LCHLTD |
Acceptance for clearing of FRAs with upfront fees by the LCH.Clearnet Ltd SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
LCHLLC |
Acceptance for clearing of FRAs with upfront fees by LCH.Clearnet LLC's SwapClear service. |
02/04/2014 |
Certified |
02/20/2014 |
|
1 |
CME |
Acceptable Performance Bond Deposits |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
NYMEX |
Acceptable Original Margin |
12/07/2001 |
Certified |
12/07/2001 |
|
0 |
CBT |
Acceptable Margin |
11/21/2003 |
Certified |
11/21/2003 |
|
0 |
NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
OCC |
Accelerated Maturity of Stock Futures |
07/25/2002 |
Certified |
07/25/2002 |
|
0 |
LCHLTD |
A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. |
05/24/2016 |
Certified |
06/07/2016 |
|
1 |
LCHLTD |
A new set of rules relating to the clearing of OTC interest rate swaps ("FCM SwapClear Contracts) through LCH by registered FCMs that are clearing members of LCH. |
02/15/2011 |
Certified |
02/15/2011 |
|
1 |
OCC |
A Link Framework Agreeement and an Associate Clearinghouse Agreement between OCC and Eurex Clearing AG to implement a clearing link arrangement to facilitate trading in options listed on the International Securities Exchange by Eurex Deutschland members |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
LX |
40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. |
11/16/2022 |
Notified |
11/16/2022 |
|
1 |
ICLREU2 |
40.6(a) Rule Certification in respect of amendments to delivery procedures |
04/30/2018 |
Certified |
05/14/2018 |
|
3 |
OCC |
2004-20 STANS Risk Management |
11/15/2004 |
Certified |
11/17/2004 |
|
1 |
OCC |
2004-19 CMTA IB Identification |
11/12/2004 |
Certified |
11/12/2004 |
|
1 |
OCC |
2004-13 Borrowing against clearing fund |
06/28/2004 |
Certified |
06/28/2004 |
|
1 |
OCC |
2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining |
11/05/2004 |
Approved |
11/05/2004 |
|
1 |
OCC |
2004-09 ETFs as Hedges |
05/28/2004 |
Certified |
05/28/2004 |
|
1 |
OCC |
2004-07 Currency Options Delivery |
05/07/2004 |
Certified |
05/07/2004 |
|
1 |
OCC |
2004-06 VIX Options |
05/07/2004 |
Certified |
05/07/2004 |
|
1 |
OCC |
2004-05 Units of Currency Options PHLX (SEC) |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
OCC |
2004-04 Equity Options Automatic Exercise (n0n-CFTC) |
03/19/2004 |
Certified |
03/19/2004 |
|
1 |
OCC |
2004-03 Give Up Services provider |
03/16/2004 |
Certified |
03/16/2004 |
|
0 |
CME |
11-518; New fee schedule applicable to OTC CDS clearing fees |
12/15/2011 |
Certified |
12/31/2011 |
|
1 |
NYMEX |
11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels |
12/15/2011 |
Certified |
12/31/2011 |
|
1 |
CME |
11-491; changes to comply with final CFTC Part 39 regulations |
12/14/2011 |
Certified |
12/30/2011 |
|
1 |
CMECE |
11-394 Waiver of Sovereign Immunity |
10/27/2011 |
Certified |
11/11/2011 |
|
1 |
NYMEX |
10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport |
02/22/2007 |
Certified |
03/12/2007 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of June 24, 2019 |
07/02/2019 |
Notified |
07/02/2019 |
|
1 |
OCC |
This proposed rule change by The Options Clearing Corporation ("OCC") would adopt a Third-Party Risk Management Framework ("TPRMF") and retire the Counterparty Credit Risk Management Policy ("CCRMP"). |
12/11/2020 |
Certified |
12/28/2020 |
|
3 |
NYMEX |
Raises Working Capital "Ceiling"; Combines Margin Risk for NYMEX/COMEX Positions; Raises Max Risk % of a Firm's Capital; and Adds a Guaranty Fund Surcharge for Position Limit Exemptions |
03/10/2006 |
Certified |
03/24/2006 |
|
1 |
ICECC |
Advance notice of proposed rule changes to update ICC's Euro Eligible Collateral Requirements. |
03/12/2014 |
Certified |
05/06/2014 |
|
1 |