Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 12/08/2017 Notified 12/08/2017 2
ICLREU2 ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 102-20 related to introducing a specific provision with respect to the novation of CCP Transactions resulting out of a CCP Portfolio Switch 11/20/2020 Certified 12/07/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/24/2023 Notified 03/24/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate 12/15/2016 Certified 12/30/2016 2
SGX-DC Weekly notification of rule amendments for the week of 20 March 2017. 03/29/2017 Notified 03/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 September 2017. 09/26/2017 Notified 09/26/2017 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions 04/17/2018 Certified 05/01/2018 2
LX Amending fee schedule for new participants. 01/03/2019 Notified 01/03/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 118-20 related to amending the fees for certain MSCI futures 01/04/2021 Certified 01/19/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/05/2021 Notified 11/05/2021 2
CME Modifications to CME's Risk Management Policies 06/09/2022 Certified 06/24/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/23/2022 Notified 09/23/2022 2
ICECC Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/16/2022 Notified 12/16/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 148-18 relating to amending the Price List, introducing a notification requirement, harmonizing certain ISA Direct provisions, dispute resolution, partial settlement, and discontinuing certain products 12/15/2016 Certified 12/30/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 115-19 related to the introduction of futures contracts on the STOXX USA ESG-X index and futures contracts on MSCI ESG Screened indexes 12/05/2019 Certified 12/19/2019 2
LX LedgerX Operations Manual Revision 10/20/2020 Certified 11/03/2020 2
LX DCO Rulebook Amendments 08/04/2022 Certified 08/18/2022 2
SGX-DC Weekly notification of rule amendments for the week of 3 June 2019. 06/11/2019 Notified 06/11/2019 2
ICECC Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 01/20/2023 Notified 01/20/2023 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 09/06/2023 Certified 09/19/2023 2
NYMEX Incentive Program for OTC Energy Options Products 12/01/2011 Certified 12/16/2011 2
EUREX Proposed rule amendments in Eurex Clearing Circular 093-17 related to the introduction of the Liquidity Provider Framework, and requirements and incentives for Liquidity Providers for quotation during Stressed Market Conditions 09/27/2017 Certified 10/12/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 032-19 related to amending the Price List related to the Management Board of Eurex Deutschland's decision to introduce additional futures and options on MSCI indexes 03/25/2019 Certified 04/08/2019 2
EUREX Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). 09/28/2021 Certified 10/13/2021 2
CME Modifications to CME Clearing's Risk Management Framework 11/05/2021 Certified 11/22/2021 2
LX Amendment to Participant Agreement 08/04/2022 Certified 08/18/2022 2
NADEX Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. 12/13/2012 Withdrawn 12/13/2012 2
ICLR US Changes to acceptable collateral 03/30/2017 Certified 04/13/2017 2
CME Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts 03/25/2019 Certified 03/25/2019 2
CME Modifications to CME Clearing's Credit Risk Assessment Methodology Policy 11/05/2021 Certified 11/22/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 06/10/2022 Notified 06/10/2022 2
NODALCL Transaction Fee Schedule Amendment 01/23/2024 Certified 02/06/2024 2
ICECC ICC proposes to formalize its Stress Testing Framework. 12/16/2016 Certified 01/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code 09/28/2017 Certified 10/13/2017 2
ICECC ICC proposes updates to the Model Validation Framework. 06/10/2022 Certified 06/27/2022 2
ICECC ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. 12/15/2023 Notified 12/15/2023 2
NYMEX Flex Energy Incentive Program; 11-484 12/07/2011 Certified 12/22/2011 2
EUREX Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process 07/08/2016 Certified 07/22/2016 2
SGX-DC Weekly notification of rule amendments for the week of 9 April 2018. 04/19/2018 Notified 04/19/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/05/2022 Notified 08/05/2022 2
NODALCL Transaction Fee Schedule Update 01/26/2023 Certified 02/09/2023 2
LCHLLC LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. 08/24/2012 Approved 01/23/2013 LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. 2
CME Change to log shocks of the Over-The-Counter ("OTC") Interest Rate Swaps ("IRS") margin model. #14-129 and #14-129SR 04/14/2014 Certified 04/29/2014 2
OCC Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. 11/02/2017 Certified 11/17/2017 2
ICLREU2 ICE Clear Europe proposes revising its Price Discovery Policy to enhance the methodology used to determine bid-offer widths ("BOWs") for CDS Contracts to incorporate a new variability band methodology, and to make certain other updates and clarifications. 06/07/2018 Certified 06/21/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes 01/07/2019 Certified 02/08/2019 2
OCC Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. 07/16/2019 Certified 07/30/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/17/2020 Notified 07/17/2020 2