Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Extension the CME OTC FX Fee Waiver Program 12/09/2019 Certified 12/23/2019 1
ICECC ICE Clear Credit proposes to formalize its CDS Instrument On-boarding Policies and Procedures. 04/22/2020 Certified 05/06/2020 2
LCHLTD LCH is submitting to the LCH rules to accommodate accepting Singapore Dollar cash and securities as collateral to meet initial margin requirements. 10/01/2021 Certified 10/18/2021 4
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
OCC Narrow-Based Stock Indexes 09/27/2002 Certified 09/27/2002 0
CME New CME Chapter 415B setting forth the terms and conditions and the rules for clearing new OTC-traded contracts based on the S&P/GSCI ER Index 10/14/2009 Certified 11/02/2009 1
LCHLTD Specifications for new Monthly Cash Settled Natural Gas Financial Swap, Henry Hub Contract to be cleared for Nodal Exchange. 09/01/2010 Certified 09/01/2010 1
CME Amend minimum IRS Guaranty Fund contribution for affiliated IRS clearing members 10/17/2011 Certified 11/01/2011 1
NADEX Nadex takes emergency action pursuant to Nadex Rule 2.4 to delay listing its Initial Jobless Claims and Federal Funds Binary contracts as the result of the government shutdown. 10/18/2013 Certified 11/01/2013 1
LCHLTD LCH.Ltd is self certifying changes to its rules which clarify its powers when facilitating transfers between the client accounts of its Clearing Members. 01/05/2015 Certified 01/20/2015 1
ICLREU2 The purpose of the amendments is to modify the Finance Procedures to allow Clearstream Banking to serve as a triparty collateral service provider for initial or original margin provided in respect of all product categories, including CDS Contracts. 07/31/2015 Certified 08/14/2015 1
EUREX Proposed rule changes in Eurex Clearing Circular 064-16 related to strengthening the default waterfall. 05/20/2016 Certified 06/06/2016 2
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 07/15/2016 Certified 07/29/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification a minor change in the methodology between CDX IG and CDX HY releases to handle the offsets between currencies in the Wrong Way Risk margin. 02/20/2017 Certified 03/06/2017 2
OCC Proposed rule change concerning changes to The Options Clearing Corporation's management structure. 02/01/2019 Certified 02/15/2019 1
LCHSA LCH SA is submitting for self-certification the amendments to the CDSClear fee grid in order to introduce a fee rebate regarding the CDSClear Index Swaptions clearing service. 04/01/2019 Certified 04/12/2019 1
ICE NGX The addition of four physically-settled natural gas futures transactions in the U.S. natural gas market with delivery points at Pine Prairie Hub (Evangeline Parish, LA). 09/05/2019 Certified 09/19/2019 1
EUREX Proposed rule amendments in Eurex Clearing Circular 004-20 related to negative interest, clarification of Difference Claim calculation, investment agents, KYC information, and other. 01/10/2020 Certified 01/27/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 024-20 related to the introduction of new Liquidity Provider schemes for European exercise style equity options with Euro currency and European exercise style equity options with Swiss currency 03/02/2020 Certified 03/16/2020 2
ICLREU2 ICE Clear Europe is submitting amendments to certain parts of its Rules and Procedures that are intended to make a variety of improvements and changes. 04/23/2020 Certified 05/06/2020 2
LCHLTD LCH Limited self-certification of a new margin collateral haircut schedule. 11/30/2020 Certified 12/14/2020 2
OCC Proposed rule change to amend the Interpretations and Policies to OCC Rules 602 and 1103. 01/08/2021 Certified 01/25/2021 4
EUREX Proposed rule amendments in Eurex Clearing Circular 035-21 related to the inclusion of two ETF options and three ETC options newly introduced at Eurex Deutschland and the harmonization of transaction fees for ETC options and futures 04/22/2021 Certified 05/06/2021 2
OCC Rule Certification Concerning The Options Clearing Corporation's Implied Volatility Simulation Models 03/10/2022 Certified 03/24/2022 2
ICLR US Clearing Guarantee 03/27/2006 Certified 03/27/2006 1
OCC HCHA Fees 08/26/2002 Certified 08/26/2002 0
ICLR US Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." 02/10/2009 Certified 02/12/2009 1
CME New CME Chapter 415C setting forth the terms and conditions and the rules for clearing cleared-only OTC-traded S&P/GSCI Excess Return Index Swap Contracts 10/15/2009 Certified 11/02/2009 1
ICLREU2 Addition of new cleared OTC products 10/20/2011 Certified 11/04/2011 1
NADEX Amendment to listing hours for 2013 Thanksgiving holiday 11/12/2013 Certified 11/27/2013 1
ICECC ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of two additional Standard Western European Sovereign CDS contracts, specifically the Kingdom of Belgium and the Republic of Austria. 01/05/2015 Certified 01/20/2015 2
LCHLLC Change to Client Deposit and Default Fund Rates 04/30/2015 Certified 05/14/2015 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for CFTC self-certification the proposed change by CDSClear services to adapt the ISDA pricer in case of extreme spread curves. 02/20/2017 Certified 03/06/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 103-19 related to clarifying the Default Management Auction Rules 11/06/2019 Certified 11/21/2019 2
EUREX Propose amendments to the Clearing Conditions, FCM Regulations, EMIR Risk Committee Statutes, and other documents of the legal framework in Eurex Clearing Circular 065-21 07/21/2021 Certified 08/03/2021 6
MGEX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
NYMEX Amended Electricity Options Description & Pricing 12/5/06 Filing 12/15/2006 Certified 12/15/2006 0
ICLR US CLS System 07/13/2006 Certified 07/13/2006 0
LCHLTD Submission of Section 2A clearing procedures that will accomodate clearing of CDSs on Index CDSs processed via Bclear made available to LIFFE members 02/12/2009 Certified 02/12/2009 1
CME New CME Chapter 415D setting forth the terms and conditions and the rules for clearing cleared-only S&P GSCI Crude Oil Excess Return Index Swap Contracts 10/15/2009 Certified 11/02/2009 1
CME New Chapter 29A for for the clearing of CBOT Dow-Jones-UBS Commodity Index Swaps 11/12/2009 Certified 11/30/2009 1
CME Establishment of settlement arrangements between CME and the New York Branch of the Bank of China Limited; 12-362. 10/29/2012 Certified 12/24/2012 1
OCC This proposed rule change would eliminate preferred stock and corporate bonds as acceptable forms of margin assets and make additional, conforming changes. 03/28/2014 Certified 04/12/2014 1
LX Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. 06/11/2018 Certified 06/25/2018 3
CME Modifications to CME Risk Management Framework 05/29/2020 Certified 06/12/2020 2
ICLREU2 ICE Clear Europe is amending Parts 9 and 11 of the Rules relating to default insurance that is intended to cover losses resulting from a Clearing Member default. 07/22/2020 Certified 08/05/2020 2
ICLREU2 ICE Clear Europe is adopting a new Capital Replenishment Plan (the "Plan") to document certain tools, procedures and arrangements that the Clearing House may use to replenish its capital, when necessary. 02/03/2023 Certified 02/17/2023 2
NYMEX COMEX Settlement Rules and ByLaws 11/20/2006 Certified 11/20/2006 1
CME Amendments to Rule 537 regarding substitution of futures for forwards and other CME rules to allow acceptance of OTC FX spot, forward and swap transactions as cleared-only futures through CME ClearPort. 10/15/2009 Certified 10/15/2009 1
ICLR US New rules provide for the clearing of Iron Ore Swaps 11/20/2009 Certified 11/30/2009 1