| CME |
Weekly Notification of Rule Amendments - Week of December 4, 2023 |
12/12/2023 |
Notified |
12/12/2023 |
|
1 |
| OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
| NYMEX |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| CME |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
| CBT |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
| CME |
Removal of Membership Equivalent Deposit Requirement for OTC, IRS and CDS Clearing Members |
01/07/2016 |
Certified |
01/22/2016 |
|
1 |
| CME |
Notification Regarding Revisions to the Concentration Margin Program |
02/08/2017 |
Certified |
02/23/2017 |
|
1 |
| MGEX |
Weekly Notification for the week of May 14, 2018. |
05/25/2018 |
Notified |
05/25/2018 |
|
1 |
| CME |
Modifications to the OTC FX Non-Deliverable Forwards Incentive Program |
07/10/2018 |
Certified |
07/24/2018 |
|
2 |
| OCC |
Proposed rule change to extend term limits for Member Directors serving on The Options Clearing Corporation's Boardof Directors. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
| LCHSA |
LCH SA is submitting for self-certification the proposed amendments to the CDSClear fee grid (Unlimitted Tariff and Options clearing service). |
12/20/2018 |
Certified |
01/28/2019 |
|
1 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
05/07/2019 |
Certified |
05/21/2019 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 27 May 2019. |
06/07/2019 |
Notified |
06/07/2019 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Updated close out process for SOFR transition |
07/10/2020 |
Certified |
07/23/2020 |
|
1 |
| EUREX |
Proposed amendments in Eurex Clearing Circular 083/21 relating to the transition of the reference Funding Rate for EURO STOXX 50 Index Total Return Futures from `?STR + EONIA transition spread' to ?STR flat. |
09/21/2021 |
Certified |
10/04/2021 |
|
2 |
| CME |
Extension of the CME OTC FX Fee Waiver Program |
12/13/2021 |
Certified |
12/28/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 21, 2022 |
02/28/2022 |
Notified |
02/28/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 23, 2022 |
05/31/2022 |
Notified |
05/31/2022 |
|
1 |
| OCC |
Rule Certification by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards |
04/27/2023 |
Certified |
05/11/2023 |
|
5 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend Part HH of its Delivery Procedures to to make certain corrections and clarifications with respect to the ICE Endex French PEG Natural Gas Contracts. |
06/09/2023 |
Certified |
06/26/2023 |
|
2 |
| ICLREU2 |
ICEU is amending its Rules to address more consistently the treatment of certain losses that do not arise from the default of a Clearing Member, generally referred to as non-default losses, including certain investment losses and custodial losses. |
07/19/2023 |
Certified |
08/02/2023 |
|
2 |
| NYMEX |
Investment of Customer Segregated Funds in Money Market Mutual Funds |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
| OCC |
Rule primarily applicable to securities |
06/16/2005 |
Certified |
06/16/2005 |
|
1 |
| OCC |
Amendment of definition of "fund share" to include a security as defined in Section 3(a)(10) of the Securities Exchange Act of 1934. |
10/04/2007 |
Certified |
10/09/2007 |
|
1 |
| CBT |
Amendments to clearing membership assignment requirements to harmonize CME/CBT/NYMEX rulebooks. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| OCC |
Revision to Article XII, Section 3, of OCC's by-laws to allow OCC to make adjustments to the settlement price of exchange-designated security futures for all cash dividends or distributions. |
08/19/2010 |
Certified |
08/19/2010 |
|
1 |
| CBT |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
| OCC |
Changes to accomodate clearing of cash-settled Agricultural Futures; Euribor Futures; and German Interest Rate Futures for ELX Futures exchange; 2011-16R |
11/22/2011 |
Certified |
12/08/2011 |
|
2 |
| NYMEX |
Expansion of anti-money laundering rule to include economic sanctions compliance; 12-094 |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
| CME |
Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H |
08/05/2014 |
Certified |
08/19/2014 |
|
1 |
| ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
05/12/2017 |
Certified |
05/26/2017 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 21 May 2018. |
05/27/2018 |
Notified |
05/27/2018 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Rulebook Miscellaneous Amendments |
05/07/2019 |
Certified |
05/21/2019 |
|
1 |
| ICECC |
ICC proposes amendments to its Clearing Rules. |
10/14/2020 |
Certified |
10/28/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe is amending Part Q, Part R and Part B of its Delivery Procedures to make clarifications and updates with respect to certain delivery specifications. |
11/18/2020 |
Certified |
12/02/2020 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Variable Notional OIS - remaining currencies extension |
04/12/2021 |
Certified |
04/23/2021 |
|
1 |
| CME |
Administrative Amendments to CME, CBOT, NYMEX/COMEX Rule 816. ("Guaranty Fund Deposit") |
09/21/2021 |
Certified |
10/05/2021 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 040-23 related to amending the Porting Period for NOSA Undisclosed Direct Clients Transaction Accounts Groups in the Elementary Clearing Model |
06/09/2023 |
Certified |
06/26/2023 |
|
2 |
| OCC |
Rule primarily applicable to securities |
05/10/2005 |
Certified |
05/10/2005 |
|
1 |
| OCC |
Various changes to clearing fee schedule |
08/03/2007 |
Certified |
08/03/2007 |
|
1 |
| NYMEX |
New rules for Chapter 7b regarding delivery. |
06/24/2009 |
Certified |
06/30/2009 |
|
1 |
| NYMEX |
Amendments to capital requirements and reporting requirements applicable to bank clearing members. |
04/18/2011 |
Certified |
04/18/2011 |
|
1 |
| CME |
CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure |
07/15/2011 |
Certified |
07/15/2011 |
|
1 |
| ICLREU2 |
Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
| CME |
CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 |
03/28/2012 |
Certified |
04/12/2012 |
|
1 |
| MGEX |
The purpose of the amendment and deletion of these MGEX Rules and Regulations is to comply with the CFTC's final regulations requiring gross margining for all derivatives clearing organizations. |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
| LCHSA |
LCH.Clearnet SA is submitting for self-certification some amendments to the CDS Clearing Rules and the Access Agreement related to (i) the automation of the auto-repay function in the CDSClear treasury system and (ii)the access to the CDS reports. |
11/02/2015 |
Certified |
11/17/2015 |
|
1 |
| CME |
Amendments to CME Rule 280H.02. ("Cash Settlement") of the Cleared OTC U.S. Dollar/Malaysian Ringgit (USD/MYR) Spot, Forwards and Swaps Contract. |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |
