NYMEX |
Protection of Clearing House Cross Margining |
08/08/2002 |
Certified |
08/08/2002 |
|
0 |
OCC |
Providing OCC the discretion to grant or not grant margin credit to a clearing member; SR-OCC-2013-14/805 |
08/15/2013 |
Certified |
08/30/2013 |
|
1 |
LCHLLC |
LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
CME |
Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program |
03/11/2014 |
Certified |
03/25/2014 |
|
1 |
CME |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
LCHLTD |
Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. |
07/30/2015 |
Certified |
08/13/2015 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") |
02/16/2017 |
Certified |
03/03/2017 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of August 7, 2017 |
08/10/2017 |
Notified |
08/10/2017 |
|
1 |
LCHLTD |
LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. |
11/06/2017 |
Certified |
11/21/2017 |
|
1 |
OCC |
Proposed rule change by The Options Clearing Corporation concerning its Margin Policy. |
01/11/2018 |
Certified |
01/26/2018 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 26 February 2018. |
03/04/2018 |
Notified |
03/04/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
04/20/2018 |
Notified |
04/20/2018 |
|
2 |
ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Risk Management Model Description. |
05/16/2019 |
Certified |
05/31/2019 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
01/10/2020 |
Notified |
01/10/2020 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of April 13, 2020 |
04/21/2020 |
Notified |
04/21/2020 |
|
1 |
ICECC |
ICC proposes amendments to its Clearing Rules. |
01/07/2021 |
Certified |
01/22/2021 |
|
2 |
ICECC |
ICC proposes changes to the ICC Treasury Operations Policies and Procedures. |
04/19/2021 |
Certified |
05/03/2021 |
|
2 |
CME |
Notification to the Commission that its New York Data Center will migrate to New Jersey |
06/08/2021 |
Certified |
08/06/2021 |
|
2 |
LCHLTD |
LCH Limited is submitting for self-certification revisions to the LCH rules to clarify that LCH will cease clearing of new NDF transactions denominated in the US Dollar-Russian Ruble ("USD-RUB") currency pair on or after 5 December 2022. |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
NADEX |
amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors |
09/08/2023 |
Certified |
09/22/2023 |
|
2 |
EUREX |
Weekly Notification of Rule Amendments - Week of January 22, 2024 |
01/26/2024 |
Notified |
01/26/2024 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Tradesharer fees |
03/21/2024 |
Certified |
04/04/2024 |
|
1 |
NYMEX |
OTC Energy Options |
07/26/2002 |
Certified |
07/26/2002 |
|
0 |
OCC |
Amendment to clarify use of suspended clearing member's margin deposits in order to meet liquidity needs. |
10/12/2011 |
Certified |
10/27/2011 |
|
1 |
OCC |
This proposed rule change would allow a clearing fee waiver for exchange new products. |
09/02/2015 |
Certified |
09/17/2015 |
|
1 |
NODALCL |
Amendment to confidentiality provisions to permit sharing of non-public information with affiliates of the Exchange. |
05/19/2017 |
Certified |
06/05/2017 |
|
2 |
ICLR US |
ICUS proposes to amend the Default Management Procedures to (i) update references to ICUS's By-Laws and Rules; (ii) make reference to ICUS's Default Auction Procedures; and (iii) revise templates for use during default management. |
10/04/2017 |
Certified |
10/19/2017 |
|
2 |
OCC |
Proposed rule change concerning OCC's Default Management Policy. |
11/06/2017 |
Certified |
11/21/2017 |
|
2 |
CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 |
12/11/2017 |
Certified |
12/26/2017 |
|
1 |
NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options |
01/10/2020 |
Certified |
01/27/2020 |
|
3 |
LCHLTD |
LCH Limited Self-Certification: Clarification Change on Default Fund Additional Margin (DFAM) for the SwapClear and ForexClear Services |
04/21/2020 |
Certified |
05/05/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 12, 2021 |
04/19/2021 |
Notified |
04/19/2021 |
|
1 |
ICE NGX |
Change in subscription fees. |
07/19/2021 |
Certified |
08/02/2021 |
|
1 |
LCHLTD |
LCH is submitting revisions to its rules to accommodate updates to templates provided by the trade association for emerging markets ("EMTA"). These templates include terms for inclusion in NDF and NDO Contract transactions. |
09/30/2021 |
Certified |
10/15/2021 |
|
3 |
ICE NGX |
Risk Management Framework ("RMF") and Contracting Party Agreement ("CPA") amendments re Same-day Guarantee Fund |
01/31/2023 |
Certified |
02/14/2023 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
01/26/2024 |
Notified |
01/26/2024 |
|
2 |
LCHLTD |
Weekly Notification of addition of a new SwapClear trading venue - TradeAgent |
03/21/2024 |
Notified |
03/21/2024 |
|
1 |
CME |
Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement |
01/11/2005 |
Certified |
01/12/2005 |
|
1 |
NADEX |
Composition of Board |
03/13/2006 |
Certified |
03/22/2006 |
|
1 |
NYMEX |
Guaranty Fund |
07/26/2002 |
Certified |
07/26/2002 |
|
0 |
NADEX |
Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts |
06/08/2007 |
Certified |
06/22/2007 |
|
1 |
NYMEX |
Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding |
11/24/2008 |
Certified |
12/01/2008 |
|
1 |
CCORP |
Definition of Exchange Market in Chapter 1 of the rules is amended to add the Carbon Financial Instrument United States Futures contract traded on the Chicago Climate Futures Exchange, LLC. |
08/26/2009 |
Certified |
08/27/2009 |
|
1 |
ICLR US |
ICUS is amending its Risk Management Framework in order to implement revised margin statistics. |
09/02/2015 |
Certified |
09/17/2015 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of November 2, 2015 |
11/12/2015 |
Notified |
11/12/2015 |
|
1 |
NADEX |
Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. |
11/23/2016 |
Certified |
12/08/2016 |
|
1 |
MGEX |
Weekly notification of rule amendments regarding spot month margin add-on charges. |
02/16/2017 |
Notified |
02/16/2017 |
|
1 |
OCC |
Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. |
01/11/2018 |
Certified |
01/26/2018 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 084-19 related to the introduction of Capitalab, a Division of BGC Brokers LP, as an additional multilateral portfolio compression provider for EurexOTC Clear Interest Rate Derivatives |
09/03/2019 |
Certified |
09/17/2019 |
|
2 |
NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |