Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SGX-DC Weekly notification of rule amendments for the week of 4 June 2018. 06/11/2018 Notified 06/11/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/01/2019 Notified 02/01/2019 2
ICLR US Amendment to ICUS's Risk Management Framework related to the criteria applicable to, and monitoring of, ICUS's financial service providers. 03/29/2019 Certified 04/12/2019 2
LX LedgerX Updated Operations Manual 11/30/2020 Certified 12/14/2020 2
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 012-22 relating to the portfolio transfer functionality and 2021 ISDA Definition updates 03/09/2022 Certified 03/23/2022 2
ICLREU2 The purposes of these changes is to amend certain ICE Clear Europe risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 09/03/2015 Certified 09/18/2015 2
SGX-DC Weekly notification of rule amendments for the week of 13 February 2017. 02/19/2017 Notified 02/19/2017 2
ICLREU2 ICE Clear Europe is amending its Rules and Procedures (including the Clearing Procedures, CDS Procedures and Finance Procedures) to update relevant references to, and facilitate compliance with, applicable European Union ("EU") and United Kingdom ("UK"). 09/05/2019 Certified 09/18/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/29/2020 Notified 05/29/2020 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 10/01/2021 Certified 10/18/2021 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part II thereto ("Part II") as well as a conforming change elsewhere in the Delivery Procedures. Part II will apply to the new ICE Futures Europe Dutch TTF Natural Gas Futures Contracts. 02/02/2023 Certified 02/16/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 085-19 related to the upcoming transition from EONIA to ?STR across products and services and providing further methodologies with regard to handling certain index cessation events 09/05/2019 Certified 09/19/2019 2
ICECC ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. 04/22/2020 Certified 05/06/2020 2
EUREX Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. 05/20/2016 Certified 06/06/2016 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. 02/20/2017 Certified 03/06/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/06/2017 Notified 10/06/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. 01/10/2020 Certified 01/27/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency 03/02/2020 Certified 03/16/2020 2
ICLREU2 ICE Clear Europe is submitting amendments to certain parts of its Rules and Procedures that are intended to make a variety of improvements and changes. 04/23/2020 Certified 05/06/2020 2
LCHLTD LCH Limited self-certification of a new margin collateral haircut schedule. 11/30/2020 Certified 12/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-21 related to the inclusion of two ETF options and three ETC options newly introduced at Eurex Deutschland and the harmonization of transaction fees for ETC options and futures 04/22/2021 Certified 05/06/2021 2
OCC Rule Certification Concerning The Options Clearing Corporation's Implied Volatility Simulation Models 03/10/2022 Certified 03/24/2022 2
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of two additional Standard Western European Sovereign CDS contracts, specifically the Kingdom of Belgium and the Republic of Austria. 01/05/2015 Certified 01/20/2015 2
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for CFTC self-certification the proposed change by CDSClear services to adapt the ISDA pricer in case of extreme spread curves. 02/20/2017 Certified 03/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 20 August 2018. 08/30/2018 Notified 08/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules 11/06/2019 Certified 11/21/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/11/2021 Notified 06/11/2021 2
SGX-DC Weekly notification of rule amendments for the week of 2 December 2019. 12/10/2019 Notified 12/10/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/24/2020 Notified 04/24/2020 2
CME Modifications to CME Risk Management Framework 05/29/2020 Certified 06/12/2020 2
ICLREU2 ICE Clear Europe is amending Parts 9 and 11 of the Rules relating to default insurance that is intended to cover losses resulting from a Clearing Member default. 07/22/2020 Certified 08/05/2020 2
ICLREU2 ICE Clear Europe is adopting a new Capital Replenishment Plan (the "Plan") to document certain tools, procedures and arrangements that the Clearing House may use to replenish its capital, when necessary. 02/03/2023 Certified 02/17/2023 2
NYMEX Modifications to Flex Energy Futures and Options Incentive Program; 12-161 06/07/2012 Certified 06/22/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/07/2016 Notified 10/07/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 099-17 related to the requirements and incentives associated with the introduction of Regulatory Market-Making and the Eurex Liquidity Provider Framework 10/06/2017 Certified 10/23/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing 03/05/2018 Certified 03/19/2018 2
NODALCL Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 06/27/2023 Certified 07/12/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 048-18 related to the price list for exchange-traded futures and options 05/22/2017 Certified 06/06/2017 2
SGX-DC Weekly notification of rule amendments for the week of 8 January 2018. 01/15/2018 Notified 01/15/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 059-18 related to the introduction of EURO STOXX 50r equity index options with month-end expiration that are being introduced at Eurex Deutschland 06/12/2018 Certified 06/25/2018 2
ICE NGX RMF Changes re Banking & Treasury Improvement Project 11/12/2021 Certified 11/29/2021 2
LX Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
NYMEX Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 06/11/2012 Certified 06/26/2012 2
ICECC ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. 01/05/2015 Certified 01/20/2015 2
LCHLTD LCH Limited change to its Margin Collateral Haircut Schedule. 07/18/2018 Certified 07/31/2018 2
LCHLTD LCH Limited temporary change to its Margin Collateral Haircut Schedule 04/02/2019 Certified 04/15/2019 2
SGX-DC Weekly notification of rule amendments for the week of 26 August 2019. 09/05/2019 Notified 09/05/2019 2
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
NYMEX Modifications to existing NYMEX Energy Products Cross-Venue Incentive Program; 12-167 06/11/2012 Certified 06/26/2012 2