Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. 08/15/2016 Certified 08/29/2016 1
CME Weekly Notification of Rule Amendments - Week of August 23, 2021 08/30/2021 Notified 08/30/2021 1
CCD Amendment to Dispute Resolution Rules 06/09/2023 Certified 06/26/2023 1
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
OCC Rule primarily applicable to securities 03/23/2005 Certified 03/23/2005 1
OCC Close out netting 05/15/2007 Certified 06/01/2007 1
ICECC The proposed rule changes will provide direct reference within the ICC Rules to the cleared products list available on the ICC website and add additional standards for certain ICC cleared products. 02/21/2013 Certified 03/08/2013 1
CME Deletion of NYMEX Rules 990 and 992 10/30/2014 Certified 11/14/2014 1
LCHLTD BAU Portfolio Transfer processes in SwapClear 08/15/2016 Certified 08/29/2016 1
LCHLTD LCH Limited self certifies rule changes concerning the termination of Clearing Member Status in the context of Polish Law 03/18/2019 Certified 04/01/2019 1
CME Weekly Notification of Rule Amendments - Week of April 29, 2019 05/07/2019 Notified 05/07/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear decompression 10/16/2020 Certified 10/29/2020 1
LX Revised LedgerX Participant Agreement 05/28/2021 Withdrawn 05/28/2021 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 September. 09/22/2021 Notified 09/22/2021 1
ICE NGX Non-substantive and non-material amendments to the ICE NGX Contracting Party Agreement. 06/09/2023 Notified 06/09/2023 1
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 01/17/2024 Certified 01/31/2024 1
OCC Rule primarily applicable to securities 03/02/2005 Certified 03/02/2005 1
NYMEX NYMEX Brent 25-Day Futures Incentive Program; 11-459 11/29/2011 Certified 12/14/2011 1
LCHSA LCH.Clearnet SA will be subject to the reporting obligation introduced by the EU regulations as of 12 February 2014. 01/28/2014 Certified 02/12/2014 1
CME Amendments to the Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps Contract 06/30/2016 Certified 07/15/2016 1
LCHLTD Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service 05/08/2019 Notified 05/08/2019 1
CME Weekly Notification of Rule Amendments - Week of October 25, 2021 11/01/2021 Notified 11/01/2021 1
MGEX Notification of margin changes made during the preceding week 03/01/2022 Notified 03/01/2022 1
CME Weekly Notification of Rule Amendments - April 22, 2024 04/30/2024 Notified 04/30/2024 1
OCC Rule primarily applicable to securities 01/18/2005 Certified 01/18/2005 1
OCC Yield based Treasury options 05/24/2007 Certified 06/01/2007 1
OCC Amendment No. 1 to SR-OCC-2010-13, a proposal to amend OCC by-laws and rules to accomodate proposal by OneChicago to list security futures for which settlement price would be adjusted for dividends or distributions by issuer of underlying security 08/25/2010 Certified 08/25/2010 1
LCHLLC Remove IDEX Futures Contracts from the rulebook 12/01/2011 Certified 12/16/2011 1
CME Modifications to the fee schedule applicable to OTC Interest Rate Swaps 08/02/2013 Certified 08/17/2013 1
CME Modifications to the CME OTC FX Fee Waiver Program 07/11/2018 Certified 07/25/2018 1
CME Harmonization and Clarification Amendments to CME Chapters 8F ("Over the Counter Derivative Clearing"), 8G ("Interest Rate Derivative Clearing") and 900 ("Interest Rate Products") 04/13/2020 Certified 04/27/2020 1
NADEX Nadex will adjust the position limits for its Bitcoin and Ether Cryptocurrency Touch Bracket Variable Payout Contracts from 100 to 10 lots for Direct Trading Members and from 100,000 to 10,000 (on a per strike basis) for market makers. 01/17/2023 Certified 01/31/2023 1
OCC Rule primarily applicable to securities 12/21/2004 Certified 12/21/2004 1
ICLREU2 Amendments to certain Financial Power contracts: alterations to the last trading day and/or the contract series; changes to last trading day will not affect final settlement price 04/05/2012 Certified 04/20/2012 1
OCC Non-material, "housekeeping" changes so OCC's By-Laws and Rules better reflect current operational practices; SR-OCC-2013-13. 08/05/2013 Certified 08/20/2013 1
SGX-DC Introduction of a new trade registration system for the OTCF trades 11/02/2015 Certified 11/17/2015 1
CME Weekly Notification of Rule Amendments - Week of August 20, 2018 08/29/2018 Notified 08/29/2018 1
CME Weekly Notification of Rule Amendments - Week of August 19, 2019. 08/28/2019 Notified 08/28/2019 1
MGEX Margin rates for SPIKES futures 11/27/2019 Notified 11/27/2019 1
CME Weekly Notification of Rule Amendments - Week of January 9, 2023 01/17/2023 Notified 01/17/2023 1
NYMEX 10 Diesel Fuel Futures Contracts to be traded and cleared on NYMEX Clearport 02/22/2007 Certified 03/12/2007 1
OCC Rule primarily applicable to securities 12/17/2004 Certified 12/17/2004 1
OCC Structural changes to OCC's Membership/Risk Committee regardign Public Directors and the process for designating Membership/Risk Committee members; SR-OCC-2013-12. 08/02/2013 Certified 08/17/2013 1
LCHLTD Change to the LCH LTD London Deposit Rate (LDR) applicable to cash balances held on SwapClear and ForexClear services clearing member accounts. 02/23/2018 Notified 02/23/2018 1
LCHLTD LCH Limited self certifies rule changes concerning new legislation in the context of the withdrawal of the United Kingdom ("UK") from the European Union ("EU") 03/19/2019 Certified 04/01/2019 1
CME Weekly Notification of Rule Amendments - Week of April 5, 2021 04/12/2021 Notified 04/12/2021 1
CME Weekly Notification of Rule Amendments - Week of June 5, 2023 06/12/2023 Notified 06/12/2023 1
CME Weekly Notification of Rule Amendments - Week of July 17, 2023 07/24/2023 Notified 07/24/2023 1
EUREX Weekly Notification of Rule Amendments - Week of October 23, 2023 10/27/2023 Notified 10/27/2023 1
OCC Rule primarily applicable to securities 12/13/2004 Certified 12/13/2004 1