Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Limited is amending its Rulebook Procedures, specifically the order in which collateral posted is applied against clearing member liabilities. The order will be based on the least expensive collateral group and thereafter in ascending order of fees. 07/20/2018 Certified 08/03/2018 1
ICLREU2 ICE Clear Europe proposes to modify certain provisions of its CDS Procedures and its Rules to account for an expected change in the DC Secretary for the Credit Derivatives Determinations Committees. 10/15/2018 Certified 10/26/2018 3
EUREX Proposed rule amendments in Eurex Clearing Circular 097-18 related to Eurex Deutschland and Eurex Clearing's plan to launch extended trading and clearing hours for selected equity index futures listed on Eurex Deutschland into the Asian time zone 11/15/2018 Certified 11/30/2018 2
LCHLTD LCH Limited Self Certification 02/01/2019 Certified 02/15/2019 2
OCC Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options ClearingCorporation's margin methodology. 07/18/2019 Certified 08/01/2019 2
LCHLTD LCH Limited Self-Certification: SwapClear block trade allocations 09/06/2019 Certified 09/20/2019 1
LX LederX Operations Manual Revision 01/11/2021 Certified 01/26/2021 2
ICLREU2 ICEU proposes to adopt a new Counterparty Credit Risk Policy and adopt a new Counterparty Credit Risk Procedures and retire its existing Futures and Options Capital to Margin and Shortfall Margin Policy and the Unsecured Credit Limits Procedures. 12/17/2021 Certified 01/04/2022 2
ICECC ICC proposes amending the Risk Management Framework and the Risk Management Model Description. 06/30/2022 Certified 07/15/2022 2
ICLREU2 ICE Clear Europe Limited proposes to modify its Clearing Membership Procedures to make certain clarifications and updates. 10/04/2022 Certified 10/19/2022 2
CME Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
ICLR US Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. 06/24/2011 Certified 06/24/2011 1
ICE NGX Amendment to rules and Contracting Party Agreement for alliance with Nasdaq OMX Commodities Clearing Company and related bulk transfer of physical power contracts 08/09/2013 Certified 08/24/2013 1
ICLREU2 Amendments to Delivery procedures for European Government Bond Contracts 01/07/2015 Certified 01/22/2015 1
CME Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution 08/03/2015 Certified 08/17/2015 1
ICECC ICE Clear Credit proposes updates to its Clearing Participant Default Management Procedures 04/27/2020 Certified 05/11/2020 2
NODALCL CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission's Regulations 01/11/2021 Certified 01/26/2021 3
CBT Changes to CBT Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 0
ICLR US Amendments to modify clearing member eligibility requirements to no longer reference ICE Futures US exchange rules. 06/24/2011 Certified 06/24/2011 1
LCHLTD Introduction of SwapClear's Volume Discount Plan, which includes three tiers of discounts applicable to client booking fees. 04/19/2013 Certified 05/04/2013 1
OCC This proposed rule change concerns the date of the annual meeting of The Options Clearing Corporation's stockholders. 01/07/2015 Certified 01/22/2015 1
LCHLTD LCH.Ltd proposes to offer a discount on backloaded trades to members which select Tariff B: The Introductory Tarriff, if they join the service after 1st March 2015. 02/10/2015 Certified 02/25/2015 1
ICECC ICC is revising its End of Day Price Discovery Policies and Procedures to accommodate industry changes regarding the reduction of the frequency for which Single Name credit default swap contracts roll to the new on the run contract. 11/17/2015 Certified 12/02/2015 2
ICLR US ICUS is amending its Risk Management Framework in order to clarify its original margin calculation, harmonize its internal rating models and codifying many factors it considers when exercising its discretion to increase the original margin requirement. 10/15/2018 Certified 10/29/2018 2
ICLREU2 ICE Clear Europe is amending its F&O Risk Procedures to enhance certain procedures for monitoring and addressing potential uncollateralized exposure to Clearing Members during overnight hours. 11/16/2018 Certified 12/03/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 049-19 related to the liquidity management framework for the OTC currency clearing service. (These are not applicable to U.S. participants, and OTC currency is currently outside the scope of the DCO.) 05/20/2019 Certified 06/04/2019 2
CME Extension of the OTC FX Options Fee Waiver Program 12/11/2019 Certified 12/26/2019 1
LCHLTD The Proposal is for LCH to make a number of administrative changes to Procedures Section 4 (Margin and Collateral) rules. 01/12/2021 Certified 01/27/2021 1
EUREX Proposed rule amendments in Eurex Clearing Circular 015-21 related to the launch of FTSEr 100 Index Total Return Futures, FTSEr 100 Declared Dividend Index Futures, FTSEr 100 Index Futures, and FTSEr 100 Index Options on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
CBT Location of Clearing Firm Back Office Operations 06/18/2001 Certified 06/18/2001 0
NYMEX Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
OCC Changes to accomodate introduction by ELX Futures of a transaction type called Price Differential Spread 06/24/2011 Certified 06/24/2011 1
ICLR US Delisting cleared only coffee, sugar and cocoa swaps as and when there is no open interest 10/24/2011 Certified 10/25/2011 1
NYMEX 11-508; Temporary Waiver of Power Futures Clearing Fees based on Power Options Fee levels 12/15/2011 Certified 12/31/2011 1
LCHLTD Rule amendments that clarify LCH.Clearnet's right to eject cleared contracts that result from the registration of ineligible transactions submitted to the SwapClear service. 04/26/2013 Certified 05/11/2013 1
CME Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Certified 11/26/2014 2
LCHLTD LCH Rulebook change to enable the ForexClear Service to offer clearing of Bunched Orders for FCM clients. 04/07/2017 Certified 04/21/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 003-18 related to the introduction service fees for ancillary services commissioned by clearing members 01/16/2018 Certified 01/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016-21 related to the launch of Index Total Return Futures on the EURO STOXXr Banks (TESB) and EURO STOXXr Select Dividend 30 (TEDV) on Eurex Deutschland 03/06/2021 Certified 03/19/2021 2
ICLREU2 ICE Clear Europe is amending its Delivery Procedures to add a new Part A1 addressing ICE Deliverable UK Emissions Futures Contracts. 04/27/2021 Certified 05/10/2021 2
OCC Options exercise Cut-Off Time 12/02/2005 Certified 12/02/2005 1
CME Various amendments to CME Chapter 8F regarding OTC Derivative Clearing 10/30/2009 Certified 11/02/2009 1
CME 11-518; New fee schedule applicable to OTC CDS clearing fees 12/15/2011 Certified 12/31/2011 1
OCC Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. 10/11/2012 Certified 10/26/2012 1
OCC OCC proposes to amend Rule 604 in order to make its existing policy concerning specified concentration limits related to deposits of certain letters of credit applicable to all letters of credit. 05/20/2014 Certified 06/05/2014 1
LCHLTD Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. 12/23/2016 Certified 01/09/2017 1
LCHLTD LCH Limited Margin Collateral Haircut Schedule Change 10/09/2017 Certified 10/23/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 017-21 related to eliminating an obsolete product group reference in the Price List, aligning with the CSDR, and expanding the non-disclosure offering for certain listed products 03/06/2021 Certified 03/19/2021 2
NODALCL Amendment to Nodal Clear Cash Management Fee Advisory 07/01/2022 Certified 07/18/2022 2
ICLREU2 ICE Clear Europe Limited amends its Operational Risk and Resilience Policy to enhance scenario analysis and testing relating to operational risk and resilience, introduce an element for emerging risks, and update the review process for the document. 09/13/2023 Certified 09/27/2023 2