Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the CME Clearing Collateral Policy 06/14/2021 Certified 06/28/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 059-22 related to the introduction of five new FX Futures on Emerging Markets currency pairs on Eurex Deutschland 08/17/2022 Certified 08/31/2022 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign Single Name CDS contracts. 11/07/2023 Certified 11/22/2023 2
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
ICE NGX Amendments to CPA sections to change the effective period for certain revisions to Terms and Conditions and Schedules, clarify that NAFTA representation relates to North American oil and gas, and reduce notice period required for CPA termination. 06/02/2009 Certified 06/04/2009 1
CCORP Definition of Exchange Market is amended to add IFEX Event Linked, Eastern Seaboard Tropical Wind Events, and Northeast Tropical Wind Events futures contracts traded on CCFE. 07/23/2009 Certified 07/27/2009 1
CME New Chapter 415F for the clearing of S&P GSCI Excess Return Index 3 Month Forward Swap Contracts (Cleared OTC) 03/09/2010 Certified 03/12/2010 1
KCC Risk limits on clearing member positions by house and customer origin 04/20/2012 Certified 05/05/2012 1
NADEX Holiday hour announcement 12/14/2012 Certified 01/01/2013 1
ICE NGX Amending CPA to clarify: a) provisions in the case of an exchange default, and b) that Contracting Parties must represent that they have appropriate risk management policies and procedures. # 2014-01 03/28/2014 Certified 04/12/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 157-16 relating to the admission of EURO STOXX 50r Index Total Return Futures to the EFPI Service, which is the service for Exchange for Physical transactions. 01/03/2017 Certified 01/18/2017 2
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. 10/11/2017 Certified 10/24/2017 1
LCHLTD LCH Ltd is submitting for self certification an extension to its discount plan for Approved Proprietary Trading Firms to 30th June 2019, for its Listed Rates Clearing Service. 06/15/2018 Certified 06/28/2018 1
ICLREU2 ICE Clear Europe proposes to modify and update certain provisions of its risk policies related to CDS Contracts. 11/21/2018 Certified 12/06/2018 2
LCHSA LCH SA is submiting for self-certification the amendments to the CDSClear fee grid to be effective from Januray 1st, 2020 12/13/2019 Certified 12/30/2019 2
CME Modifications to the CME Model Validation Framework 06/14/2021 Certified 06/28/2021 2
ICLR US Margin Committee 09/23/2005 Certified 09/23/2005 1
OCC Rule amendment to clarify that index optinos cleared by OCC may include options on foreign currency indexes, inlcuding options on the ISE Leveraged USD Basket Index. 07/01/2009 Certified 07/01/2009 1
OCC Amendment to OCC's Schedule of Fees to set the per contract clearing fee for certain routing trades at $0.01; SR-OCC-2012-18. 09/28/2012 Certified 10/16/2012 1
ICLREU2 ICE Clear Europe is amending its List of Permitted Cover and Limits on Collateral. 01/07/2014 Certified 01/23/2014 1
CME CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 03/28/2014 Certified 04/12/2014 1
LCHLTD Rule changes to allow generation of reports to Clearing Members using the Duo Compression service 01/20/2016 Certified 02/02/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 070/16 05/31/2016 Certified 06/14/2016 2
ICLR US Collateral Fee Changes 01/03/2017 Certified 01/18/2017 1
CME Amendments to CME Chapter 300 ("CME WM/Reuters OTC Spot, Forward and Swap Contracts") Appendix ("Contract Specifications") for the U.S. Dollar ("USD")/Swiss Franc ("CHF")/ Currency Pair 06/28/2017 Certified 07/13/2017 1
LCHLTD LCH LTD fees for indirect clearing accounts and trade venue access, for the ForexClear, SwapClear and Listed Interested Rates services. 12/13/2017 Certified 12/28/2017 1
ICLREU2 40.6(a) Rule Certification in respect of amendments to delivery procedures 04/30/2018 Certified 05/14/2018 3
LCHLTD Clarification Change on the Allocation of the ForexClear Default Fund to ForexClear Clearing Members 05/01/2020 Certified 05/15/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 046-20 related to withdrawing the admission of three equity index futures, two equity index options, and nine property index futures listed on Eurex Deutschland 06/08/2020 Certified 06/22/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 091-20 related to proposing a mechanism to return to a matched book in the context of the termination of a clearing member, after every standard Eurex Clearing Default Management Process tool has failed 11/02/2020 Certified 11/17/2020 3
CCD Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. 01/17/2022 Certified 01/31/2022 1
EUREX Proposed rule amendments in Eurex Clearing Circulars 089-23,092-23,093-23,094-23 related to the introduction of Euroclear as an additional securities collateral location and other amendments related to products cleared outside Eurex Clearing's DCO lic 12/21/2023 Certified 01/05/2024 3
ICLR US Margin Committee Members 06/16/2005 Certified 06/16/2005 1
OCC Obligation to Deliver 08/27/2002 Certified 08/27/2002 0
CME IRS Clearing Member Obligations and Qualifications; 12-123 04/20/2012 Certified 05/05/2012 1
NADEX Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. 03/28/2014 Certified 04/12/2014 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 08/21/2014 Certified 09/05/2014 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1
EUREX Proposed rule changes in Eurex Clearing Circular 071/16 05/31/2016 Certified 06/14/2016 2
ICLREU2 To modify the ICE Clear Europe Delivery Procedures relating to the settlement of certain UK natural gas spot contracts and European emissions contracts. 07/21/2016 Certified 08/03/2016 3
EUREX Proposed rule changes in Eurex Clearing Circular 124-16 relating to Eurex Clearing Prisma Release 5.0 10/17/2016 Certified 10/31/2016 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology. 12/13/2017 Certified 12/28/2017 2
ICLR US ICE Clear US is amending the Rules to provide for certain limitations on default resource contributions from Listing Exchanges. 04/30/2018 Certified 05/14/2018 1
OCC Rule Certification Concerning One Multiplier Options 08/18/2022 Certified 09/01/2022 1
ICLREU2 ICE Clear Europe is amending its Finance Procedures to align the timing for payment of the return on cash margin and Guaranty Fund deposits of Clearing Members with that for payment of monthly transaction fees. 11/22/2022 Certified 12/07/2022 2
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2024. 11/09/2023 Certified 11/27/2023 1
LX Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. 12/21/2023 Certified 01/08/2024 3
ICLR US Futures Spreads Cotton Sugar 03/07/2005 Certified 03/07/2005 0
OCC Matched Trades, Multiple By-Laws 07/29/2002 Certified 07/29/2002 0
OCC Rule change to revise minimum eligibility criteria applicable to common stock deposited as performance and to common stock loaned through OCC's Stock Loan Programs. 08/28/2009 Certified 09/02/2009 1