OCC |
Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. |
12/27/2013 |
Withdrawn |
01/09/2014 |
|
2 |
ICLREU2 |
The principal purpose of the changes is to amend certain ICE Clear Europe Risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. |
07/31/2015 |
Withdrawn |
08/13/2015 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting the amendments to the Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management, recovery and wind-down for the CDS Contract Category |
07/18/2019 |
Withdrawn |
07/29/2019 |
|
2 |
MGEX |
Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. |
11/11/2014 |
Withdrawn |
11/18/2014 |
|
1 |
CME |
Expansion of Clearing of Certain OTC Interest Rate Swap Products Denominated in U.S. Dollars Referencing Effective Federal Funds Rate and Secured Overnight Financing Rate to 51 Years |
07/23/2020 |
Withdrawn |
08/04/2020 |
|
1 |
ICLR US |
ICUS is amending Chapter 2 of the Rules to revise, reorganize and clarify various membership requirements |
06/26/2017 |
Withdrawn |
07/10/2017 |
|
2 |
ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
06/26/2017 |
Withdrawn |
07/10/2017 |
|
3 |
CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; 12-391 |
11/13/2012 |
Withdrawn |
12/06/2012 |
|
1 |
NADEX |
Modification to Demo Account Conversion Program |
12/14/2012 |
Withdrawn |
12/17/2012 |
|
1 |
ICECC |
ICC proposes changes to ICC Rules 403 and 801 to add explicit references to certain risk-related policies currently contained in the ICC Risk Management Framework and the ICC Risk Management Model Description document. |
05/31/2016 |
Withdrawn |
06/07/2016 |
|
2 |
CME |
Modifications to the CME Risk Management Framework |
06/14/2021 |
Withdrawn |
06/22/2021 |
|
2 |
ICLREU2 |
Submission of rules pursuant to CFTC Regulation 39.15(b)(2)(i) with respect to commingling of futures in a cleared swap account. |
08/31/2012 |
Withdrawn |
10/12/2012 |
|
2 |
CME |
Modifications to Discounting and Price Alignment for Emerging Markets Interest Rate Swaps ("IRS") and Over the Counter Foreign Exchange ("OTC FX") Products to Transition to the Secured Overnight Financing Rate ("SOFR") and Euro Short Term Rate ("?STR") |
03/10/2021 |
Withdrawn |
03/10/2021 |
|
1 |
CME |
Modifications to CME Clearing's Investment Policy |
11/22/2021 |
Withdrawn |
12/03/2021 |
|
2 |
OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. |
05/02/2013 |
Withdrawn |
05/15/2013 |
|
2 |
LCHLTD |
LCH proposes changes to its rulebook to expand the possible actions available to a SwapClear Clearing Member after the early termination of one or more transaction(s) between such SwapClear Clearing Member and its SwapClear Clearing Client. |
02/09/2024 |
Withdrawn |
03/07/2024 |
|
1 |
OCC |
Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06. |
05/02/2013 |
Withdrawn |
05/13/2013 |
|
2 |
ICECC |
The purpose of the proposed rule change is to update the ICC Rules to clarify ICC's authority to use Guaranty Fund and House Initial Margin as an internal liquidity resource. |
05/27/2014 |
Withdrawn |
06/09/2014 |
|
2 |
LX |
LedgerX Amended Rulebook |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
ICLREU2 |
New provisions addressing ICE Clear Europe Limited's recovery and resolution procedures upon the default of one or more clearing members. |
03/07/2013 |
Withdrawn |
03/14/2013 |
|
1 |
LX |
Operations Manual Redacted |
03/12/2021 |
Withdrawn |
03/18/2021 |
|
1 |
CME |
Implementation of New CME, CBOT, NYMEX, and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.; Amendments to CME Rule 8G831; and Implementation of New CME Rule 8G912 to Create Direct Funding Participant Clearing Membership. |
07/22/2016 |
Withdrawn |
09/19/2018 |
|
10 |
ICLREU2 |
ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi ("IFAD"), an affiliated newly established futures exchange. |
11/15/2019 |
Withdrawn |
11/19/2019 |
|
3 |
LX |
Revised LedgerX Participant Agreement |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
ICLR US |
ICUS Rule Amendments |
01/19/2021 |
Withdrawn |
02/02/2021 |
|
3 |
CME |
Change to procedures for facilitating physical delivery of CLS-eligible foreign currencies. CME # 14-165 |
05/29/2014 |
Withdrawn |
06/04/2014 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rulebook relating to non-default losses. |
08/01/2019 |
Withdrawn |
01/16/2020 |
|
2 |
ICECC |
Proposed rule change to formalize ICC's Liquidity Risk Management Framework and to clarify ICC's authority to use, and to provide details as to how ICC would use, Guaranty Fund and House Initial Margin as an internal liquidity resource. |
06/24/2014 |
Withdrawn |
08/08/2014 |
|
2 |
ICECC |
The purpose of the proposed rule change is to amend ICC rules to modify the terms and conditions for physicalsettlement of cleared CDS contracts, and to adopt certain new delivery procedures relating to physical settlement. |
03/25/2015 |
Withdrawn |
04/07/2015 |
|
5 |
ICLR US |
ICUS has determined to move to a direct settlement model that allows clearing members to utilize Qualified Financial Institutions (QFIs) which may or may not be related to the Approved Financial Institutions (AFIs) utilized by ICUS. |
03/22/2018 |
Withdrawn |
04/04/2018 |
|
2 |
NYMEX |
OTC Broker Incentive Program |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
NYMEX |
Incentive program for OTC Natural Gas products |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
NYMEX |
Energy Products Cross-Venue Incentive Program |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
LX |
Amendments to Operations Manual. |
01/29/2018 |
Withdrawn |
02/09/2018 |
|
5 |
ICECC |
Advance notice of proposed rule change: New provisions addressing ICC's recovery and resolution following the exhaustion of resources available to it after the default of a clearing participant or a series of clearing participant defaults. |
03/06/2013 |
Withdrawn |
10/07/2016 |
|
1 |
OCC |
This proposed rule change is related to the adoption of OCC's Options Exchange Risk Control Standards Policy. |
03/15/2016 |
Withdrawn |
07/15/2016 |
|
2 |
NYMEX |
European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
OCC |
Provide central clearing of OTC Index Options; OCC-2011-19 |
03/09/2012 |
Withdrawn |
03/09/2012 |
|
3 |
NYMEX |
Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 853. ("Transfer of Trades and Customer Accounts") |
08/11/2021 |
Withdrawn |
08/25/2021 |
|
1 |
CME |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
ICECC |
New rule governing SDR reporting obligations. |
03/14/2013 |
Withdrawn |
03/22/2013 |
|
2 |
ICLREU2 |
New rule 410 governing SDR reporting pursuant to the Commission's Part 45 regulations. |
03/15/2013 |
Withdrawn |
03/21/2013 |
|
2 |
ICECC |
ICC proposes revising the ICC Rules to correct inconsistent provisions regarding the Risk Management Subcommittee. |
06/30/2015 |
Withdrawn |
07/10/2015 |
|
2 |
LX |
Operations manual amendment |
10/18/2017 |
Withdrawn |
10/31/2017 |
|
3 |
CME |
Implementation of New CME,CBOT,NYMEX and COMEX Rules 830.C., 900.C., 902.B., 912.A., and 912.B.;Amendments to CME,CBOT,NYMEX and COMEX Rule 820 and CME Rule 8G831;and Implementation of CME Rule 8G912 to Create Direct Funding Participant Clearing Membershi |
03/29/2018 |
Withdrawn |
03/30/2018 |
|
2 |
LCHLTD |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
LCHLLC |
Addition of two new Approved Trade Source Systems for SwapClear. |
02/12/2014 |
Withdrawn |
02/25/2014 |
|
1 |
NYMEX |
OTC Coal Incentive Program |
12/22/2011 |
Withdrawn |
01/09/2012 |
|
2 |
ICLR US |
Requirement to meet EMIR top up margin requirement with USD cash only |
03/15/2017 |
Withdrawn |
03/21/2017 |
|
2 |