Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICLREU2 ICE Clear Europe is retiring its Liquidity Stress Testing Procedures, which the Clearing House has determined are unnecessary in light of other Clearing House documentation and practices. 02/01/2024 Certified 02/15/2024 2
ECC Board of Directors 12/04/2001 Certified 12/04/2001 0
OCC Gasoline Index Futures 10/26/2005 Certified 10/26/2005 0
NADEX Further amendments to rules to permit the intermediation of trading and clearing 08/21/2009 Certified 11/02/2009 1
CME Modification of fee schedule for DJ-UBS Commodity Index Swaps 11/14/2013 Certified 11/30/2013 1
OCC Proposed rule changes concerning amendments to the charters for the Membership/RiskCommittee, Audit Committee, and Performance Committee of OCC's Board of Directors. 01/02/2014 Certified 01/17/2014 1
OCC This proposed rule change concerns the requirement for clearing members to participate in operational testing. 10/02/2015 Certified 10/19/2015 1
SGX-DC The Amendments are to update the contract name and reflect editorial changes to the Final Settlement Price ("FSP") provision of the LNG Swaps contract in Appendix 1 of the SGX-DC Clearing Rules, which pertains to the FSP of Non-Relevant Market Contracts. 10/12/2016 Certified 10/25/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 113-17 related to specifying the timing for replacement transactions 11/10/2017 Certified 11/27/2017 2
SGX-DC Amendments to the SGX-DC Clearing Rules in respect of revisions to the financial and capital requirements of Remote Clearing Members and Bank Clearing Members of SGX-DC. 04/05/2019 Certified 04/18/2019 2
ICECC ICE Clear Credit LLC proposes changes to the Risk Management Model Description, Stress Testing Framework, Liquidity Risk Management Framework, Back-Testing Framework and Risk Parameter Setting and Review Policy. 01/14/2020 Certified 06/15/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 019-21 related to Eurex Deutschland's offering of an infrastructure to enable third-party compression providers to offer compression services for listed derivatives to Exchange Participants 03/06/2021 Certified 03/19/2021 2
ICECC ICC proposes changes to the ICC Risk Parameter Setting and Review Policy. 04/27/2021 Certified 05/11/2021 2
OCC FCMs: 90 Days to File ARs 07/14/2005 Certified 07/14/2005 1
ICLR US Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. 09/30/2009 Certified 10/05/2009 1
NADEX Further amendments to rules to permit the intermediation of trading and clearing 10/21/2009 Certified 11/02/2009 1
CME Modification of fee schedule for OTC interest rate swaps 11/14/2013 Certified 11/30/2013 1
SGX-DC Self-certification of Rule Amendments to SGX-DC Clearing Rules 12/11/2015 Certified 12/24/2015 1
EUREX Proposed rule changes in Eurex Clearing Circular 122-16 related to the introduction of a new product, Eurex Daily Futures on Mini-KOSPI200-Futures 10/12/2016 Certified 10/25/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 114-17 related to aligning the Clearing Conditions with MIFIR's 10-second rule requirement, implementing a logic for ISDA or DRV novation, and decommissioning restrictions on Stub Periods 11/10/2017 Certified 11/27/2017 2
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. ("Acceptable Performance BondDeposits") Permitting Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond. 02/05/2019 Certified 02/20/2019 2
ICLREU2 ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. 04/28/2021 Certified 05/11/2021 1
ICECC ICC proposes changes to the ICC CDS Instrument On-boarding Policies and Procedures. 10/05/2021 Certified 10/20/2021 2
MGEX Revisions to Risk Manual 11/15/2021 Certified 11/30/2021 2
NADEX Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. 12/17/2021 Certified 01/04/2022 1
ICLREU2 ICE Clear Europe is amending its Futures and Options Risk Procedures to make various updates and clarifications, including to add a section describing the existing F&O Guaranty Fund, make reference to the recently revised Model Risk Policy. 09/13/2023 Certified 09/27/2023 2
BCC Miscellaneous Rule Changes 11/29/2001 Certified 11/30/2001 0
OCC Allocation of Cleared Trades 12/13/2005 Certified 12/13/2005 1
CME Rule 550 - Permit wider range of post settlement session prices for agricultural products. 08/01/2007 Certified 08/27/2007 1
ICE NGX Amendments to Article 3, Schedules A, C, E and H of NGX's Contracting Party's Agreement 10/21/2009 Certified 11/02/2009 1
ICLREU2 Amendment to Rule 207(f) to clarify the scope of ICE Clear Europe clearing members subject to the restrictions on the clearing of LIFFE A&M Contracts that are futures or options on underlying U.S. securities. 06/26/2013 Certified 07/12/2013 1
OCC This proposed rule change concerns the time at which OCC accepts certain futures transactions that are either an exchange-for-physical or block trade. 12/08/2014 Certified 12/22/2014 1
LCHLTD LCH.Clearnet is submitting for self certification rule changes which will allow for FCMs and SCMs to present for clearing a Package Transaction. 02/11/2015 Certified 02/25/2015 1
CME Amendments to Rule 817 ("Liquidity Facility") 10/09/2017 Certified 10/23/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 035-20 related to removing obsolete transitional ICM provisions, clarifying pledges over excess collateral, liquidity surveys, clarifying auction participation, and remote access for DMC meetings 04/29/2020 Certified 05/13/2020 2
LX LedgerX Updated BCDR Plan 06/13/2021 Certified 06/25/2021 4
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 12/17/2021 Certified 01/04/2022 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rules to permit the clearing of Markit iTraxx Australia indices and the associated single names consistituents and provide a remediation regarding the WWR margin instability. 07/01/2022 Certified 07/18/2022 3
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 08/17/2022 Certified 08/31/2022 1
LCHLTD LCH Limited is submitting for self-certification of the ForexClear fee holiday for NDOs and compression service, as well as a removal of a monthly fee discount related to non-deliverable products. 11/18/2022 Certified 12/02/2022 1
ICLREU2 ICE Clear Europe is amending its Model Risk Governance Framework (to be renamed the Model Risk Policy) to expand its current scope to include certain risk frameworks and to distinguish between BAU and non-BAU parameter changes, among other changes. 09/13/2023 Certified 09/27/2023 2
ICLREU2 ICE Clear Europe is amending its Clearing Rule 106 relating to Confidentiality and Information. 12/19/2023 Certified 01/04/2024 2
BCC Miscellaneous Rule Changes 11/29/2001 Certified 11/29/2001 0
OCC Futures Trade Matching 12/19/2006 Certified 01/08/2007 1
OCC Adjustment to Futures and Futures Options 12/23/2005 Certified 12/23/2005 1
NYMEX Notice to Members Regarding Documentary Obligations/Standards for ClearPort Clearing Transactions 08/21/2007 Certified 08/28/2007 1
ICE NGX Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. 10/21/2009 Certified 11/02/2009 1
CME Temporary delisting of certain contract months for cleared-only commodity index swaps. 09/30/2013 Certified 09/30/2013 1
ICECC The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. 06/27/2014 Certified 07/15/2014 1
LCHLTD LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. 11/13/2017 Certified 11/28/2017 1