Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX New rules for Chapter 7b regarding delivery. 06/24/2009 Certified 06/30/2009 1
NYMEX Amendments to capital requirements and reporting requirements applicable to bank clearing members. 04/18/2011 Certified 04/18/2011 1
CME CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure 07/15/2011 Certified 07/15/2011 1
ICLREU2 Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits 11/25/2011 Certified 12/10/2011 1
CME CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 03/28/2012 Certified 04/12/2012 1
MGEX The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. 11/02/2012 Certified 11/20/2012 1
LCHSA LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. 11/02/2015 Certified 11/17/2015 1
CME Amendments to CME Rule 280H.02. ("Cash Settlement") of the Cleared OTC U.S. Dollar/Malaysian Ringgit (USD/MYR) Spot, Forwards and Swaps Contract. 06/30/2016 Certified 07/15/2016 1
LX Rulebook amendment 09/19/2017 Certified 10/03/2017 1
LCHLTD LCH Limited is submitting for self-certification changes to its rulebook provisions to ensure such provisions align with the current SwapClear environment. 05/29/2018 Certified 06/12/2018 1
LCHLTD LCH Limited Self-Certification: Excess Sub-Account 05/07/2019 Certified 05/21/2019 1
CME Weekly Notification of Rule Amendments - Week of November 18, 2019 11/26/2019 Notified 11/26/2019 1
LCHLTD ForexClear tariff waiver for Non-deliverable Options 10/15/2020 Certified 10/28/2020 1
ICE NGX Addition of sixteen physically settled natural gas futures contracts in the U.S. natural gas market. 06/21/2022 Certified 07/06/2022 1
CCD Amendment to Eris Clearing Rulebook, Limited Liability Company Agreement and Committee Charter in connection with legal entity name change 09/16/2022 Certified 09/30/2022 1
CME Weekly Notification of Rule Amendments - March 4, 2024 03/12/2024 Notified 03/12/2024 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
CCORP The definition of Exchange Market in Chapter 1 is amended to add Carbon Financial Instrument Futures to be traded on Chicago Climate Futures Exchange, LLC. 08/01/2007 Certified 08/03/2007 1
CME Amendments to OTC substitution rule. 06/30/2009 Certified 06/30/2009 1
ICLREU2 Arrangements that would be implemented in relation to the occurrence of a restructuring event. 11/25/2011 Certified 12/10/2011 1
NYMEX Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 03/29/2012 Certified 03/29/2012 1
LCHLTD Extension of Variation Margin settlement to client contracts and allowing partial conversion of contracts from Collateralised-to-Market ("CTM") to Settled-to-Market ("STM") 08/15/2016 Certified 08/29/2016 1
CME Weekly Notification of Rule Amendments - Week of September 12, 2016 09/23/2016 Notified 09/23/2016 1
CME Weekly Notification of Rule Amendments - Week of January 30, 2017 02/09/2017 Notified 02/09/2017 1
ICLR US Weekly Notification of Rule Amendments 11/01/2019 Notified 11/01/2019 1
CME Weekly Notification of Rule Amendments - Week of February 8, 2021 02/18/2021 Notified 02/18/2021 1
CME Extension of the FEX Strip Option Expiration Fee Waiver Program 02/28/2022 Certified 03/14/2022 1
LCHLTD Notification of changes to the LCH Limited's LDR, CDR, FCM LDR and RDR. 03/20/2023 Notified 03/20/2023 1
ICLR US Amendments to the ICUS Rules. 07/20/2023 Certified 08/03/2023 1
OCC Rule primarily applicable to securities 05/10/2005 Certified 05/10/2005 1
NYMEX Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers 07/25/2007 Certified 08/03/2007 1
CME New rules concerning credit default swaps and amendmens to OTC clearing rules. 06/16/2009 Certified 06/30/2009 1
OCC Amendment to definition of term Adjustment Increment with respect to stock futures. 02/26/2010 Certified 03/01/2010 1
ICLREU2 Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 11/25/2011 Certified 12/10/2011 1
ICLR US Amendment to Rule 405 to comply with new CFTC Regulation 39.15(d); 12-05 01/27/2012 Certified 02/11/2012 1
CME Change from SPAN to HVaR methodology for calculating "cash mark-to-market" margin for CME Cleared OTC FX Spot, Forward and Swap Transactions; 12-102 03/30/2012 Certified 04/14/2012 1
CME Modifications to the CME OTC FX Fee Waiver Program 12/02/2015 Certified 12/16/2015 1
LCHLTD Allocation of SwapClear contracts: changes to rules to allow an unallocated Futures Commission Merchant ("FCM") SwapClear Contract to be allocated from a suspension sub-account of an FCM to the Client account of another Clearing Member which is not an FCM 08/15/2016 Certified 08/29/2016 1
CME Extension of the CME OTC FX Fee Waiver Program 12/04/2017 Certified 12/18/2017 1
MGEX Rule amendments to incorporate certain ESMA standards. 11/01/2019 Certified 11/18/2019 1
CME Withdrawal of Clearing Support for Cleared Over-the-Counter Singapore Dollar Denominated Interest Rate Swap Products Referencing the Singapore Dollar Swap Offer Rate 03/20/2023 Certified 03/20/2023 1
CME Authority to Adopt Rule Changes 01/20/2004 Certified 01/21/2004 1
OCC OCC-2006-21 Outsourcing of Member Functions 11/15/2006 Certified 12/01/2006 1
OCC Rule primarily applicable to securities 04/01/2005 Certified 04/01/2005 1
NYMEX Haircut reduction on MM mutual funds as margin from 5 to 2 percent 07/13/2007 Certified 08/03/2007 1
LCHLLC Amendments to Rule 101 - definition of "Clearing Hours" and addition of new Rules 901and 902 to incporporate existing interest rate swap and new forward start interest rate swap futures specs, respectively. 11/09/2009 Certified 02/26/2010 1
NADEX Amend responsibilities of Chief Operating Officer as set forth in Nadex Rule 2.3. 11/04/2010 Certified 11/04/2010 1
ICLREU2 Amendments relating to clearinghouse's designated payments system; C11/169 11/25/2011 Certified 12/10/2011 1
CME Addition of "Price Alignment Interest" to the "cash mark-to-market" performance bond method for OTC FX Spot, Forward and Swap Transactions; 12-038 01/27/2012 Certified 02/11/2012 1
CME Amendments to CME Rules 204A03, 204A04, and the Settlement Procedures Document of the USD Malaysian Crude Palm Oil Calendar Swap (Cleared Only) Contract 06/30/2016 Certified 07/15/2016 1