NYMEX |
New rules for Chapter 7b regarding delivery. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
NYMEX |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
CME |
CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure |
07/15/2011 |
Certified |
07/15/2011 |
|
1 |
ICLREU2 |
Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
CME |
CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 |
03/28/2012 |
Certified |
04/12/2012 |
|
1 |
MGEX |
The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
LCHSA |
LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. |
11/02/2015 |
Certified |
11/17/2015 |
|
1 |
CME |
Amendments to CME Rule 280H.02. ("Cash Settlement") of the Cleared OTC U.S. Dollar/Malaysian Ringgit (USD/MYR) Spot, Forwards and Swaps Contract. |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |
LX |
Rulebook amendment |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification changes to its rulebook provisions to ensure such provisions align with the current SwapClear environment. |
05/29/2018 |
Certified |
06/12/2018 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Excess Sub-Account |
05/07/2019 |
Certified |
05/21/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 18, 2019 |
11/26/2019 |
Notified |
11/26/2019 |
|
1 |
LCHLTD |
ForexClear tariff waiver for Non-deliverable Options |
10/15/2020 |
Certified |
10/28/2020 |
|
1 |
ICE NGX |
Addition of sixteen physically settled natural gas futures contracts in the U.S. natural gas market. |
06/21/2022 |
Certified |
07/06/2022 |
|
1 |
CCD |
Amendment to Eris Clearing Rulebook, Limited Liability Company Agreement and Committee Charter in connection with legal entity name change |
09/16/2022 |
Certified |
09/30/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - March 4, 2024 |
03/12/2024 |
Notified |
03/12/2024 |
|
1 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
CCORP |
The definition of Exchange Market in Chapter 1 is amended to add Carbon Financial Instrument Futures to be traded on Chicago Climate Futures Exchange, LLC. |
08/01/2007 |
Certified |
08/03/2007 |
|
1 |
CME |
Amendments to OTC substitution rule. |
06/30/2009 |
Certified |
06/30/2009 |
|
1 |
ICLREU2 |
Arrangements that would be implemented in relation to the occurrence of a restructuring event. |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
NYMEX |
Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 |
03/29/2012 |
Certified |
03/29/2012 |
|
1 |
LCHLTD |
Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 12, 2016 |
09/23/2016 |
Notified |
09/23/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 30, 2017 |
02/09/2017 |
Notified |
02/09/2017 |
|
1 |
ICLR US |
Weekly Notification of Rule Amendments |
11/01/2019 |
Notified |
11/01/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 8, 2021 |
02/18/2021 |
Notified |
02/18/2021 |
|
1 |
CME |
Extension of the FEX Strip Option Expiration Fee Waiver Program |
02/28/2022 |
Certified |
03/14/2022 |
|
1 |
LCHLTD |
Notification of changes to the LCH Limited's LDR, CDR, FCM LDR and RDR. |
03/20/2023 |
Notified |
03/20/2023 |
|
1 |
ICLR US |
Amendments to the ICUS Rules. |
07/20/2023 |
Certified |
08/03/2023 |
|
1 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
NYMEX |
Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers |
07/25/2007 |
Certified |
08/03/2007 |
|
1 |
CME |
New rules concerning credit default swaps and amendmens to OTC clearing rules. |
06/16/2009 |
Certified |
06/30/2009 |
|
1 |
OCC |
Amendment to definition of term Adjustment Increment with respect to stock futures. |
02/26/2010 |
Certified |
03/01/2010 |
|
1 |
ICLREU2 |
Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
ICLR US |
Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
CME |
Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 |
03/30/2012 |
Certified |
04/14/2012 |
|
1 |
CME |
Modifications to the CME OTC FX Fee Waiver Program |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
LCHLTD |
Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
MGEX |
Rule amendments to incorporate certain ESMA standards. |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter Singapore Dollar Denominated Interest Rate Swap Products Referencing the Singapore Dollar Swap Offer Rate |
03/20/2023 |
Certified |
03/20/2023 |
|
1 |
CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
OCC |
OCC-2006-21 Outsourcing of Member Functions |
11/15/2006 |
Certified |
12/01/2006 |
|
1 |
OCC |
Rule primarily applicable to securities |
04/01/2005 |
Certified |
04/01/2005 |
|
1 |
NYMEX |
Haircut reduction on MM mutual funds as margin from 5 to 2 percent |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
LCHLLC |
Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. |
11/09/2009 |
Certified |
02/26/2010 |
|
1 |
NADEX |
Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. |
11/04/2010 |
Certified |
11/04/2010 |
|
1 |
ICLREU2 |
Amendments relating to clearinghouse's designated payments system; C11/169 |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
CME |
Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 |
01/27/2012 |
Certified |
02/11/2012 |
|
1 |
CME |
Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |