ECC |
By-Laws and Rules |
06/22/2003 |
Certified |
06/23/2003 |
|
0 |
CME |
Remote Clearing |
10/22/2002 |
Certified |
10/22/2002 |
|
0 |
CCORP |
Categories of Governors |
12/09/2002 |
Certified |
12/09/2002 |
|
0 |
ECC |
Fraud Insurance |
07/18/2002 |
Certified |
07/18/2002 |
|
0 |
CBT |
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house |
07/26/2011 |
Certified |
08/10/2011 |
|
0 |
ECC |
Interim Board of Directors |
09/10/2002 |
Certified |
09/10/2002 |
|
0 |
NYMEX |
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house |
07/26/2011 |
Certified |
08/10/2011 |
|
0 |
ECC |
Letters of Credit Clearing Fund |
10/09/2002 |
Certified |
10/09/2002 |
|
0 |
ECC |
Letters of Credit Clearing Fund |
10/09/2002 |
Certified |
10/09/2002 |
|
0 |
ECC |
Product, Member Rules |
07/09/2002 |
Certified |
07/09/2002 |
|
0 |
ECC |
VMAC |
10/10/2002 |
Certified |
10/10/2002 |
|
0 |
CME |
Anti Money Laundering |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
CME |
Settlements, Settlement Prices |
11/01/2002 |
Certified |
11/01/2002 |
|
0 |
CME |
Protection of ClearingHouse Default |
08/09/2002 |
Certified |
08/09/2002 |
|
0 |
CME |
OCC as Clearinghouse |
04/22/2002 |
Certified |
04/22/2002 |
|
0 |
OCC |
OCC 2002-02, 3.14.06, Non Customers of Broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
0 |
LCHLTD |
SwapClear Members & Dealers |
11/25/2002 |
Certified |
11/25/2002 |
|
0 |
LCHLTD |
Procedural Amendments |
11/01/2002 |
Certified |
11/01/2002 |
|
0 |
LCHLTD |
Collateral Rules |
11/08/2002 |
Certified |
11/08/2002 |
|
0 |
LCHLTD |
SwapClear Fees & Charges |
11/01/2002 |
Certified |
11/01/2002 |
|
0 |
LCHLTD |
Endex Clearing (Dutch Electricity) |
12/16/2002 |
Certified |
12/16/2002 |
|
0 |
LCHLTD |
EnClear Natural Gas |
09/12/2002 |
Certified |
09/12/2002 |
|
0 |
ICLR US |
Default Fund Rule Amendment Approved |
08/20/2002 |
Approved |
08/20/2002 |
|
0 |
NYMEX |
Trade submission deadlines |
12/13/2002 |
Certified |
12/13/2002 |
|
0 |
NYMEX |
Transco Basis SWAPs |
11/05/2002 |
Certified |
11/05/2002 |
|
0 |
NYMEX |
OTC Trade Submission |
09/25/2002 |
Certified |
09/25/2002 |
|
0 |
NADEX |
Trading Members on the Intermediated Market |
07/07/2006 |
Certified |
07/07/2006 |
|
0 |
NYMEX |
Protection of Clearing House Cross Margining |
08/08/2002 |
Certified |
08/08/2002 |
|
0 |
NYMEX |
OTC Energy Options |
07/26/2002 |
Certified |
07/26/2002 |
|
0 |
NYMEX |
Guaranty Fund |
07/26/2002 |
Certified |
07/26/2002 |
|
0 |
NYMEX |
Default Rules |
07/15/2002 |
Certified |
07/15/2002 |
|
0 |
NADEX |
CBOE Merger |
02/21/2006 |
Certified |
02/21/2006 |
|
0 |
OCC |
Assignment Procedures, Exercise Notices |
08/14/2002 |
Certified |
08/14/2002 |
|
0 |
LCHLTD |
General Regulations |
01/31/2006 |
Certified |
12/31/2006 |
|
0 |
OCC |
Segregation of Long Options Positions |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
ICLR US |
Mutual Funds Guaranty Fund |
10/03/2006 |
Certified |
10/03/2006 |
|
0 |
OCC |
Multiple Accounts of Clearing Members |
11/19/2002 |
Certified |
11/19/2002 |
|
0 |
LCHLTD |
Amended Default Rules September 2006 |
09/14/2006 |
Certified |
09/14/2006 |
|
0 |
OCC |
Market Makers as Segregated Customers |
10/17/2002 |
Certified |
10/17/2002 |
|
0 |
OCC |
FCM requirements |
10/08/2002 |
Certified |
10/08/2002 |
|
0 |
OCC |
Stocks Hedge Loan Program |
10/02/2002 |
Certified |
10/02/2002 |
|
0 |
OCC |
Narrow-Based Stock Indexes |
09/27/2002 |
Certified |
09/27/2002 |
|
0 |
OCC |
HCHA Fees |
08/26/2002 |
Certified |
08/26/2002 |
|
0 |
NYMEX |
Amended Electricity Options Description & Pricing 12/5/06 Filing |
12/15/2006 |
Certified |
12/15/2006 |
|
0 |
ICLR US |
CLS System |
07/13/2006 |
Certified |
07/13/2006 |
|
0 |
NYMEX |
OTC Floor Member Guarantee |
02/03/2006 |
Certified |
02/03/2006 |
|
0 |
CBT |
Changes to CBT Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
0 |
CBT |
Location of Clearing Firm Back Office Operations |
06/18/2001 |
Certified |
06/18/2001 |
|
0 |
ECC |
Board of Directors |
12/04/2001 |
Certified |
12/04/2001 |
|
0 |
OCC |
Gasoline Index Futures |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |