Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") 09/22/2022 Certified 10/06/2022 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/24/2023 Notified 03/24/2023 2
LCHLTD In order to ensure the LCH rules align with the scope of LCH's Japanese license requirements, LCH is amending its rulebook Procedures Section 1 and FCM Procedures, where required, to provide for the restrictions on Japanese Clearing Members. 06/16/2023 Certified 07/03/2023 1
CME Weekly Notification of Rule Amendments - January 15, 2024 01/22/2024 Notified 01/22/2024 1
CME Remote Clearing 10/22/2002 Certified 10/22/2002 0
CBT New Rule 818 provides for close-out netting of obligations in the event of clearing house insolvency. This rule was implemented for the purpose, inter alia, of reducing certain capital charge relief for bank clearing members for proprietary positions 11/14/2008 Certified 11/24/2008 1
CME Amendments to clearinghouse substitution rule for OTC Derivatives 02/03/2009 Certified 02/03/2009 1
OCC Proposed technical change to Interpretation and Policy .06 under Rule 601 in connection with the expansion of forms of collateral incorporated into STANS 08/25/2010 Certified 08/25/2010 1
ICECC Self-certification of amended ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. 10/17/2013 Certified 11/01/2013 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
OCC Proposed rule change to revise OCC's Schedule of Fees. 09/30/2016 Certified 10/17/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 147-16 relating to allowing Eurex Clearing, in a repo transaction, to enter into overnight GC Pooling transactions and to compensating a negative repo rate 12/15/2016 Certified 12/30/2016 2
SGX-DC Weekly notification of rule amendments for the week of 20 March 2017. 03/29/2017 Notified 03/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 September 2017. 09/26/2017 Notified 09/26/2017 2
CME Modifications to the OTC FX Non-Deliverable Forwards Incentive Program 02/28/2018 Certified 03/14/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 035-18 related to allowing the choice of the Settled-to-Market model for OTC currency transactions 04/17/2018 Certified 05/01/2018 2
LX Amending fee schedule for new participants. 01/03/2019 Notified 01/03/2019 2
ICE NGX Amendment to implement certain changes to Transactions Fees for ENMAX RRO transactions and Clearing Fees for Physical Gas at US Points - Same Day Transactions. 07/16/2020 Certified 07/30/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear R4 Service Release 11/20/2020 Certified 12/07/2020 1
EUREX Proposed rule amendments in Eurex Clearing Circular 118-20 related to amending the fees for certain MSCI futures 01/04/2021 Certified 01/19/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 11/05/2021 Notified 11/05/2021 2
CME Modifications to CME's Risk Management Policies 06/09/2022 Certified 06/24/2022 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/23/2022 Notified 09/23/2022 2
ICECC Notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/16/2022 Notified 12/16/2022 2
CCORP Categories of Governors 12/09/2002 Certified 12/09/2002 0
ICLR US Rule 5.03 of ICE Futures U.S. is amended to allow different margin rates for arbitrge positions in coffee, sugar, and cocoa futures and options - positions held on Euronext-LIFFE. Member firms must collect margin applicable to arbitrage positions. 10/17/2007 Certified 10/22/2007 1
CBT Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. 11/10/2008 Certified 11/24/2008 1
KCC Amendment to Rule 8.03 pertaining to default procedures 08/25/2010 Certified 08/25/2010 1
CME New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 1
KCC Implementation of Give-up Average Price System Fine Policy 07/30/2012 Certified 08/14/2012 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Ontario and Quebec Canadian Provincial Debt 06/08/2015 Certified 06/22/2015 4
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
SGX-DC Self certification of rule amendments for Nifty futures and options 02/25/2016 Certified 03/09/2016 1
EUREX Proposed rule amendments in Eurex Clearing Circular 148-18 relating to amending the Price List, introducing a notification requirement, harmonizing certain ISA Direct provisions, dispute resolution, partial settlement, and discontinuing certain products 12/15/2016 Certified 12/30/2016 2
MGEX Weekly notification of rule amendments regarding spread and outright margin rate changes. 03/30/2017 Notified 03/30/2017 1
EUREX Proposed rule amendments in Eurex Clearing Circular 115-19 related to the introduction of futures contracts on the STOXX USA ESG-X index and futures contracts on MSCI ESG Screened indexes 12/05/2019 Certified 12/19/2019 2
LX LedgerX Operations Manual Revision 10/20/2020 Certified 11/03/2020 2
LX DCO Rulebook Amendments 08/04/2022 Certified 08/18/2022 2
ECC Fraud Insurance 07/18/2002 Certified 07/18/2002 0
CME Rule amendment to permit clearing members to place customer cleared swaps in a CFTC Regulation 30.7 account. 11/10/2008 Certified 11/24/2008 1
LCHLLC Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures 08/30/2010 Certified 08/30/2010 1
CBT New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house 07/26/2011 Certified 08/10/2011 0
CME Amend Rule 802 to make CME's capital contribution to the financial safeguards package that includes the Base Guaranty Fund $100 million 06/05/2012 Certified 06/20/2012 1
ICECC Amendment of rulebook to provide for the clearance of the CDX Emerging Markets Index CDS (CDX.EM) and to make a conforming change to the definition of "Restructuring CDS Contract" to encompass components of CDX.EM subj to a restructuring credit event. 05/21/2012 Certified 06/05/2012 1
CME Self-certification of CME Clearing Advisory Notice Expanding Performance Bond Collateral Program to Include Australian Government Debt 06/08/2015 Certified 06/22/2015 4
LCHLTD LCH proposes changes to its rules to allow a FCM Clearing Member to take certain actions to reduce the risk arising from the default of one or more FCM customers. 04/18/2018 Certified 05/02/2018 1
CME Weekly Notification of Rule Amendments - Week of December 30, 2019 01/08/2020 Notified 01/08/2020 1
CME Weekly Notification of Rule Amendments - Week of December 28, 2020 01/04/2021 Notified 01/04/2021 1
CME Weekly Notification of Rule Amendments - Week of September 20, 2021 09/27/2021 Notified 09/27/2021 1
LCHLTD LCH Limited Self-Certification: Rates Reform - USD LIBOR fallback and conversion fees 01/20/2023 Certified 02/03/2023 3