Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LX Revision of Compliance Manual 10/03/2022 Withdrawn 10/13/2022 3
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule 10/27/2020 Certified 11/10/2020 3
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
SGX-DC Introduction of Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules. This is a modification of submission 1601-2712-1615-25. 04/15/2016 Certified 04/28/2016 3
ICLREU2 ICE Clear Europe proposes to modify certain provisions of its CDS Procedures and its Rules to account for an expected change in the DC Secretary for the Credit Derivatives Determinations Committees. 10/15/2018 Certified 10/26/2018 3
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission's Regulations 01/11/2021 Certified 01/26/2021 3
LCHSA LCH SA is proposing to amend its CDS Clearing Rules to permit the clearing of Markit iTraxx Australia indices and the associated single names consistituents and provide a remediation regarding the WWR margin instability. 07/01/2022 Certified 07/18/2022 3
ICLR US ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. 06/26/2017 Withdrawn 07/10/2017 3
ICECC ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures 12/11/2019 Certified 12/26/2019 3
NYMEX Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 02/13/2012 Certified 02/29/2012 3
ICLREU2 ICE Clear Europe Limited is amending its Auction Terms for F&O Default Auctions (the "Auction Terms") and F&O Default Management Policy (the "Policy"). 04/30/2020 Certified 05/13/2020 3
NODALCL Amendments to the Fee Schedules for Environmental Futures and Options 02/05/2019 Certified 02/20/2019 3
LX Revised operations manual 11/14/2017 Certified 11/29/2017 3
ICLREU2 Revision to ICE Clear Europe's Intraday Margin Policy to incorporate an overall clearing member limit for uncollateralized exposure. 08/25/2016 Certified 09/09/2016 3
ICLREU2 40.6(a) Rule Certification in respect of amendments to delivery procedures 04/30/2018 Certified 05/14/2018 3
EUREX Proposed rule amendments in Eurex Clearing Circular 091-20 related to proposing a mechanism to return to a matched book in the context of the termination of a clearing member, after every standard Eurex Clearing Default Management Process tool has failed 11/02/2020 Certified 11/17/2020 3
EUREX Proposed rule amendments in Eurex Clearing Circulars 089-23,092-23,093-23,094-23 related to the introduction of Euroclear as an additional securities collateral location and other amendments related to products cleared outside Eurex Clearing's DCO lic 12/21/2023 Certified 01/05/2024 3
ICLREU2 To modify the ICE Clear Europe Delivery Procedures relating to the settlement of certain UK natural gas spot contracts and European emissions contracts. 07/21/2016 Certified 08/03/2016 3
LX Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. 12/21/2023 Certified 01/08/2024 3
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. 06/29/2017 Certified 07/14/2017 3
EUREX Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees 09/15/2023 Certified 09/29/2023 3
ICLREU2 Rule amendment relating to use of Letters of Credit by Clearing Members as Permitted Cover in respect of Original Margin 04/20/2012 Certified 05/05/2012 3
EUREX Proposed amendments in Eurex Clearing Circular 048-22 and 049-22 to the Clearing Conditions relating to the reclassification of US OTC CM, to the "US Person" definition, to the delivery of Fixed Income Futures Contracts and other minor changes. 07/07/2022 Certified 07/21/2022 3
LCHLTD LCH.Ltd proposes to remove the booking fee for any trade booked by Clearing Members as a result of compression. This will harmonize the treatment of Clearing Members and Clients. 12/11/2014 Certified 12/24/2014 3
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. 05/01/2018 Certified 05/15/2018 3
OCC Proposed amendments to OCC Rule 1111. 04/19/2022 Certified 05/03/2022 3
LCHLTD LCH is revising its rules in order to extend the opening hours of the SwapClear Service. 09/08/2021 Certified 09/22/2021 3
LX Operations manual update reflecting process changes related to ACH deposits. 10/11/2022 Certified 10/25/2022 3
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain Canadian Dollar ("CAD"), Hong Kong Dollar ("HKD") and Norwegian Krone ("NOK") related swaps. 01/25/2022 Certified 02/08/2022 3
ICLREU2 ICE Clear Europe Lts is amending its Auction Terms for CDS Default Auctions and CDS Default Management Policy. 06/12/2020 Certified 06/25/2020 3
NODALCL Modifications to the Fee Schedules for Henry Hub Futures and Options. 06/14/2018 Certified 06/28/2018 3
ICECC ICE Clear Credit proposes updates to its fee schedules. 02/12/2024 Certified 02/27/2024 3
ICLREU2 ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. 10/09/2015 Certified 10/26/2015 3
MGEX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
ICE NGX Summary Sanctions, Summary Sanctions Procedures and Summary Sanctions Schedule 04/22/2022 Certified 05/06/2022 3
LCHLTD LCH is submitting for self-certification revisions to the LCH rules to provide for unique features of swap contracts that reference the Israeli Shekel. 01/27/2022 Certified 02/10/2022 3
ICLREU2 ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi ("IFAD"), an affiliated newly established futures exchange. 11/15/2019 Withdrawn 11/19/2019 3
ICLR US ICUS Rule Amendments 01/19/2021 Withdrawn 02/02/2021 3
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. 03/31/2023 Certified 04/14/2023 3
OCC This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. 07/27/2016 Certified 08/10/2016 3
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland 05/08/2021 Certified 05/21/2021 3
OCC Rule Certification Concerning OCC's Cash and Investment Management Policy 02/01/2022 Certified 02/15/2022 3
CCD Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. 09/21/2023 Certified 10/05/2023 3
CME Amendments to CME Chapter 806 ("iTraxx Europe Index Untranched CDS Contracts: Part A and Part B") 01/16/2015 Certified 01/30/2015 3
CME Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR, 13-565ARR 03/31/2014 Certified 12/23/2014 3
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework 08/10/2021 Certified 08/24/2021 3
ICLREU2 ICE Clear Europe Limited is amending its CDS Procedures and CDS Default Management Policy. 01/25/2021 Certified 02/05/2021 3