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Clearing Organization Rules
Search Clearing Organization Rules using the following criteria
Organization
ALL
BCC
CBT
CCD
CCH
CCORP
CME
CMECE
ECC
EUREX
ICE NGX
ICECC
ICLR US
ICLREU2
KCC
LCHLLC
LCHLTD
LCHSA
LX
MGEX
NADEX
NODALCL
NYMEX
NYPC
OCC
ONXCC
SGX-DC
Receipt Date From
Receipt Date To
Status
ALL
10 Day Review
60 Day Review
Approved
Certified
Non-Approval
Notified
Withdrawn
Status Date From
Status Date To
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Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
OCC
By-Laws and Rules
03/23/2004
Certified
03/23/2004
0
CBT
CBOT Approved as DCO Approval Process Required Implementing Rules
10/07/2003
Certified
10/07/2003
0
CBT
Rule 701.1 Transfer of Clearing Accounts
10/07/2003
Certified
07/14/2003
0
CBT
Acceptable Margin
11/21/2003
Certified
11/21/2003
0
CBT
Transfer of Clearing Accounts
08/06/2003
Certified
08/06/2003
0
CBT
Rules Streamlining Clearing Requirements
11/20/2003
Certified
11/20/2003
0
CME
Clearing Membership Assignment Requirements
04/23/2003
Certified
04/23/2003
0
ICLR US
Segregation Requirements
07/17/2003
Certified
07/17/2003
0
NYMEX
Forms of Margin
05/23/2001
Certified
05/23/2001
0
ICLR US
Closing Out Positions of Expelled or Suspended Clearing Members
02/24/2003
Certified
02/24/2003
0
ICLR US
Price Limits Margining
12/15/2003
Certified
12/15/2003
0
NYMEX
Eliminates OTC Reference
01/22/2003
Certified
01/22/2003
0
NYMEX
Consolidation of NYMEX & COMEX Clearing
05/14/2003
Certified
05/14/2003
0
NYMEX
PJM Electricity Futures
04/10/2003
Certified
04/10/2003
0
OCC
Foreign Currency Futures
07/18/2003
Certified
07/18/2003
0
OCC
Fund Share
06/02/2003
Certified
06/02/2003
0
OCC
CBOE Clearing Agreement
07/18/2003
Certified
07/18/2003
0
OCC
Confidentiality Policy
06/02/2003
Certified
06/02/2003
0
CCORP
Non-cash margin
02/20/2003
Certified
02/20/2003
0
BCC
Ownership Structure
07/03/2001
Certified
07/03/2001
0
CCORP
Listing of Products Eligible for BOTCC-GSCC Cross-Margining
07/20/2001
Certified
07/20/2001
0
ICLR US
Committees; Guaranty Fund
08/16/2001
Certified
08/20/2001
0
NYMEX
Investment of Customer Segregated Funds in Money Market Mutual Funds
02/20/2001
Certified
02/20/2001
0
NYMEX
Acceptable Forms of Margin
05/04/2001
Certified
05/04/2001
0
NADEX
New contracts based on M&As
05/17/2007
Certified
06/01/2007
0
NYMEX
Floor-traded electricity options cleared on ClearPort
12/05/2006
Certified
12/05/2006
0
NYMEX
Forms of Margin
05/23/2001
Certified
05/23/2001
0
OCC
OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets
07/19/2006
Certified
07/19/2006
0
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