Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Advance notice of proposed rules relating to liquidity risk management. 12/18/2013 Withdrawn 03/28/2014 2
ICECC Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. 03/06/2013 Withdrawn 10/07/2016 1
CME Adoption of Rule 980.F by CBOT, CME and NYMEX 12/19/2013 Certified 01/07/2014 1
CME Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
MGEX Adoption of Regulation 2105.05 to expressly allow MGEX to rely upon customer gross margin files in the event of a Clearing Member or customer default, insolvency, or other financial emergency to determine the amount of a customer's pledged margin. 01/09/2014 Certified 01/25/2014 1
CME Adoption of New Rules for Liquidity Risk Management 07/18/2014 Certified 12/23/2014 2
CME Adoption of New Rule 771 ("Alternative Delivery Process") 09/02/2014 Withdrawn 09/16/2014 2
ICLR US Adoption of New Rule 303 to give NYCC authority to debit the proprietary margin accounts of its members 11/12/2003 Certified 11/13/2003 1
CME Adoption of New CME/CBOT/NYMEX/COMEX Rule 832. ("Foreign Currency Market Disruption") 09/14/2018 Certified 09/28/2018 1
CME Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
CME Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") 12/15/2016 Certified 12/30/2016 1
CME Adoption of Modified Split Allocation feature of CME's SPAN methodology for certain energy futures contracts; 12-189. 06/08/2012 Certified 06/22/2012 1
OCC Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions 05/23/2008 Certified 05/27/2008 1
OCC Adoption of Governance Fitness Standards to comply with DCO Core Principle O 08/31/2011 Certified 09/16/2011 1
ICLREU2 Adoption of enhanced margin methodology, applicable to, and providing for portfolio margining between, index and single-name CDS contracts. 02/15/2013 Certified 03/05/2013 1
CME Adoption of CME, CBOT, NYMEX, and COMEX Rule 543 and Amendments to CME, CBOT, NYMEX, and COMEX Rules 930.C. and 960. 01/05/2016 Certified 01/20/2016 1
CME Adoption of a New Framework for Initial Margin Calculations 05/28/2019 Certified 07/19/2019 3
CME Administrative Modifications to CME Clearing's Liquidity Risk Management Framework 11/09/2021 Certified 11/24/2021 2
CME Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") 09/21/2021 Certified 10/05/2021 1
OCC Adjustment to Futures and Futures Options 12/23/2005 Certified 12/23/2005 1
CME Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement 01/11/2005 Certified 01/12/2005 1
CME Additions to USD Interest Rate Swap offering 08/19/2011 Certified 08/20/2011 1
ICE NGX Addition of US natural gas products for clearing 09/07/2011 Certified 09/08/2011 1
LCHLTD Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
LCHLLC Addition of two new Approved Trade Source Systems for SwapClear. 02/12/2014 Withdrawn 02/25/2014 1
CMECE Addition of three new refined oil swap contracts 11/04/2011 Certified 11/22/2011 1
ICECC Addition of standard emerging sovereign single name (security based swaps) for clearing 10/03/2011 Certified 10/19/2011 1
ICE NGX Addition of sixteen physically settled natural gas futures contracts in the U.S. natural gas market. 06/21/2022 Certified 07/06/2022 1
LCHLTD Addition of precious metals as margin collateral, Extension of use of Collateral Management System to include third party collateral 05/02/2012 Certified 05/17/2012 1
CME Addition of Portfolio Gains Haircuts,Tear-Ups, and Limited Recourse to the Financial Safeguards Package for Base 08/31/2016 Certified 12/20/2016 10
ICE NGX Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants 07/18/2012 Certified 08/02/2012 1
MGEX Addition of new Rule regarding Bitnomial Exchange block trades 02/14/2022 Certified 03/01/2022 1
ICLREU2 Addition of new cleared OTC products 10/20/2011 Certified 11/04/2011 1
ICLREU2 Addition of new cleared energy products 09/09/2011 Certified 09/10/2011 1
ICLREU2 Addition of new cleared climate products 08/15/2011 Certified 08/16/2011 1
CME Addition of new CDX products 08/19/2011 Certified 08/20/2011 1
CMECE Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 10/27/2011 Certified 11/11/2011 1
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
CME Addition of Interest Rate Swaps in EUR, GBP, JPY, CAD and CHF 09/23/2011 Certified 10/08/2011 1
ICECC Addition of fourteen investment grade indices to Schedule 502 of ICE Clear Credit Rules. 08/09/2012 Certified 08/24/2012 1
ICE NGX Addition of four physically-settled natural gas futures transactions (the "New Futures Contracts") 03/05/2020 Certified 03/19/2020 1
ICE NGX Addition of eight physically-settled natural gas futures contracts 09/08/2020 Certified 09/22/2020 1
CME Addition of CDX North American Investment Grade Index Series 9 09/23/2011 Certified 09/24/2011 1
CME Addition of CDX North American Investment Grade Index Series 16 03/21/2011 Certified 03/21/2011 1
CME Addition of CDX North American Investment Grade Index Series 14 and 15 03/07/2011 Certified 03/07/2011 1
CME Addition of CDX North American Investment Grade and High Yield Index Series 17 products 09/06/2011 Certified 09/07/2011 1
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
ICE NGX Addition of 23 US Crude Oil products 08/04/2011 Certified 08/05/2011 1
CME Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 01/27/2012 Certified 02/11/2012 1
NADEX Adding strike levels and amending strike widths in its gold, silver and crude intraday binary contracts. Renaming USD/YEN binary and variable payout contracts USD/JPY. 01/25/2013 Certified 02/09/2013 1