Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC Amending OCC's By-Laws to allow the Corporation to approve OCC's form of clearing member application and form of clearing agreement rather than its Board of Directors; SR-OCC-2012-12R 07/16/2012 Certified 07/31/2012 1
ICE NGX Amendments to provide greater clarity regarding product categorization in response to the elimination of the exempt commercial market category. 04/12/2013 Certified 04/27/2013 1
OCC This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. 01/28/2014 Certified 02/12/2014 1
NADEX Nadex institutes temporary free trading incentive program, which would waive fees for all individual and entities that become Members on or after the effective date, for a specified period of time relating to amount of Member's initial deposit. 08/31/2015 Certified 09/15/2015 1
CME Amendments to CME Rule 204A04 ("Daily Settlement Price") of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 04/01/2016 Certified 04/15/2016 1
CME Weekly Notification of Rule Amendments - Week of March 11, 2019 03/20/2019 Notified 03/20/2019 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rules in order to address narrowly tailored credit events (NTCE). 01/06/2020 Certified 01/17/2020 1
CME Weekly Notification of Rule Amendments - Week of May 24, 2021 06/01/2021 Notified 06/01/2021 1
CME Weekly Notification of Rule Amendments - Week of December 27, 2021 01/04/2022 Notified 01/04/2022 1
OCC This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. 12/03/2015 Certified 12/17/2015 1
MGEX Weekly notification of rule amendments made regarding changes to spread and outright margin rates. 11/17/2016 Notified 11/17/2016 1
CME Weekly Notification of Rule Amendments - Week of February 10, 2019 02/19/2020 Notified 02/19/2020 1
CME Extension of the U.S. Dollar ("USD") Interest Rate Swap ("IRS") House Liquidity Program 07/13/2020 Certified 07/27/2020 1
ICE NGX Definitions re financially settled Ontario power products and confirming performance of physically settled natural gas futures at assigned delivery locations. 12/14/2021 Certified 12/29/2021 1
LCHSA LCH SA is submitting for self-certification the proposed amendments to LCH SA's CDS Clearing Rules required by (i) the need to comply with CFTC Regulation 39.13(g)(8)(ii) and (ii) the proposal to enhance the CDSClear service. 03/07/2022 Certified 03/21/2022 1
OCC OCC-2006-17, 9.22.06, Options on Commodity Pools 09/22/2006 Certified 09/22/2006 1
NADEX Discontinue Free Trade Promotion Program 05/31/2007 Certified 06/01/2007 1
ICE NGX Addition of NGX representation that it will submit large trader reports to the Commission on behalf of its participants 07/18/2012 Certified 08/02/2012 1
MGEX Notification of changes to outright and spread margin rates. 12/27/2018 Notified 12/27/2018 1
CME Weekly Notification of Rule Amendments - Week of July 6, 2020 07/13/2020 Notified 07/13/2020 1
LCHLTD Introduction of GBP FRAs to be offerred for clearing within the SCM and European client clearing models. 03/16/2012 Certified 03/26/2012 1
LCHLTD Correction to SwapClear opening hours and support for additional financial centres 08/19/2016 Certified 09/02/2016 1
LCHLTD LCH self certifies changes to its rules on LCH delivery account details and opening hours related to the Listed Interest Rates clearing service 09/28/2016 Certified 10/12/2016 1
LCHLTD The proposed rules clarify that the FCMs' request for LCH to apply margin attributable to the FCM's customer account to the FCM's buffer account may only be accommodated if it is made in respect to all of the customers' accounts, and not some only. 11/18/2016 Certified 12/02/2016 1
LCHSA LCH SA is submitting for self-certification the new fee grid related to the proposed extension of the CDSClear services to the clearing of options on index credit default swaps. 09/22/2017 Certified 10/06/2017 1
LCHLTD LCH Limited is submitting for self-certification a change to its rules allowing ForexClear to offer clearing of FX Spot and Forwards in their own right, rather than only as hedges of FX Options contracts. 05/13/2019 Certified 05/24/2019 1
LCHLTD LCH Limited is submitting for self-certification amendments to its rules regarding the contributions ForexClear Clearing Members make to the ForexClear Default Fund, and how the amount of these contributions are allocated between such Clearing Members. 01/07/2020 Certified 01/21/2020 1
LCHLTD LCH Ltd is submitting for self-certification amendments to its rules in respect of business as usual ("BAU") portfolio transfers within the ForexClear clearing service. 02/20/2020 Certified 03/04/2020 1
LCHLTD LCH Limited Self-Certification: Capping the number of ballots in service continuity 12/30/2020 Certified 01/13/2021 1
LCHLTD Notification of changes to London Deposit Rate applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/19/2021 Notified 02/19/2021 1
ICE NGX Clarification around correspondent or intermediary bank fees in relation to wire payments. 09/22/2022 Certified 10/06/2022 1
OCC OCC 2006-09, 5/24/06, Choice of Law and Forum 05/24/2006 Certified 05/24/2006 1
NYMEX Deletion of Risk Filter Rule 9.04B 05/31/2007 Certified 06/01/2007 1
OCC Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement 04/21/2008 Certified 04/21/2008 1
LCHLTD Amendments to Regulations and Procedures to extend coverage of the existing ForexClear Non-Deliverable Forward (NDF) service for clearing NDF FX to five additional currency pairs. 07/19/2012 Certified 08/03/2012 1
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
CME Weekly Notification of Rule Amendments - Week of November 7, 2016 11/18/2016 Notified 11/18/2016 1
CME Weekly Notification of Rule Amendments - Week of November 25, 2019 12/04/2019 Notified 12/04/2019 1
CME Weekly Notification of Rule Amendments - Week of August 31, 2020 09/09/2020 Notified 09/09/2020 1
CME Weekly Notification of Rule Amendments - Week of February 28, 2022 03/07/2022 Notified 03/07/2022 1
EUREX Weekly Notification of Rule Amendments - Week of April 29, 2024 05/03/2024 Notified 05/03/2024 1
OCC OCC 2006-08, 5/24/06, Effect of Stock Splits 05/24/2006 Certified 05/24/2006 1
NYMEX Modifications to NYMEX Brent 25 day Futures Incentive Program; 12-107 04/10/2012 Certified 04/25/2012 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear fee grid as a consequence of the evolution of the CDSClear business and activities. The new fee grid will be effective as of January 1st, 2017. 12/15/2016 Certified 12/29/2016 1
LCHLTD The SwapClear service has onboarded Bloomberg Trading Facility B.V. as a new trading venue. 03/22/2019 Notified 03/22/2019 1
ICE NGX revised 'event of default' language; allow ICE NGX to retain interest under certain circumstances; enhanced powers to require information from clearing members; opportunity to be heard if membership denied/revoked/suspended 01/07/2020 Certified 01/22/2020 1
CCORP Reorganization & Proxy Materials 09/24/2003 Certified 09/24/2003 0
CME Cross-Margining Program 11/19/2003 Certified 11/19/2003 0
CME FICC Cross-Margining 11/21/2003 Certified 11/21/2003 0
NYMEX Acceptable Original Margin 12/07/2001 Certified 12/07/2001 0