Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. 01/16/2018 Certified 01/30/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index 03/06/2018 Certified 03/20/2018 2
LCHLTD LCH Limited Self-Certification: Approved Compression Service Providers (ACSPs) changes 02/01/2019 Certified 02/15/2019 1
CME Amendments to CME Chapter 8G ("Interest Rate Derivative Clearing") and Chapter iii. ("CME Definitions") Regarding End of Waterfall Rules for Interest Rate Swaps 09/06/2019 Certified 11/04/2019 2
MGEX Change in defined term relating to Bitnomial Settlement Facility 03/04/2021 Certified 03/18/2021 1
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
ICLREU2 ICE Clear Europe is amending Part Q of its Delivery Procedures to clarify certain provisions relating to delivery specifications for ICE Futures Europe Financial and Softs White Sugar futures contracts. 02/06/2023 Certified 02/21/2023 2
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") CAD-Canadian Dollar Offered Rate ("CDOR") Forward Rate Agreement ("FRA") Products Referencing CAD-CDOR as the Floating Rate 01/31/2024 Certified 01/31/2024 1
MGEX MGEX Board and Exchange Committee Charters 03/25/2024 Certified 04/08/2024 2
OCC Non Customers of broker Dealers 03/14/2006 Certified 03/14/2006 1
NYMEX Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. 07/09/2008 Certified 07/10/2008 1
CME Clarification to CME Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Modifications to Cross-Venue Energy & Metals Products Incentive Program for High Volume Contributors; 12-192 06/11/2012 Certified 06/26/2012 2
LCHLTD Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
OCC This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. 11/16/2015 Certified 12/01/2015 1
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
MGEX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 086-19 related to an additional internal margin account for the booking of Supplementary Margin, updating the RBM and Prisma methodology language, and M-position account pricing 09/06/2019 Certified 09/20/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 118-19 related to the contribution factor for the default fund and updating the website relating to the PRISMA margining methodology 12/10/2019 Certified 12/24/2019 2
CME Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. 11/12/2021 Certified 11/29/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 110-21 relating to the implementation of Article 9 of Regulation (EU) 2021/23 into the Clearing Conditions and FCM Regulations of Eurex Clearing AG 12/17/2021 Certified 01/03/2022 2
CME Modifications to CME's Collateral Policy 08/16/2022 Certified 08/30/2022 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2023 02/06/2023 Certified 02/21/2023 2
CCD Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). 03/25/2024 Certified 04/08/2024 1
OCC Limitation of liability to members 11/04/2003 Certified 11/04/2003 1
CBT Clarification to CBT Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 06/12/2012 Certified 06/27/2012 2
LCHLLC Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
LCHSA Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. 12/30/2013 Certified 01/15/2014 1
OCC This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. 05/01/2015 Certified 05/15/2015 1
LCHLTD A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. 05/24/2016 Certified 06/07/2016 1
LCHLTD Update to the LCH Margin Collateral Haircut Schedule. 11/29/2016 Certified 12/13/2016 2
LCHSA LCH SA is proposing to amend its CDS Clearing Rule Book, Supplement and Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement a new electronic exercise platform or EEP for the exercise of options by clear 07/19/2018 Certified 08/02/2018 1
LCHLTD ForexClear fee changes applicable to outright FX Forwards 09/06/2019 Certified 09/20/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 005-20 relating to the introduction of futures contracts on the STOXXr USA 500 ESG-X Index 01/14/2020 Certified 01/29/2020 2
LX Submission of Revised BCDR Plan and Operations Manual 03/04/2020 Certified 03/18/2020 3
ICLREU2 In connection with the merger of the market areas of the German gas transmission system operators with GASPOOL and NCG, ICE Clear Europe is amending its Delivery Procedures relating to German natural gas futures contracts traded on ICE Endex. 09/01/2021 Certified 09/16/2021 2
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2022. 12/17/2021 Certified 01/03/2022 2
ICLREU2 ICE Clear Europe Limited proposes to amend its Delivery Procedures on the basis of certain settlement discipline requirements under the European Union's Central Securities Depositories Regulation and Settlement Discipline Regulatory Technical Standards 01/14/2022 Certified 01/28/2022 2
ICLREU2 ICE Clear Europe Limited proposes to rename and modify its Operational Risk Management Policy which will now be known as the Operational Risk and Resilience Policy 10/04/2022 Certified 10/19/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 09/12/2023 Certified 09/26/2023 2
KCC Power of Board to suspend or revoke privileges of clearing members 08/21/2003 Certified 08/21/2003 1
NYMEX Clarification to Nymex Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Modifications to NYMEX Incentive Program for Natural Gas Products; 12-163 06/12/2012 Certified 06/27/2012 1
CME Expansion of CME Clearing's Category 3 Collateral Limits; 13-155. 04/24/2013 Certified 05/09/2013 1
CME Conforming change to IRS Termination Event. 12/31/2013 Certified 01/16/2014 1
LCHLTD LCH.Clearnet is proposing rule changes for the allocation of non default losses and to augment the range of liquidity tools available to deal with times of market stress. 04/23/2014 Certified 05/08/2014 1
LCHLTD Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. 01/06/2015 Certified 01/21/2015 1
SGX-DC Introduction of Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules. This is a modification of submission 1601-2712-1615-25. 04/15/2016 Certified 04/28/2016 3
LCHLTD LCH Limited is amending its Rulebook Procedures, specifically the order in which collateral posted is applied against clearing member liabilities. The order will be based on the least expensive collateral group and thereafter in ascending order of fees. 07/20/2018 Certified 08/03/2018 1