Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 06/12/2019 Certified 06/26/2019 1
ICECC ICE Clear Credit proposes updates to the ICC Treasury Operations Policies and Procedures. 12/12/2019 Certified 12/27/2019 2
ICECC ICC proposes updates to its Clearing Participant Default Management Procedures. 01/13/2021 Certified 01/28/2021 2
CCORP CCX Sulfur & Nitrogen Financial Futures 03/21/2005 Certified 03/21/2005 1
CBT Reduction in minimum price increments for CBT cleared-only OTC Denatured Fuel Ethanol Swap products 01/04/2008 Certified 02/12/2008 1
LCHLTD Amendments to Rules and Agreements and Procedures governing defaults of SwapClear Clearing Members and new Deed of Assignment to grant security interest to clients of such clearing members to allow LCH to return margin directly to the clients. 12/02/2009 Certified 12/03/2009 1
OCC Rule change to provide that futures on CBOE Gold ETF Volatility Index will be treated as security futures 03/18/2011 Certified 03/18/2011 1
ICLREU2 New Cleared OTC Products 02/16/2012 Certified 03/03/2012 1
ICLREU2 Change to initial payment date on CDS Contracts to be T+1; change to daily calculation and payment of interest on mark to market margin on CDS Contracts 04/17/2012 Certified 05/02/2012 1
ICLR US Modifications to ICE Clear US's policy concerning issuance of intra-day variation margin calls; 12-99. 12/27/2012 Certified 01/12/2013 1
CME Changes related to introduction of new IRS contracts and additional specs to existing IRS contracts within CME's rulebook and Manual of Operations for CME Cleared Interest Rate Swaps; 13-164. 04/28/2013 Certified 05/11/2013 1
LCHLTD LCH.Clearnet pursuant to CFTC regulation 40.6(a), is submitting Rulebook changes to allow for clearing of NDF currency pair USD/PEN by its ForexClear service. 08/20/2014 Certified 09/03/2014 1
LCHLTD LCH.Clearnet Limited is submitting for self-certification rule changes which will enable Futurisation of Commodity swap contracts in the Enclear Service. The reclassification is scheduled for the weekend of the 29th and 30th November 2014. 11/14/2014 Certified 11/28/2014 1
EUREX Proposed rule amendments in Eurex Clearing Circular 100-17 related to the implementation of a partnership program related to the clearing of interest rate swaps 10/10/2017 Certified 10/24/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 115-17 related to amending the original term for the underlying debt securities for futures contracts on notional debt securities of the Kingdom of Spain 11/14/2017 Certified 11/29/2017 2
LCHLTD LCH is submitting for self certification a) clarification amendments to the Rulebook and b) the fees related to the FX Options service. 04/27/2018 Certified 05/11/2018 1
ICE NGX ICE NGX is removing the provisions related to crude products from the ICE NGX Contracting Party Agreement. ICE NGX has not offered trading or clearing in its crude products for several years and has no outstanding open interest in crude oil products. 01/13/2021 Certified 01/28/2021 1
LX LedgerX Digital Currency Custody Manual 06/14/2021 Certified 06/28/2021 4
MGEX Chapter 21 Amendments 02/10/2023 Certified 02/27/2023 1
ICLREU2 ICE Clear Europe is amending its clearing fees for ICE Futures Europe UK Electricity Futures Contracts. 11/07/2023 Certified 11/21/2023 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2024 04/01/2024 Certified 04/15/2024 2
NADEX Amendments to rules to permit the intermediation of trading and clearing 07/08/2009 Certified 07/27/2009 1
ICECC Customer Related Collateral Liquidity 02/20/2012 Certified 03/06/2012 1
MGEX Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/19/2012 Certified 05/04/2012 1
ICLREU2 To modify the ICE Clear Europe Finance Procedures to permit certain third party collateral purchase arrangements with respect to Triparty Collateral provided by F&O Clearing Members in respect of a Proprietary Account. 11/14/2014 Certified 11/28/2014 1
LCHSA In order to comply with EMIR requirements, LCH.Clearnet has developed a new credit risk add-on framework. 01/12/2015 Certified 01/27/2015 2
OCC This proposed rule chnage concerns modification of OCC's margin methodology by incorporating varions in implied volatility. 10/05/2015 Certified 10/20/2015 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional CDS products. 06/28/2017 Certified 07/13/2017 2
ICLREU2 Changes to Delivery Procedures in conecction with European Emissions phase 4. 10/30/2020 Certified 11/16/2020 2
ICE NGX ICE NGX is implementing certain changes to:(a) amend the definition of "Event of Default"(b) amendments related to Contracting Party Suspension(c) amendments relating to NAFTA/USMCA(d) amendments relating to Alliance Heat Rate 01/13/2021 Certified 01/28/2021 2
CME Modifications to the CME Liquidity Risk Management Framework 06/14/2021 Certified 06/28/2021 2
CME Modification of Cleared OTC GBP, JPY and CHF Interest Rate Swap Products Referencing LIBOR and Limitation of Acceptance for Clearing 11/17/2021 Certified 12/02/2021 1
CCH Removal of guaranty fund from Rules 05/09/2023 Certified 05/23/2023 1
EUREX Proposed amendments in Eurex Clearing Circular 050/23 relating to the EMIR Risk Committee's flexibility to conduct hybrid meetings and inclusion of the annual update of the Recovery Plan in the list of topics 08/03/2023 Certified 08/17/2023 2
CCORP New Eurex US Contracts 01/20/2005 Certified 01/20/2005 1
ICE NGX Amendment to Product List of CPA to add nine new products for trading and/or clearing on the NGX tradign system and/or NGX clearing system. 06/02/2009 Certified 06/04/2009 1
OCC Rule change to accommodate OCC's clearance of physically-settled futures contracts on U.S. Treasury Notes and Bonds. 07/01/2009 Certified 07/27/2009 1
CME New Chapter 415E for the clearing of S&P GSCI Excess Return Index 2 Month Forward Swap Contracts (Cleared OTC) 03/09/2010 Certified 03/12/2010 1
KCC Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. 04/20/2012 Certified 05/05/2012 1
NADEX Modifications to Demo Account Program 12/17/2012 Certified 01/03/2013 1
CME Amendments to CME/CBOT/NYMEX Rule 971.C 12/13/2013 Certified 12/30/2013 1
CME This submission contains amendments to position limits and position accountability levels of Cleared Over-the-Counter Foreign Exchange Spot, Forward and Swap Contracts. 14-103R 03/17/2014 Certified 04/01/2014 1
EUREX Proposed rule changes in Eurex Clearing Circular 095-16 relating to introduction of new currency pairs and changes to existing currency pairs 07/20/2016 Certified 08/03/2016 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign CDS contracts. 06/28/2017 Certified 07/13/2017 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. 10/11/2017 Certified 10/24/2017 1
CME Modifications to the CME Clearing Collateral Policy 06/14/2021 Certified 06/28/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 059-22 related to the introduction of five new FX Futures on Emerging Markets currency pairs on Eurex Deutschland 08/17/2022 Certified 08/31/2022 2
ICECC ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of additional Standard Emerging Market Sovereign Single Name CDS contracts. 11/07/2023 Certified 11/22/2023 2
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
ICE NGX Amendments to CPA sections to change the effective period for certain revisions to Terms and Conditions and Schedules, clarify that NAFTA representation relates to North American oil and gas, and reduce notice period required for CPA termination. 06/02/2009 Certified 06/04/2009 1