Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products 10/30/2014 Withdrawn 08/31/2016 1
CME Amendments to CME Rule 743.B (Delivery Obligation Failure) 11/16/2016 Certified 12/01/2016 1
SGX-DC The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. 11/29/2019 Certified 12/12/2019 1
EUREX Weekly Notification of Rule Amendments - Week of July 6, 2020 07/10/2020 Notified 07/10/2020 1
CME Weekly Notification of Rule Amendments - Week of April 24, 2023 05/02/2023 Notified 05/02/2023 1
OCC Rule primarily applicable to securities 11/19/2004 Certified 11/19/2004 1
NYMEX Clearing contracts executed on DME 05/30/2007 Certified 06/01/2007 1
LCHLLC Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
LCHSA The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. 11/03/2015 Certified 11/18/2015 1
MGEX Change to outright and spread margin rates and to volatility scan range. 09/21/2017 Notified 09/21/2017 1
MGEX Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. 12/21/2018 Certified 02/08/2019 1
CME Weekly Notification of Rule Amendments - Week of March 4, 2022 04/12/2022 Notified 04/12/2022 1
OCC Rule primarily applicable to securities 06/25/2004 Certified 06/25/2004 1
OCC Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. 05/28/2008 Certified 06/04/2008 1
LCHLLC Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral 11/10/2010 Certified 11/10/2010 1
CME Addition of CDX North American Investment Grade Index Series 16 03/21/2011 Certified 03/21/2011 1
LCHLTD Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. 11/05/2013 Certified 11/21/2013 1
OCC This prposed rule change would allow a clearing fee waiver for exchange new products. 08/28/2015 Withdrawn 09/09/2015 1
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
ICE NGX Addition of eight physically-settled natural gas futures contracts 09/08/2020 Certified 09/22/2020 1
CME Weekly Notification of Rule Amendments - Week of December 6, 2021 12/13/2021 Notified 12/13/2021 1
OCC Rule primarily applicable to securities 03/11/2004 Certified 03/11/2004 1
LCHLLC Amendment to Rule 421 to correct a typographical error 01/22/2009 Certified 01/26/2009 1
CME Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology 07/13/2011 Certified 07/13/2011 1
OCC Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. 11/05/2013 Certified 11/21/2013 1
ICE NGX Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. 04/10/2014 Certified 04/25/2014 1
LCHLLC Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. 04/16/2015 Certified 04/30/2015 1
CME Weekly Notification of Rule Amendments - Week of September 11, 2017 09/21/2017 Notified 09/21/2017 1
CME Weekly Notification of Rule Amendments - Week of May 21, 2018 05/31/2018 Notified 05/31/2018 1
OCC Proposed amendments to OCC's auction participation requirements. 04/13/2021 Certified 04/27/2021 1
EUREX Weekly Notification of Rule Amendments - Week of January 15, 2024 01/19/2024 Notified 01/19/2024 1
CCORP OTC Benchmark Treasury Futures Contracts 10/03/2006 Certified 10/16/2006 1
OCC Rule primarily applicable to securities 02/23/2004 Certified 02/23/2004 1
OCC OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. 03/19/2009 Certified 03/20/2009 1
CME Amendments re: separate financial safeguards for CDS, certainty of assessment liability; liquidity facility, and close-out netting 07/13/2011 Certified 07/13/2011 1
ICLREU2 Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. 04/12/2013 Certified 04/27/2013 1
NYPC In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. 04/11/2014 Certified 04/26/2014 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. 09/27/2016 Certified 10/11/2016 1
CME Weekly Notification of Rule Amendments - Week of November 27, 2017 12/06/2017 Notified 12/06/2017 1
CME Weekly Notification of Rule Amendments - Week of March 13, 2023 03/21/2023 Notified 03/21/2023 1
ICLR US New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. 01/23/2009 Certified 01/26/2009 1
OCC Clearing of Real Estate Index Futures listed on CBOE Futures Exchange 07/19/2011 Certified 08/03/2011 1
LCHLTD Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. 07/24/2012 Certified 08/08/2012 1
CME Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract 02/23/2018 Certified 03/09/2018 1
CME Weekly Notification of Rule Amendments - Week of December 17, 2018 12/24/2018 Notified 12/24/2018 1
LX LedgerX Revised Rulebook 02/19/2021 Certified 03/05/2021 1
CME Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
CME Weekly Notification of Rule Amendments - Week of July 25, 2022 08/01/2022 Notified 08/01/2022 1
CME Weekly Notification of Rule Amendments - Week of September 12, 2022 09/20/2022 Notified 09/20/2022 1
CBT Comprehensive Update of Chapter 2 Membership Requirements 09/28/2006 Certified 09/29/2006 1