OCC |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d)(2)(i)--OCC Rule Filing SR-OCC-2016-010 |
10/10/2016 |
Notified |
10/10/2016 |
|
2 |
LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule. |
11/29/2016 |
Certified |
12/13/2016 |
|
2 |
LCHSA |
LCH SA is proposing to amend its CDS Clearing Rule Book, Supplement and Procedures to incorporate new terms and to make conforming, clarifying and clean-up changes to implement a new electronic exercise platform or EEP for the exercise of options by clear |
07/19/2018 |
Certified |
08/02/2018 |
|
1 |
ICLREU2 |
ICE Clear Europe is adopting the amendments to the Framework in order to ensure that the Framework remains consistent with the Rules in light of recent amendments to address default management, recovery and wind-down for the CDS Contract Category |
07/18/2019 |
Withdrawn |
07/29/2019 |
|
2 |
LCHLTD |
ForexClear fee changes applicable to outright FX Forwards |
09/06/2019 |
Certified |
09/20/2019 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of December 2, 2019 |
12/11/2019 |
Notified |
12/11/2019 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 005-20 relating to the introduction of futures contracts on the STOXXr USA 500 ESG-X Index |
01/14/2020 |
Certified |
01/29/2020 |
|
2 |
LX |
Submission of Revised BCDR Plan and Operations Manual |
03/04/2020 |
Certified |
03/18/2020 |
|
3 |
ICLREU2 |
In connection with the merger of the market areas of the German gas transmission system operators with GASPOOL and NCG, ICE Clear Europe is amending its Delivery Procedures relating to German natural gas futures contracts traded on ICE Endex. |
09/01/2021 |
Certified |
09/16/2021 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2022. |
12/17/2021 |
Certified |
01/03/2022 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to amend its Delivery Procedures on the basis of certain settlement discipline requirements under the European Union's Central Securities Depositories Regulation and Settlement Discipline Regulatory Technical Standards |
01/14/2022 |
Certified |
01/28/2022 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to rename and modify its Operational Risk Management Policy which will now be known as the Operational Risk and Resilience Policy |
10/04/2022 |
Certified |
10/19/2022 |
|
2 |
ICLR US |
Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) |
09/12/2023 |
Certified |
09/26/2023 |
|
2 |
CME |
Weekly Notification of Rule Amendments - January 22, 2024 |
01/31/2024 |
Notified |
01/31/2024 |
|
1 |
CME |
Weekly Notification of Rule Amendments - March 18, 2024 |
03/25/2024 |
Notified |
03/25/2024 |
|
1 |
KCC |
Power of Board to suspend or revoke privileges of clearing members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
NYMEX |
Clarification to Nymex Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
NYMEX |
Modifications to NYMEX Incentive Program for Natural Gas Products; 12-163 |
06/12/2012 |
Certified |
06/27/2012 |
|
1 |
CME |
Expansion of CME Clearing's Category 3 Collateral Limits; 13-155. |
04/24/2013 |
Certified |
05/09/2013 |
|
1 |
CME |
Conforming change to IRS Termination Event. |
12/31/2013 |
Certified |
01/16/2014 |
|
1 |
LCHLTD |
LCH.Clearnet is proposing rule changes for the allocation of non default losses and to augment the range of liquidity tools available to deal with times of market stress. |
04/23/2014 |
Certified |
05/08/2014 |
|
1 |
MGEX |
Rule certification submission for updates to the MGEX Rulebook in connection with recovery and wind-down plans. |
11/11/2014 |
Withdrawn |
11/18/2014 |
|
1 |
LCHLTD |
Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. |
01/06/2015 |
Certified |
01/21/2015 |
|
1 |
SGX-DC |
Introduction of Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules. This is a modification of submission 1601-2712-1615-25. |
04/15/2016 |
Certified |
04/28/2016 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of October 30, 2017 |
11/09/2017 |
Notified |
11/09/2017 |
|
1 |
LCHLTD |
LCH Limited is amending its Rulebook Procedures, specifically the order in which collateral posted is applied against clearing member liabilities. The order will be based on the least expensive collateral group and thereafter in ascending order of fees. |
07/20/2018 |
Certified |
08/03/2018 |
|
1 |
ICLREU2 |
ICE Clear Europe proposes to modify certain provisions of its CDS Procedures and its Rules to account for an expected change in the DC Secretary for the Credit Derivatives Determinations Committees. |
10/15/2018 |
Certified |
10/26/2018 |
|
3 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 097-18 related to Eurex Deutschland and Eurex Clearing's plan to launch extended trading and clearing hours for selected equity index futures listed on Eurex Deutschland into the Asian time zone |
11/15/2018 |
Certified |
11/30/2018 |
|
2 |
LCHLTD |
LCH Limited Self Certification |
02/01/2019 |
Certified |
02/15/2019 |
|
2 |
OCC |
Proposed rule change related to the introduction of a new Liquidation Cost Model in The Options ClearingCorporation's margin methodology. |
07/18/2019 |
Certified |
08/01/2019 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear block trade allocations |
09/06/2019 |
Certified |
09/20/2019 |
|
1 |
LX |
LederX Operations Manual Revision |
01/11/2021 |
Certified |
01/26/2021 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of September 27, 2021 |
10/04/2021 |
Notified |
10/04/2021 |
|
1 |
ICLREU2 |
ICEU proposes to adopt a new Counterparty Credit Risk Policy and adopt a new Counterparty Credit Risk Procedures and retire its existing Futures and Options Capital to Margin and Shortfall Margin Policy and the Unsecured Credit Limits Procedures. |
12/17/2021 |
Certified |
01/04/2022 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
03/11/2022 |
Notified |
03/11/2022 |
|
2 |
ICECC |
ICC proposes amending the Risk Management Framework and the Risk Management Model Description. |
06/30/2022 |
Certified |
07/15/2022 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to modify its Clearing Membership Procedures to make certain clarifications and updates. |
10/04/2022 |
Certified |
10/19/2022 |
|
2 |
CME |
Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
ICLR US |
Amendments eliminate the use of Letters of Credit as Clearing Member Original Margin at ICE Clear US. |
06/24/2011 |
Certified |
06/24/2011 |
|
1 |
ICE NGX |
Amendment to rules and Contracting Party Agreement for alliance with Nasdaq OMX Commodities Clearing Company and related bulk transfer of physical power contracts |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
ICLREU2 |
Amendments to Delivery procedures for European Government Bond Contracts |
01/07/2015 |
Certified |
01/22/2015 |
|
1 |
CME |
Change to IRS Clearing Member Minimum IRS Guaranty Fund Contribution |
08/03/2015 |
Certified |
08/17/2015 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 5 November 2018. |
11/16/2018 |
Notified |
11/16/2018 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of March 25, 2019 |
04/03/2019 |
Notified |
04/03/2019 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of May 13, 2019 |
05/17/2019 |
Notified |
05/17/2019 |
|
1 |
ICECC |
ICE Clear Credit proposes updates to its Clearing Participant Default Management Procedures |
04/27/2020 |
Certified |
05/11/2020 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission's Regulations |
01/11/2021 |
Certified |
01/26/2021 |
|
3 |
CME |
Weekly Notification of Rule Amendments - Week of September 26, 2022 |
10/04/2022 |
Notified |
10/04/2022 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of January 30, 2023 |
02/08/2023 |
Notified |
02/08/2023 |
|
1 |
CBT |
Changes to CBT Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization |
10/30/2009 |
Certified |
11/02/2009 |
|
0 |