Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MGEX Amendments to Chapter 21 of the MGEX Rulebook. 07/08/2015 Certified 07/22/2015 1
ICLREU2 Amendments to certain Financial Power contracts: alterations to the last trading day and/or the contract series; changes to last trading day will not affect final settlement price 04/05/2012 Certified 04/20/2012 1
ICLREU2 Amendments to CDS Procedures to incorporate terms for the CDX North America Index CDS Contracts to be cleared by ICE Clear Europe. 03/06/2015 Certified 03/19/2015 1
CME Amendments to CDS Guaranty Fund allocation calculation; 12-029 01/19/2012 Certified 02/03/2012 2
LCHSA Amendments to CDS Clearing Rules relatedto extension of the CDS clearing service to Markit iTraxx Europe Senior Financials Index (Implementation date 2 June 201 and the information provided to clearing members subject to a cross trade on a firm day. 05/18/2015 Certified 06/01/2015 1
LCHSA Amendments to CDS Clearing Rules mainly related to implementation of Gross Omnibus Segregated Account Structure 03/03/2016 Certified 03/17/2016 1
CME Amendments to CBOT Rule 900. ("Categories of Clearing Members") 10/22/2020 Certified 11/05/2020 1
CME Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
CBT Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
NYMEX Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
NADEX Amendments to cap exchange fees related to trading and settlement paid by direct members. 08/15/2012 Certified 08/30/2012 1
OCC Amendments to ByLaws to accommodate clearing of conventional cash-settled commodity options, binary commodity options, and event options. 03/18/2009 Certified 04/21/2009 1
MGEX Amendments to Bylaws 05/28/2020 Certified 06/11/2020 1
ICLR US Amendments to By-Law Section 5.5 to revise order in which assets and sources are to be applied to cover a defaulted obligation of a cleairng member and to Rule 505 to allow use of pass-through letters of credit in lieu of cash margin deposits. 06/08/2009 Certified 06/09/2009 1
ICLREU2 Amendments to Auction Terms for Futures and Options Default Auctions 06/05/2020 Notified 06/05/2020 2
ICE NGX Amendments to Article 3, Schedules A, C, E and H of NGX's Contracting Party's Agreement 10/21/2009 Certified 11/02/2009 1
SGX-DC Amendments to align Directive No. 1 with a recent extension of no-action relief in respect of SGX-DC Clearing Members clearing swaps contracts for U.S. persons. 04/01/2014 Certified 04/16/2014 1
LCHLTD Amendments to admit Futures Commission Merchants to join ForexClear service and clear transactions on behalf of their clients. 06/06/2012 Certified 06/21/2012 1
ICLREU2 Amendments to add DCM Customer Account structure 05/27/2011 Certified 05/27/2011 1
CME Amendments to add COMEX clearing members to the definition of OTC Clearing Member and to expand the application of capital requirements with respect to additional OTC cleared-only products. 06/24/2009 Certified 06/30/2009 1
ICLR US Amendments to (i) the ICE Clear U.S. Risk Management Framework related to Bitcoin futures shortfall and (ii) the ICE Clear U.S. Default Management Procedures. 02/03/2021 Certified 02/18/2021 2
ICE NGX Amendments relating to collateral, wire payments, assignment, business day, invoice disputes, required information, notices by exchange and general notice provision. 03/23/2022 Certified 04/06/2022 1
ICLREU2 Amendments relating to clearinghouse's designated payments system; C11/169 11/25/2011 Certified 12/10/2011 1
ICLR US Amendments relating to clearing member financial emergencies and conflicts of interest 12/11/2008 Certified 12/17/2008 1
ICLREU2 Amendments related to settlement finality and clarifying the standards for the satisfaction of a clearing member's payment obligation to ICE Clear Europe Ltd. 01/23/2013 Certified 02/07/2013 1
NYPC Amendments related to clearing firm membership and default management. 01/30/2013 Certified 02/14/2013 1
ICE NGX Amendments regarding Same-day Margin Calls 09/06/2022 Certified 09/20/2022 1
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default, change in subscription fees and non-significant changes 04/08/2021 Withdrawn 04/09/2021 1
ICE NGX Amendments regarding CP Affiliates, Set-Off, Cross-Default and non-significant changes. 04/09/2021 Certified 04/23/2021 1
NYPC Amendments re: Transfers of Contracts 08/16/2011 Certified 08/31/2011 1
CME Amendments re: separate financial safeguards for CDS, certainty of assessment liability; liquidity facility, and close-out netting 07/13/2011 Certified 07/13/2011 1
ICLR US Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources 06/27/2014 Certified 07/15/2014 1
LCHLTD Amendments re ForexClear Default Management Process and membership criteria, changes to SwapClear Membership criteria, changes to comply with CFTC regulations applicable to DCOs effective May 7, 2012 04/20/2012 Certified 05/05/2012 1
ICE NGX Amendments re Banking & Treasury - Step 1 and 2 10/01/2021 Certified 10/18/2021 1
LCHSA Amendments of the Clearing Notice linked to the "Means of Accessand Reporting mechanism" available for CDSClear clearing members. 05/07/2015 Certified 05/21/2015 1
SGX-DC Amendments have been promulgated in order to align the SGX-DC Clearing Rules to the IAS 32 that prescribes rules for the offsetting of financial assets and financial liabilities. 04/13/2015 Certified 04/24/2015 1
EUREX Amendments for Eurex Clearing Circular 030-10 03/14/2016 Certified 03/28/2016 2
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICE NGX Amendments are primarily to update descriptions to reflect current practices and procedures, and to update or improve drafting. 04/06/2023 Certified 04/20/2023 2
ICE NGX Amendments are designed to streamline and update terminology, descriptions, rules and procedures relating to financially settled futures products. 03/05/2024 Certified 03/19/2024 1
CME Amendments and new rule to CME Chapter 8G and 900 re: cleared interest rate swaps and addition to Clearing house Manual of Operations for CME cleared interest rate swaps 03/01/2011 Certified 03/01/2011 1
LX Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. 06/11/2018 Certified 06/25/2018 3
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. 05/23/2018 Certified 06/07/2018 3
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. 05/01/2018 Certified 05/15/2018 3
NADEX Amendment to trading hours in order to provide consistency with the trading hours of the underlying market. 03/26/2013 Certified 03/26/2013 1
OCC Amendment to the Third Amended and Restated Options Exercise Settlement Agreement between OCC and NSCC 11/17/2008 Certified 11/24/2008 1
ICLR US Amendment to the shortfall margin methodology contained in the ICE Clear U.S. Risk Management Framework 08/27/2021 Certified 09/13/2021 2
LCHLTD Amendment to the LCH Rulebook to clarify that a branch of a ForexClear member submits a trade on behalf of the ForexClear clearing member. 11/03/2017 Certified 11/20/2017 1
ICLR US Amendment to the ICE Clear U.S. Rules 12/22/2023 Certified 01/09/2024 1
CCORP Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE 11/18/2009 Certified 11/30/2009 1