ICE NGX |
Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
NADEX |
Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing |
06/13/2012 |
Certified |
06/13/2012 |
|
1 |
NODALCL |
Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. |
09/30/2020 |
Certified |
10/14/2020 |
|
2 |
CCD |
Amendment to Eris Clearing Rulebook, Limited Liability Company Agreement and Committee Charter in connection with legal entity name change |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
CME |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
CBT |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
NYMEX |
Amendment to eliminate CME Group share assignment requirement for clearing purposes. |
05/11/2011 |
Certified |
05/11/2011 |
|
1 |
CCD |
Amendment to Dispute Resolution Rules |
06/09/2023 |
Certified |
06/26/2023 |
|
1 |
NYPC |
Amendment to Disciplinary Proceedings |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
ICE NGX |
Amendment to Definitions, Section 2.6, 7.2, 7.3 and Schedule "C" of the CPA |
03/14/2019 |
Certified |
03/28/2019 |
|
1 |
OCC |
Amendment to definition of term Adjustment Increment with respect to stock futures. |
02/26/2010 |
Certified |
03/01/2010 |
|
1 |
ICE NGX |
Amendment to Default Management Procedures |
12/16/2022 |
Certified |
01/03/2023 |
|
2 |
ICE NGX |
Amendment to CPA product list to add new Ontario electricity, natural gasa and crude oil products that will become available for trading and/or clearing on the NGX trading system and/or the NGX clearing system. |
07/27/2009 |
Certified |
08/11/2009 |
|
1 |
OCC |
Amendment to correct clerical errors to previous submission amending and supplementing rules to address certain issues related to OCC's Stock Loan/Hedge Program |
10/20/2008 |
Certified |
10/20/2008 |
|
1 |
NODALCL |
Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. |
05/19/2017 |
Certified |
06/05/2017 |
|
2 |
CME |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
CBT |
Amendment to combine the CME security deposit and pool of funds and the NYMEX guaranty fund for purposes of satisfying claims against the clearing house in the event of a clearing member default and applies default insurance currently maintained by NYMEX. |
08/20/2008 |
Certified |
08/28/2008 |
|
1 |
ICLR US |
Amendment to Collateral Policy |
12/22/2016 |
Withdrawn |
01/06/2017 |
|
2 |
ICLR US |
Amendment to Collateral Policy |
01/18/2017 |
Certified |
02/01/2017 |
|
2 |
ICLR US |
Amendment to Collateral and Cash Management Fees |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
CME |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
OCC |
Amendment to close out netting procedures with respect to FIN 39 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
OCC |
Amendment to clarify use of suspended clearing member's margin deposits in order to meet liquidity needs. |
10/12/2011 |
Certified |
10/27/2011 |
|
1 |
OCC |
Amendment to clarify that cash-settled foreign currency options will be treated as securities options subject to the jurisdiction of the SEC. |
03/22/2010 |
Non-Approval |
06/14/2010 |
|
2 |
MGEX |
Amendment to certain reporting deadlines. |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
CBT |
Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
OCC |
Amendment to ByLaw to permit the clearing and settling of options on the realized variance and realized volatility of an index. |
07/30/2008 |
Certified |
07/31/2008 |
|
1 |
ICLR US |
Amendment to ByLaw Section 5.6 limiting increase of Permitted Position Risk and to Rule 403(b) allowing offset of positions in contracts having same specfications other than size and which have been designated as fungible. |
11/12/2008 |
Certified |
04/20/2009 |
|
1 |
ICLR US |
Amendment to ByLaw Section 5.2 regarding clearing member eligibility and new Rules 10.00-10.05 regarding clearing of OTC ag swaps in coffee, sugar, and cocoa to replace Rules 1000-1013 |
08/05/2008 |
Certified |
08/07/2008 |
|
1 |
ICLR US |
Amendment to Bylaw 5.5 re: Clearinghouse contribution to default resources |
06/29/2015 |
Certified |
07/14/2015 |
|
1 |
ICLR US |
Amendment to By-Law Section 5.4 re: custodial failures |
04/28/2016 |
Certified |
05/12/2016 |
|
1 |
ICLR US |
Amendment to By-law 5.6 Supermargin and Position Risk |
07/08/2015 |
Certified |
07/22/2015 |
|
3 |
MGEX |
Amendment to allow electronic warehouse receipts instead of paper warehouse receipts |
05/23/2017 |
Certified |
06/07/2017 |
|
1 |
CME |
Amendment to allow clearing members to accept physical gold to meet performance bond requrements. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CBT |
Amendment to allow clearing members to accept physical gold as performance bond. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYPC |
Amendment re: Waiver of Rules |
08/16/2011 |
Certified |
08/31/2011 |
|
1 |
ICE NGX |
Amendment of the CPA to lengthen the time period in which a participant may notifty NGX of early termination in the event of an Exchange Bankruptcy Event of Default (a defined term) and to update the definition of Crude Month Accounts Net Payable. |
11/06/2009 |
Certified |
11/09/2009 |
|
1 |
OCC |
Amendment of rules to expand use and functionality of sub-accounts available to clearing members. |
09/28/2007 |
Certified |
10/29/2007 |
|
1 |
LX |
Amendment of Rulebook. |
07/27/2022 |
Withdrawn |
08/04/2022 |
|
2 |
MGEX |
Amendment of Rule 2106.00. |
02/25/2021 |
Certified |
03/11/2021 |
|
1 |
MGEX |
Amendment of Regulation 1229.00. in order to make enforcement deadlines consistent with deadlines established in Resolution 2101.00.C. and amendment of Regulation 2014.00. in connection with changes to MGEX's process for calculating settlement prices. |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
MGEX |
Amendment of MGEX Rules and Resolution to change reporting deadlines |
11/16/2017 |
Certified |
12/01/2017 |
|
1 |
MGEX |
Amendment of MGEX Bylaws and Rules in anticipation of expected merger; changes to be effective after merger. |
10/07/2020 |
Certified |
10/22/2020 |
|
1 |
ICLR US |
Amendment of eligibility requirements for clearing members |
11/21/2007 |
Certified |
11/29/2007 |
|
1 |
OCC |
Amendment of definition of "fund share" to include a security as defined in Section 3(a)(10) of the Securities Exchange Act of 1934. |
10/04/2007 |
Certified |
10/09/2007 |
|
1 |
MGEX |
Amendment of deadlines to incorporate new BRIXX contracts |
09/14/2021 |
Certified |
09/28/2021 |
|
1 |
NADEX |
Amendment of all rules to change the name of the DCO to the North American Deriviatives Exchange, Inc. ("Nadex") effective June 21, 2009, delete references to "Hedgelets," and amend a footnote to Rule 12.7. |
06/19/2009 |
Certified |
06/23/2009 |
|
1 |
ICECC |
Amendment of rulebook to provide for the clearance of the CDX Emerging Markets Index CDS (CDX.EM) and to make a conforming change to the definition of "Restructuring CDS Contract" to encompass components of CDX.EM subj to a restructuring credit event. |
05/21/2012 |
Certified |
06/05/2012 |
|
1 |
CME |
Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. |
05/26/2009 |
Certified |
06/01/2009 |
|
1 |