pass Through Letters of Credit |
07/13/2006 |
Certified |
07/13/2006 |
|
1 |
ICLR US |
CLS System |
07/13/2006 |
Certified |
07/13/2006 |
|
0 |