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Clearing Organization Rules
Search Clearing Organization Rules using the following criteria
Organization
ALL
BCC
CBT
CCD
CCH
CCORP
CME
CMECE
ECC
EUREX
ICE NGX
ICECC
ICLR US
ICLREU2
KCC
LCHLLC
LCHLTD
LCHSA
LX
MGEX
NADEX
NODALCL
NYMEX
NYPC
OCC
ONXCC
SGX-DC
Receipt Date From
Receipt Date To
Status
ALL
10 Day Review
60 Day Review
Approved
Certified
Non-Approval
Notified
Withdrawn
Status Date From
Status Date To
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Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
ECC
Fraud Insurance
07/18/2002
Certified
07/18/2002
0
NYMEX
Default Rules
07/15/2002
Certified
07/15/2002
0
ECC
Product, Member Rules
07/09/2002
Certified
07/09/2002
0
ONXCC
Futures and Options Positions
07/09/2002
Certified
07/09/2002
0
OCC
Exercise Notices
07/02/2002
Certified
07/02/2002
0
OCC
Amended Clearing Agreement NASDAQ LIFFE
06/24/2002
Certified
06/24/2002
0
CME
OCC as Clearinghouse
04/22/2002
Certified
04/22/2002
0
CBT
Conflicts of Interest
12/20/2001
Certified
12/20/2001
0
OCC
Officers and Closing Writing Transactions
12/19/2001
Certified
12/19/2001
0
MGEX
MGEXPress Electronic Trading System
11/13/2001
Approved
12/12/2001
0
NYMEX
Acceptable Original Margin
12/07/2001
Certified
12/07/2001
0
ECC
Board of Directors
12/04/2001
Certified
12/04/2001
0
BCC
Miscellaneous Rule Changes
11/29/2001
Certified
11/30/2001
0
CME
Clearing Membership
11/30/2001
Certified
11/30/2001
0
CME
Acceptable Performance Bond Deposits
11/30/2001
Certified
11/30/2001
0
CME
Clearing Member Approval
11/30/2001
Certified
11/30/2001
0
BCC
Miscellaneous Rule Changes
11/29/2001
Certified
11/29/2001
0
CME
Reorganization Plan
08/31/2001
Approved
11/16/2001
0
CME
Liquidity Facility
10/25/2001
Certified
10/25/2001
0
ICLR US
Committees; Guaranty Fund
08/16/2001
Certified
08/20/2001
0
CME
Cross-Margining Program with the Government Securities Clearing Corporation
07/30/2001
Certified
07/30/2001
0
CCORP
Listing of Products Eligible for BOTCC-GSCC Cross-Margining
07/20/2001
Certified
07/20/2001
0
CME
Security Deposit
07/05/2001
Certified
07/05/2001
0
CME
Performance Bond Requirement
07/05/2001
Certified
07/05/2001
0
BCC
Ownership Structure
07/03/2001
Certified
07/03/2001
0
CBT
Location of Clearing Firm Back Office Operations
06/18/2001
Certified
06/18/2001
0
ICLR US
Clearing Member Account Structure
01/29/2001
Approved
05/23/2001
0
NYMEX
Forms of Margin
05/23/2001
Certified
05/23/2001
0
NYMEX
Forms of Margin
05/23/2001
Certified
05/23/2001
0
NYMEX
Acceptable Forms of Margin
05/04/2001
Certified
05/04/2001
0
NYMEX
Acceptable Forms of Margin
05/04/2001
Certified
05/04/2001
0
CME
Satisfaction of Clearing House Obligation
04/20/2001
Certified
04/20/2001
0
CME
Protection of Clearing House
04/09/2001
Certified
04/09/2001
0
CME
Security Deposit
04/09/2001
Certified
04/09/2001
0
CME
Limitation of Liability
04/09/2001
Certified
04/09/2001
0
CCORP
Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation
04/03/2001
Certified
04/03/2001
0
CME
Clearing Membership Requirements
03/15/2001
Certified
03/15/2001
0
ICLR US
Clearing Member Eligibility Requirements
02/20/2001
Certified
02/20/2001
0
NYMEX
Investment of Customer Segregated Funds in Money Market Mutual Funds
02/20/2001
Certified
02/20/2001
0
CME
Proposed Addition of iShares S&P 100 Index Fund to Cross-Margining Program
02/09/2001
Certified
02/09/2001
0
CME
Securities Lending Program
02/02/2001
Certified
02/02/2001
0
MGEX
Exchange Regulatory Fee
01/31/2001
Certified
01/31/2001
0
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