LCHLTD |
LCH is self-certifying changes to its rules to support LCH's compliance with Swap Data Reporting Requirements under Part 45 of the CFTC rules. |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
LCHLTD |
Changes to the rulebook to remove Hong Kong payments section and other administrative changes. |
06/06/2019 |
Certified |
06/20/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Transfers |
11/26/2019 |
Certified |
12/11/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 9, 2020 |
11/16/2020 |
Notified |
11/16/2020 |
|
1 |
LCHLTD |
LCH is submitting for self-certification changes to its rules regarding the extension of open access to Approved Compression Service\r\nProviders. |
10/24/2023 |
Certified |
11/07/2023 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Proposed rule change would make permanent the current discount clearing fee schedule for specified contracts, further discount the newly adopted clearing fee schedule, and modify the new product clearing fee schedule, effective May 1, 2007. |
04/11/2007 |
Certified |
05/01/2007 |
|
1 |
CME |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
ICLREU2 |
Amendments to clarify contract formation in relation to cleared OTC Contracts |
04/13/2011 |
Certified |
04/13/2011 |
|
1 |
ICLREU2 |
Amendments to procedures and contract terms in order to comply with Dodd-Frank Act |
07/14/2011 |
Certified |
07/14/2011 |
|
1 |
CME |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CME |
Expansion of acceptable performance bond deposits in Rule 930.C; expansion of clearing member reporting requirements relating to customer funds in Rule 971; 12-178 |
05/30/2012 |
Certified |
06/13/2012 |
|
1 |
ICLREU2 |
Rule amendments in relation to time frame for clearing of CDS contracts. |
09/21/2012 |
Certified |
10/06/2012 |
|
1 |
NADEX |
Independence Day Holiday Hours |
06/13/2013 |
Certified |
06/28/2013 |
|
1 |
LCHLTD |
Self-certification relating to confidential information |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
CME |
Amendments to CME Rules 8G930.C. ("Acceptable Performance Bond Deposits for IRS Products") and 8H930.C. ("Acceptable Performance Bond Deposits for CDS Products") |
03/30/2016 |
Certified |
04/13/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 12, 2018 |
02/21/2018 |
Notified |
02/21/2018 |
|
1 |
MGEX |
Amendment to certain reporting deadlines. |
10/31/2019 |
Certified |
11/15/2019 |
|
1 |
LCHLTD |
The Proposal is for LCH to invest FCM Euro-denominated cash collateral in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany, in accordance with the relief provided by the CFTC. |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 5, 2020 |
10/12/2020 |
Notified |
10/12/2020 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of June 5, 2023 |
06/09/2023 |
Notified |
06/09/2023 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 4, 2023 |
12/12/2023 |
Notified |
12/12/2023 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
NYMEX |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
CME |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
CME |
Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members |
01/07/2016 |
Certified |
01/22/2016 |
|
1 |
CME |
Notification Regarding Revisions to the Concentration Margin Program |
02/08/2017 |
Certified |
02/23/2017 |
|
1 |
MGEX |
Weekly Notification for the week of May 14, 2018. |
05/25/2018 |
Notified |
05/25/2018 |
|
1 |
OCC |
Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid (Unlimitted Tariff and Options clearing service). |
12/20/2018 |
Certified |
01/28/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Updated close out process for SOFR transition |
07/10/2020 |
Certified |
07/23/2020 |
|
1 |
CME |
Extension of the CME OTC FX Fee Waiver Program |
12/13/2021 |
Certified |
12/28/2021 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 21, 2022 |
02/28/2022 |
Notified |
02/28/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 23, 2022 |
05/31/2022 |
Notified |
05/31/2022 |
|
1 |
OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
OCC |
Amendment of definition of "fund share" to include a security as defined in Section 3(a)(10) of the Securities Exchange Act of 1934. |
10/04/2007 |
Certified |
10/09/2007 |
|
1 |
CBT |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
OCC |
Revision to Article XII, Section 3, of OCC's by-laws to allow OCC to make adjustments to the settlement price of exchange-designated security futures for all cash dividends or distributions. |
08/19/2010 |
Certified |
08/19/2010 |
|
1 |
CBT |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
NYMEX |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CME |
Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H |
08/05/2014 |
Certified |
08/19/2014 |
|
1 |
ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
05/12/2017 |
Certified |
05/26/2017 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Rulebook Miscellaneous Amendments |
05/07/2019 |
Certified |
05/21/2019 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: Variable Notional OIS - remaining currencies extension |
04/12/2021 |
Certified |
04/23/2021 |
|
1 |
CME |
Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") |
09/21/2021 |
Certified |
10/05/2021 |
|
1 |
OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
OCC |
Various changes to clearing fee schedule |
08/03/2007 |
Certified |
08/03/2007 |
|
1 |