Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CCORP Amend definition of Exchange Market to change name of CCFE IFEX U.S. Wind Binary Futures to IFEX Event Linked Futures Contract: U.S. Tropical Wind Events, and add two new futures contracts: Florida Tropical Wind Events and Gulf Coast Tropical Wind Events 07/10/2008 Certified 07/10/2008 1
CBT Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. 10/30/2009 Certified 11/02/2009 1
OCC Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX 11/20/2009 Certified 11/30/2009 1
KCC New Rules 2100.01 and 2100.02 regarding FCM and customer requirements to particpate in clearing OTC ag swaps under Section 4(c) exemption. 03/01/2010 Certified 03/08/2010 1
NYMEX Modifications to existing NYMEX Energy Products Cross-Venue Incentive Program; 12-167 06/11/2012 Certified 06/26/2012 2
MGEX Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. 12/30/2013 Certified 01/15/2014 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 11/12/2015 Certified 11/27/2015 2
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
LCHLTD LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. 01/16/2018 Certified 01/30/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index 03/06/2018 Certified 03/20/2018 2
CME Weekly Notification of Rule Amendments - Week of July 9, 2018 07/18/2018 Notified 07/18/2018 1
MGEX Notification of margin change 10/12/2018 Notified 10/12/2018 1
CME Weekly Notification of Rule Amendments - Week of November 5, 2018 11/15/2018 Notified 11/15/2018 1
LCHLTD LCH Limited Self-Certification: Approved Compression Service Providers (ACSPs) changes 02/01/2019 Certified 02/15/2019 1
CME Amendments to CME Chapter 8G ("Interest Rate Derivative Clearing") and Chapter iii. ("CME Definitions") Regarding End of Waterfall Rules for Interest Rate Swaps 09/06/2019 Certified 11/04/2019 2
ICE NGX Self Certification of amendment to rule: ICE NGX Canada Inc. Risk Management Framework 01/11/2021 Withdrawn 01/25/2021 2
MGEX Change in defined term relating to Bitnomial Settlement Facility 03/04/2021 Certified 03/18/2021 1
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1
CME Weekly Notification of Rule Amendments - Week of August 8, 2022 08/16/2022 Notified 08/16/2022 1
ICLREU2 ICE Clear Europe is amending Part Q of its Delivery Procedures to clarify certain provisions relating to delivery specifications for ICE Futures Europe Financial and Softs White Sugar futures contracts. 02/06/2023 Certified 02/21/2023 2
CME Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") CAD-Canadian Dollar Offered Rate ("CDOR") Forward Rate Agreement ("FRA") Products Referencing CAD-CDOR as the Floating Rate 01/31/2024 Certified 01/31/2024 1
MGEX MGEX Board and Exchange Committee Charters 03/25/2024 Certified 04/08/2024 2
OCC Non Customers of broker Dealers 03/14/2006 Certified 03/14/2006 1
NYMEX Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. 07/09/2008 Certified 07/10/2008 1
CME Clarification to CME Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Modifications to Cross-Venue Energy & Metals Products Incentive Program for High Volume Contributors; 12-192 06/11/2012 Certified 06/26/2012 2
LCHLTD Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
OCC Proposed rule change to provide OCC with authority in emergency circumstances to extend, waive or suspend the operation of its By-Laws, Rules, policies and procedures or any other rules issued by OCC. 12/27/2013 Withdrawn 01/09/2014 2
OCC This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. 11/16/2015 Certified 12/01/2015 1
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
MGEX Amendment to allow electronic warehouse receipts instead of paper warehouse receipts 05/23/2017 Certified 06/07/2017 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 10/12/2018 Notified 10/12/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 086-19 related to an additional internal margin account for the booking of Supplementary Margin, updating the RBM and Prisma methodology language, and M-position account pricing 09/06/2019 Certified 09/20/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 118-19 related to the contribution factor for the default fund and updating the website relating to the PRISMA margining methodology 12/10/2019 Certified 12/24/2019 2
EUREX Weekly Notification of Rule Amendments - Week of April 20, 2020 04/25/2020 Notified 04/25/2020 1
CME Weekly Notification of Rule Amendments - Week of May 25, 2020 06/01/2020 Notified 06/01/2020 1
CME Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. 11/12/2021 Certified 11/29/2021 1
EUREX Proposed amendments in Eurex Clearing Circular 110-21 relating to the implementation of Article 9 of Regulation (EU) 2021/23 into the Clearing Conditions and FCM Regulations of Eurex Clearing AG 12/17/2021 Certified 01/03/2022 2
EUREX Weekly Notification of Rule Amendments - Week of March 7, 2022 03/11/2022 Notified 03/11/2022 1
CME Modifications to CME's Collateral Policy 08/16/2022 Certified 08/30/2022 2
OCC OCC Rule Certification to Update Its Operational Loss Fee for 2023 02/06/2023 Certified 02/21/2023 2
CCD Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). 03/25/2024 Certified 04/08/2024 1
OCC Limitation of liability to members 11/04/2003 Certified 11/04/2003 1
CBT Clarification to CBT Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Diverse Trading Non-Member International Commercial Firms Energy Incentive Program; 12-162 06/12/2012 Certified 06/27/2012 2
LCHLLC Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
LCHSA Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. 12/30/2013 Certified 01/15/2014 1
OCC This change revises OCC's By-Laws and Rules relating to deposits in lieu of margin. 05/01/2015 Certified 05/15/2015 1
ICLREU2 The principal purpose of the changes is to amend certain ICE Clear Europe Risk policies relating to the CDS product category to incorporate enhancements to the existing CDS risk model. 07/31/2015 Withdrawn 08/13/2015 2
LCHLTD A submission for self certification changes to LCH rules which codify the process for SwapClear Clearing Members and Futures Commission Merchant Clearing Members to elect eligible SwapClear Contracts. 05/24/2016 Certified 06/07/2016 1