EUREX |
Proposed rule amendments in Eurex Clearing Circular 099-17 related to the requirements and incentives associated with the introduction of Regulatory Market-Making and the Eurex Liquidity Provider Framework |
10/06/2017 |
Certified |
10/23/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 111-17 related to introduction of Gross Omnibus Segregated Accounts, introduction of an appropriation right for pledged margin securities, and related amendments to the Pledge Agreement |
11/08/2017 |
Certified |
11/24/2017 |
|
6 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 026-18 related to revising the implementation date, taking into account prefunding amounts for late clearing members, and allowing trade amendments for OTC Currency Product clearing |
03/05/2018 |
Certified |
03/19/2018 |
|
2 |
LCHLTD |
LCH Limited Self Certification: Rule Changes on Rates Default Fund Allocation |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
LCHLTD |
The Proposal is for LCH to change the call currency from GBP to EUR when there is a USD Bank Holiday. |
06/01/2020 |
Certified |
06/12/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 22, 2021 |
03/01/2021 |
Notified |
03/01/2021 |
|
1 |
ICE NGX |
Amendments re Banking & Treasury - Step 1 and 2 |
10/01/2021 |
Certified |
10/18/2021 |
|
1 |
NODALCL |
Amendments to Nodal Clear Rules 3.16.4 and 3.20.1 |
06/27/2023 |
Certified |
07/12/2023 |
|
2 |
CME |
Weekly Notification of Rule Amendments - Week of July 24, 2023 |
07/31/2023 |
Notified |
07/31/2023 |
|
1 |
NYMEX |
Depository Banks |
09/14/2006 |
Certified |
09/14/2006 |
|
1 |
OCC |
A Link Framework Agreeement and an Associate Clearinghouse Agreement between OCC and Eurex Clearing AG to implement a clearing link arrangement to facilitate trading in options listed on the International Securities Exchange by Eurex Deutschland members |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
ICLR US |
Rule 502 amended to delete unneeded paragraph and to authorize staff to determine original margin requirements |
11/13/2009 |
Certified |
11/30/2009 |
|
1 |
MGEX |
Extension of trading hours and deadline for submission of information to the clearing house |
06/08/2012 |
Certified |
06/22/2012 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of September 26, 2016 |
10/07/2016 |
Notified |
10/07/2016 |
|
1 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 048-18 related to the price list for exchange-traded futures and options |
05/22/2017 |
Certified |
06/06/2017 |
|
2 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
SGX-DC |
Weekly notification of rule amendments for the week of 8 January 2018. |
01/15/2018 |
Notified |
01/15/2018 |
|
2 |
EUREX |
Proposed stated policy in Eurex Clearing Circular 059-18 related to the introduction of EURO STOXX 50r equity index options with month-end expiration that are being introduced at Eurex Deutschland |
06/12/2018 |
Certified |
06/25/2018 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: SwapClear tenor extensions |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
LCHLTD |
The Proposal is for LCH to invest Euro-denominated cash collateral, which FCMs provide to LCH, in Euro denominated sovereign debt issued by the French Republic and the Federal Republic of Germany. |
06/01/2020 |
Withdrawn |
06/08/2020 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of October 19, 2020 |
10/27/2020 |
Notified |
10/27/2020 |
|
1 |
LCHLTD |
LCH Limited Self-Certification: SwapClear Pre-cessation triggers |
12/01/2020 |
Certified |
12/15/2020 |
|
1 |
LCHLTD |
LCH Limited Self Certification of rule changes related to the CFTC regulatory amendments under 17 CFR 39 ("Part 39 Regulations"). |
01/11/2021 |
Certified |
01/26/2021 |
|
1 |
ICE NGX |
RMF Changes re Banking & Treasury Improvement Project |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
LX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
LX |
Revision of Compliance Manual |
10/03/2022 |
Withdrawn |
10/13/2022 |
|
3 |
CME |
Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices |
08/01/2005 |
Certified |
08/10/2005 |
|
1 |
OCC |
Amendments to rules for clearing credit default products |
06/14/2007 |
Certified |
06/19/2007 |
|
1 |
OCC |
Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
CCORP |
Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE |
11/18/2009 |
Certified |
11/30/2009 |
|
1 |
OCC |
Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options |
09/15/2010 |
Certified |
09/15/2010 |
|
1 |
NYMEX |
Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
OCC |
Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
CME |
Adoption of Rule 980.F by CBOT, CME and NYMEX |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
LCHLTD |
LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionalitycurrently provided by NYSE Technologies. |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
ICECC |
ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. |
01/05/2015 |
Certified |
01/20/2015 |
|
2 |
OCC |
Proposed rule change by OCC concerns the implementation of new risk models in order to support the clearance and settlement of Asian-style flexibily structured options and flexibly structured Cliquet options. |
05/01/2015 |
Certified |
05/15/2015 |
|
1 |
SGX-DC |
Amendments to the Final Settlement Price. |
08/03/2015 |
Certified |
08/14/2015 |
|
1 |
CME |
Amendments to CME Rule 8H802.B. and Addition of New CME Rule 8H04.13 |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices |
12/22/2016 |
Certified |
01/06/2017 |
|
1 |
LCHLTD |
Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook |
05/23/2017 |
Certified |
06/06/2017 |
|
1 |
ICE NGX |
Removing sentence from section 3.3 of the CPA to remove potential ambiguity. |
06/12/2018 |
Withdrawn |
06/21/2018 |
|
1 |
LCHLTD |
LCH Limited change to its Margin Collateral Haircut Schedule. |
07/18/2018 |
Certified |
07/31/2018 |
|
2 |
LCHLTD |
LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
LCHLTD |
LCH Limited temporary change to its Margin Collateral Haircut Schedule |
04/02/2019 |
Certified |
04/15/2019 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 26 August 2019. |
09/05/2019 |
Notified |
09/05/2019 |
|
2 |
LX |
Submission of revised fee schedule. |
03/04/2020 |
Certified |
03/18/2020 |
|
2 |
NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
CME |
Expansion of the Gold Warrant Collateral Program to Permit Clearing Members to Deposit COMEX Gold Warrants as Performance Bond in the Customer Origins |
03/03/2021 |
Certified |
03/17/2021 |
|
1 |
NYMEX |
OTC Floor Member Guarantee |
02/03/2006 |
Certified |
02/03/2006 |
|
0 |