ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
12/08/2017 |
Notified |
12/08/2017 |
|
2 |
ICLREU2 |
ICEU Self-Certification in respect of the F&O Concentration Charge Policy v1.6 |
02/28/2018 |
Certified |
03/14/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 102-20 related to introducing a specific provision with respect to the novation of CCP Transactions resulting out of a CCP Portfolio Switch |
11/20/2020 |
Certified |
12/07/2020 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
03/24/2023 |
Notified |
03/24/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate |
12/15/2016 |
Certified |
12/30/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 20 March 2017. |
03/29/2017 |
Notified |
03/29/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 18 September 2017. |
09/26/2017 |
Notified |
09/26/2017 |
|
2 |
CME |
Modifications to the OTC FX Non-Deliverable Forwards Incentive Program |
02/28/2018 |
Certified |
03/14/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions |
04/17/2018 |
Certified |
05/01/2018 |
|
2 |
LX |
Amending fee schedule for new participants. |
01/03/2019 |
Notified |
01/03/2019 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 118-20 related to amending the fees for certain MSCI futures |
01/04/2021 |
Certified |
01/19/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
11/05/2021 |
Notified |
11/05/2021 |
|
2 |
CME |
Modifications to CME's Risk Management Policies |
06/09/2022 |
Certified |
06/24/2022 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
09/23/2022 |
Notified |
09/23/2022 |
|
2 |
ICECC |
Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/16/2022 |
Notified |
12/16/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 148-18 relating to amending the Price List, introducing a notification requirement, harmonizing certain ISA Direct provisions, dispute resolution, partial settlement, and discontinuing certain products |
12/15/2016 |
Certified |
12/30/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 115-19 related to the introduction of futures contracts on the STOXX USA ESG-X index and futures contracts on MSCI ESG Screened indexes |
12/05/2019 |
Certified |
12/19/2019 |
|
2 |
LX |
LedgerX Operations Manual Revision |
10/20/2020 |
Certified |
11/03/2020 |
|
2 |
LX |
DCO Rulebook Amendments |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 3 June 2019. |
06/11/2019 |
Notified |
06/11/2019 |
|
2 |
ICECC |
Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
01/20/2023 |
Notified |
01/20/2023 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
09/06/2023 |
Certified |
09/19/2023 |
|
2 |
NYMEX |
Incentive Program for OTC Energy Options Products |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 093-17 related to the introduction of the Liquidity Provider Framework, and requirements and incentives for Liquidity Providers for quotation during Stressed Market Conditions |
09/27/2017 |
Certified |
10/12/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 032-19 related to amending the Price List related to the Management Board of Eurex Deutschland's decision to introduce additional futures and options on MSCI indexes |
03/25/2019 |
Certified |
04/08/2019 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 088/21 re: (1) reducing the FX Swap Line Contractual Penalty (OTC Cross Currency Swaps and OTC FX products) and (2) admitting Disclosed Direct Clients domiciled in Qubec (OTC IRD transactions). |
09/28/2021 |
Certified |
10/13/2021 |
|
2 |
CME |
Modifications to CME Clearing's Risk Management Framework |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
LX |
Amendment to Participant Agreement |
08/04/2022 |
Certified |
08/18/2022 |
|
2 |
NADEX |
Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. |
12/13/2012 |
Withdrawn |
12/13/2012 |
|
2 |
ICLR US |
Changes to acceptable collateral |
03/30/2017 |
Certified |
04/13/2017 |
|
2 |
CME |
Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contracts |
03/25/2019 |
Certified |
03/25/2019 |
|
2 |
CME |
Modifications to CME Clearing's Credit Risk Assessment Methodology Policy |
11/05/2021 |
Certified |
11/22/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
06/10/2022 |
Notified |
06/10/2022 |
|
2 |
NODALCL |
Transaction Fee Schedule Amendment |
01/23/2024 |
Certified |
02/06/2024 |
|
2 |
ICECC |
ICC proposes to formalize its Stress Testing Framework. |
12/16/2016 |
Certified |
01/03/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 094-17 related to clarifying aspects of close-out-netting arrangements in light of the amendments to the German Insolvency Code |
09/28/2017 |
Certified |
10/13/2017 |
|
2 |
ICECC |
ICC proposes updates to the Model Validation Framework. |
06/10/2022 |
Certified |
06/27/2022 |
|
2 |
ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and the Risk Working Group. |
12/15/2023 |
Notified |
12/15/2023 |
|
2 |
NYMEX |
Flex Energy Incentive Program; 11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 091-16 related to amending the Price List for EURIBOR futures and fees for securities lending, and clarifying the porting process |
07/08/2016 |
Certified |
07/22/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 9 April 2018. |
04/19/2018 |
Notified |
04/19/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
08/05/2022 |
Notified |
08/05/2022 |
|
2 |
NODALCL |
Transaction Fee Schedule Update |
01/26/2023 |
Certified |
02/09/2023 |
|
2 |
LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
CME |
Change to log shocks of the Over-The-Counter ("OTC") Interest Rate Swaps ("IRS") margin model. #14-129 and #14-129SR |
04/14/2014 |
Certified |
04/29/2014 |
|
2 |
OCC |
Proposed rule change concerning OCC's Counterparty Credit Risk Management Policy. |
11/02/2017 |
Certified |
11/17/2017 |
|
2 |
ICLREU2 |
ICE Clear Europe proposes revising its Price Discovery Policy to enhance the methodology used to determine bid-offer widths ("BOWs") for CDS Contracts to incorporate a new variability band methodology, and to make certain other updates and clarifications. |
06/07/2018 |
Certified |
06/21/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 003-19 related to introduction of futures on STOXXr ESG-X, Low Carbon, and Climate Impact indexes |
01/07/2019 |
Certified |
02/08/2019 |
|
2 |
OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's risk managementpolicies. |
07/16/2019 |
Certified |
07/30/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/17/2020 |
Notified |
07/17/2020 |
|
2 |