OCC |
Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R |
07/16/2012 |
Certified |
07/31/2012 |
|
1 |
ICE NGX |
Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
OCC |
This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. |
01/28/2014 |
Certified |
02/12/2014 |
|
1 |
NADEX |
Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. |
08/31/2015 |
Certified |
09/15/2015 |
|
1 |
CME |
Amendments to CME Rule 204A04 ("Daily Settlement Price") of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract |
04/01/2016 |
Certified |
04/15/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 11, 2019 |
03/20/2019 |
Notified |
03/20/2019 |
|
1 |
LCHSA |
LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). |
01/06/2020 |
Certified |
01/17/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 24, 2021 |
06/01/2021 |
Notified |
06/01/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 27, 2021 |
01/04/2022 |
Notified |
01/04/2022 |
|
1 |
OCC |
This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
MGEX |
Weekly notification of rule amendments made regarding changes to spread and outright margin rates. |
11/17/2016 |
Notified |
11/17/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 10, 2019 |
02/19/2020 |
Notified |
02/19/2020 |
|
1 |
CME |
Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program |
07/13/2020 |
Certified |
07/27/2020 |
|
1 |
ICE NGX |
Definitions re financially settled Ontario power products and confirming performance of physically settled natural gas futures at assigned delivery locations. |
12/14/2021 |
Certified |
12/29/2021 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Rules required by (i) the need to comply with CFTC Regulation 39.13(g)(8)(ii) and (ii) the proposal to enhance the CDSClear service. |
03/07/2022 |
Certified |
03/21/2022 |
|
1 |
OCC |
OCC-2006-17, 9.22.06, Options on Commodity Pools |
09/22/2006 |
Certified |
09/22/2006 |
|
1 |
NADEX |
Discontinue Free Trade Promotion Program |
05/31/2007 |
Certified |
06/01/2007 |
|
1 |
ICE NGX |
Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants |
07/18/2012 |
Certified |
08/02/2012 |
|
1 |
MGEX |
Notification of changes to outright and spread margin rates. |
12/27/2018 |
Notified |
12/27/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 6, 2020 |
07/13/2020 |
Notified |
07/13/2020 |
|
1 |
LCHLTD |
Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. |
03/16/2012 |
Certified |
03/26/2012 |
|
1 |
LCHLTD |
Correction to SwapClear opening hours and support for additional financial centres |
08/19/2016 |
Certified |
09/02/2016 |
|
1 |
LCHLTD |
LCH self certifies changes to its rules on LCH delivery account details and opening hours related to the Listed Interest Rates clearing service |
09/28/2016 |
Certified |
10/12/2016 |
|
1 |
LCHLTD |
The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. |
11/18/2016 |
Certified |
12/02/2016 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the new fee grid related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. |
09/22/2017 |
Certified |
10/06/2017 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. |
05/13/2019 |
Certified |
05/24/2019 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification amendments to its rules regarding the contributions ForexClear Clearing Members make to the ForexClear Default Fund, and how the amount of these contributions are allocated between such Clearing Members. |
01/07/2020 |
Certified |
01/21/2020 |
|
1 |
LCHLTD |
LCH Ltd is submitting for self-certification amendments to its rules in respect of business as usual ("BAU") portfolio transfers within the ForexClear clearing service. |
02/20/2020 |
Certified |
03/04/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Capping the number of ballots in service continuity |
12/30/2020 |
Certified |
01/13/2021 |
|
1 |
LCHLTD |
Notification of changes to London Deposit Rate applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. |
02/19/2021 |
Notified |
02/19/2021 |
|
1 |
ICE NGX |
Clarification around correspondent or intermediary bank fees in relation to wire payments. |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
OCC |
OCC 2006-09, 5/24/06, Choice of Law and Forum |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
NYMEX |
Deletion of Risk Filter Rule 9.04B |
05/31/2007 |
Certified |
06/01/2007 |
|
1 |
OCC |
Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement |
04/21/2008 |
Certified |
04/21/2008 |
|
1 |
LCHLTD |
Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
LCHLTD |
Changes to client fee schedule to reflect fees for multilateral compression facility for clients |
08/19/2016 |
Certified |
09/02/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 7, 2016 |
11/18/2016 |
Notified |
11/18/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 25, 2019 |
12/04/2019 |
Notified |
12/04/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of August 31, 2020 |
09/09/2020 |
Notified |
09/09/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 28, 2022 |
03/07/2022 |
Notified |
03/07/2022 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of April 29, 2024 |
05/03/2024 |
Notified |
05/03/2024 |
|
1 |
OCC |
OCC 2006-08, 5/24/06, Effect of Stock Splits |
05/24/2006 |
Certified |
05/24/2006 |
|
1 |
NYMEX |
Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. |
12/15/2016 |
Certified |
12/29/2016 |
|
1 |
LCHLTD |
The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. |
03/22/2019 |
Notified |
03/22/2019 |
|
1 |
ICE NGX |
revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended |
01/07/2020 |
Certified |
01/22/2020 |
|
1 |
CCORP |
Reorganization & Proxy Materials |
09/24/2003 |
Certified |
09/24/2003 |
|
0 |
CME |
Cross-Margining Program |
11/19/2003 |
Certified |
11/19/2003 |
|
0 |
CME |
FICC Cross-Margining |
11/21/2003 |
Certified |
11/21/2003 |
|
0 |
NYMEX |
Acceptable Original Margin |
12/07/2001 |
Certified |
12/07/2001 |
|
0 |