CME |
Addition of Limited Recourse and Portfolio Gain Haircut Settlement Cycles to the Financial Safeguards Package for Base Products |
10/30/2014 |
Withdrawn |
08/31/2016 |
|
1 |
CME |
Amendments to CME Rule 743.B (Delivery Obligation Failure) |
11/16/2016 |
Certified |
12/01/2016 |
|
1 |
SGX-DC |
The Amendment is to remove the Eurodollar Futures from the list of contracts under Appendix 2 of SGX-DC Clearing Rules, associated with the removal of contracts from the Mutual Offset System link with Chicago Mercantile Exchange. |
11/29/2019 |
Certified |
12/12/2019 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of July 6, 2020 |
07/10/2020 |
Notified |
07/10/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 24, 2023 |
05/02/2023 |
Notified |
05/02/2023 |
|
1 |
OCC |
Rule primarily applicable to securities |
11/19/2004 |
Certified |
11/19/2004 |
|
1 |
NYMEX |
Clearing contracts executed on DME |
05/30/2007 |
Certified |
06/01/2007 |
|
1 |
LCHLLC |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
LCHSA |
The purpose of this change aims at adding to the list of Authorised Matching Platform Bloomberg Global Ltd for intraday clearing service. |
11/03/2015 |
Certified |
11/18/2015 |
|
1 |
MGEX |
Change to outright and spread margin rates and to volatility scan range. |
09/21/2017 |
Notified |
09/21/2017 |
|
1 |
MGEX |
Rule amendments are part of an overall reorganization that includes changes for greater clarity and efficiency. |
12/21/2018 |
Certified |
02/08/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 4, 2022 |
04/12/2022 |
Notified |
04/12/2022 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/25/2004 |
Certified |
06/25/2004 |
|
1 |
OCC |
Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. |
05/28/2008 |
Certified |
06/04/2008 |
|
1 |
LCHLLC |
Amendments to Risk Management Procedures to (i) incorporate price alignment interest (PAI) into variation performance bond for OTC contracts; and (ii) amend list of currently acceptable Collateral |
11/10/2010 |
Certified |
11/10/2010 |
|
1 |
CME |
Addition of CDX North American Investment Grade Index Series 16 |
03/21/2011 |
Certified |
03/21/2011 |
|
1 |
LCHLTD |
Emergency rule certification to extend the SwapClear Tolerance to 7pm on each Business Day. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
OCC |
This prposed rule change would allow a clearing fee waiver for exchange new products. |
08/28/2015 |
Withdrawn |
09/09/2015 |
|
1 |
LCHLTD |
Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies |
05/16/2017 |
Certified |
05/30/2017 |
|
1 |
ICE NGX |
Addition of eight physically-settled natural gas futures contracts |
09/08/2020 |
Certified |
09/22/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/13/2021 |
Notified |
12/13/2021 |
|
1 |
OCC |
Rule primarily applicable to securities |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
LCHLLC |
Amendment to Rule 421 to correct a typographical error |
01/22/2009 |
Certified |
01/26/2009 |
|
1 |
CME |
Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
OCC |
Proposed rule changes to clarify OCC' s existing policy regarding use of clearing fund assets in anticipation of a clearing member default. |
11/05/2013 |
Certified |
11/21/2013 |
|
1 |
ICE NGX |
Corrections to Sections 4.7 and 8.4(g) of the Contracting Party Agreement. # 2014-02. |
04/10/2014 |
Certified |
04/25/2014 |
|
1 |
LCHLLC |
Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 11, 2017 |
09/21/2017 |
Notified |
09/21/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 21, 2018 |
05/31/2018 |
Notified |
05/31/2018 |
|
1 |
OCC |
Proposed amendments to OCC's auction participation requirements. |
04/13/2021 |
Certified |
04/27/2021 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of January 15, 2024 |
01/19/2024 |
Notified |
01/19/2024 |
|
1 |
CCORP |
OTC Benchmark Treasury Futures Contracts |
10/03/2006 |
Certified |
10/16/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
02/23/2004 |
Certified |
02/23/2004 |
|
1 |
OCC |
OCC By-Law amendments to allow the clearing and settling of flexibly structured options traded on CBOE consistently wtih CBOE's rules. |
03/19/2009 |
Certified |
03/20/2009 |
|
1 |
CME |
Amendments re: separate financial safeguards for CDS, certainty of assessment liability; liquidity facility, and close-out netting |
07/13/2011 |
Certified |
07/13/2011 |
|
1 |
ICLREU2 |
Rule amendments to existing delivery procedures to accomodate new energy futures contracts to be listed on ICE Futures Europe and cleared by ICE Clear Europe. |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
NYPC |
In connection with migration of NYPC-cleared interest rate futures contracts to ICE Clear Europe and wind-down of operations, the NYPC Board of Directors has determined that NYPC Clearing Members must post their required Guaranty Fund deposits in cash. |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Derivatives for implementation in 2017. |
09/27/2016 |
Certified |
10/11/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 27, 2017 |
12/06/2017 |
Notified |
12/06/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of March 13, 2023 |
03/21/2023 |
Notified |
03/21/2023 |
|
1 |
ICLR US |
New rules and rule changes implementing the Commission's Section 4(c) order regarding the clearing of agricultural swaps. |
01/23/2009 |
Certified |
01/26/2009 |
|
1 |
OCC |
Clearing of Real Estate Index Futures listed on CBOE Futures Exchange |
07/19/2011 |
Certified |
08/03/2011 |
|
1 |
LCHLTD |
Corrections to the Clearing House procedures allowing delivery of precious metals as margin collateral. |
07/24/2012 |
Certified |
08/08/2012 |
|
1 |
CME |
Amendments to CME Chapter 901 ("Interest Rate Swaps Contract Terms") for the BRL Interest Rate Swaps Contract |
02/23/2018 |
Certified |
03/09/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 17, 2018 |
12/24/2018 |
Notified |
12/24/2018 |
|
1 |
LX |
LedgerX Revised Rulebook |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |
CME |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 25, 2022 |
08/01/2022 |
Notified |
08/01/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 12, 2022 |
09/20/2022 |
Notified |
09/20/2022 |
|
1 |
CBT |
Comprehensive Update of Chapter 2 Membership Requirements |
09/28/2006 |
Certified |
09/29/2006 |
|
1 |