Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
EUREX Proposed rule amendments in Eurex Clearing Circular 073-19 related to the introduction of the new "GC Pooling Cheapest-to-Deliver (CTD) Basket" containing deliverable Bonds for Fixed Income Futures Expiries 07/19/2019 Certified 08/02/2019 2
ICECC ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures 12/11/2019 Certified 12/26/2019 3
LCHLTD LCH Limited ("LCH") self-certification: LCH rulebook amendments related to Clearing Members in Resolution 02/02/2024 Certified 02/16/2024 1
OCC STANS Clearing Fund 12/12/2005 Certified 12/12/2005 1
NYMEX Extension of Maximum Maturity Date for Letters of Credit 12/18/2006 Certified 06/22/2007 0
CCORP Definition of Exchange Market amended to include new products traded on Chicago Climate Futures Exchange 08/22/2007 Certified 08/28/2007 1
ICLR US Delisting Iron Ore Swaps 10/26/2011 Certified 10/27/2011 1
NYMEX Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 02/13/2012 Certified 02/29/2012 3
NADEX Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing 06/13/2012 Certified 06/13/2012 1
ICLR US Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources 06/27/2014 Certified 07/15/2014 1
ICLREU2 Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. 11/13/2014 Certified 11/28/2014 1
ICECC ICE Clear Credit proposes revising the ICC Treasury Operations Policies and Procedures. 07/18/2016 Certified 08/01/2016 2
ICLR US The amendments to the ICUS Rules relate to the collection and payment of variation margin with respect to contracts that are the subject of delivery notices. 06/27/2017 Certified 07/12/2017 2
LCHLTD LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. 11/13/2017 Certified 11/28/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 029-18 related to the interest rate for customer cash collateral, changes to cash handling and securities collateral fees, and an incentive scheme for gross omnibus and ISA models 03/07/2018 Certified 03/21/2018 2
EUREX Proposed rule amendments (stated policy) in Eurex Clearing Circular 075-18 related to rebates and revenue sharing for certain listed derivatives contracts on Eurex Exchange 09/04/2018 Certified 09/18/2018 2
OCC Proposed rule change related to The Options Clearing Corporation's margin methodology for incorporating variations inimplied volatility. 11/19/2018 Certified 12/04/2018 2
LCHLTD LCH Limited ("LCH") self-certification: Sale of collateral in default management 02/02/2024 Certified 02/16/2024 1
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
OCC Default: Liens on Clearing Member Accounts 12/16/2004 Certified 12/16/2005 0
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1
CME Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/26/2009 Certified 06/01/2009 1
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
LCHLTD WCI Cash Settled Container Freight Swap Contracts 02/14/2012 Certified 03/01/2012 1
NYMEX Listing of a cleared-only OTC London Silver Forwards (cash margin) contract; 12-131 08/02/2012 Certified 08/17/2012 0
LCHLLC Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. 06/30/2014 Certified 07/16/2014 1
OCC This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. 11/13/2014 Certified 11/28/2014 1
SGX-DC Submission for SGX Iron Ore Swaps (Clearing Fees) 08/06/2015 Certified 08/19/2015 1
LCHSA Amendments to CDS Clearing Rules mainly related to implementation of Gross Omnibus Segregated Account Structure 03/03/2016 Certified 03/17/2016 1
LCHLTD LCH LTD adds Australian Dollar cash to the list of eligible collateral that will be accepted as initial margin collateral. 11/14/2017 Certified 11/29/2017 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
LCHLTD LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. 05/22/2019 Certified 06/06/2019 1
ICLREU2 ICE Clear Europe Limited is amending its Auction Terms for F&O Default Auctions (the "Auction Terms") and F&O Default Management Policy (the "Policy"). 04/30/2020 Certified 05/13/2020 3
ICLR US Rule Amendments. 07/26/2021 Certified 08/09/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-23 related to reducing the delivery period from five business days to one business days whenever Eurex Clearing adjusts the Contribution Requirement for a Clearing Member 05/08/2023 Certified 05/22/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 021-24 related to the introduction of a provision to allow Eurex Clearing to assign Clearing Capacities to Clearing Members during the Default Management Process. 03/28/2024 Certified 04/11/2024 2
OCC Netting of Member Accounts in Case of OCC Bankruptcy 10/26/2005 Certified 10/26/2005 0
OCC Amendment to close out netting procedures with respect to FIN 39 06/22/2007 Certified 06/22/2007 1
OCC Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/22/2009 Certified 06/01/2009 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
ICLR US ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. 10/23/2013 Certified 11/07/2013 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
LCHLTD Self-certification for the removal of the BDI product from the EnClear service. 05/21/2014 Certified 06/06/2014 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. 08/06/2015 Certified 08/20/2015 2
NODALCL Amendments to the Fee Schedules for Environmental Futures and Options 02/05/2019 Certified 02/20/2019 3
LCHLTD LCH Limited Self-Certification: SwapClear fee holiday for Pension Funds related to backloaded trades 04/30/2020 Certified 05/13/2020 1
ICECC ICC proposes amendments to the ICC Exercise Procedures. 07/26/2021 Certified 08/09/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 075-23 related to the migration of physical delivery transactions settling at Euroclear UK & International and decommissioning of the Securities CCP service 11/06/2023 Certified 11/21/2023 2
MGEX Amendments to MGEX Bylaws 02/02/2024 Certified 02/16/2024 2