Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
OCC This proposed rule change would accommodate the clearing of physically-settled single stock futures for which delivery would occur on the first business day after the maturity date. 01/28/2014 Certified 02/12/2014 1
OCC Certification to correct The Options Clearing Corporation's schedule of fees 11/03/2021 Certified 11/18/2021 2
OCC Rule Certification to Amend and Enhance OCC's Model Risk Management Policy 06/13/2023 Certified 06/28/2023 2
OCC This proposed rule change concerns implementation of principles-based risk control standards for options exchanges. 12/03/2015 Certified 12/17/2015 1
OCC OCC-2006-17, 9.22.06, Options on Commodity Pools 09/22/2006 Certified 09/22/2006 1
OCC OCC-2006-13, 7.19.06, Risk Committee NASDAQ Global Markets 07/19/2006 Certified 07/19/2006 0
OCC OCC 2006-09, 5/24/06, Choice of Law and Forum 05/24/2006 Certified 05/24/2006 1
OCC Amendment to Rule 309 to provide for expedited process for reviewing a managed clearing member's request to operate without a facilities management agreement 04/21/2008 Certified 04/21/2008 1
OCC OCC 2006-08, 5/24/06, Effect of Stock Splits 05/24/2006 Certified 05/24/2006 1
ONXCC Futures and Options Positions 07/09/2002 Certified 07/09/2002 0
SGX-DC Weekly notification of rule amendments for the week of 14 November 2016. 11/20/2016 Notified 11/20/2016 2
SGX-DC Weekly notification of rule amendments for the week of 28 May 2018. 06/04/2018 Notified 06/04/2018 2
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. 06/19/2017 Certified 07/03/2017 2
SGX-DC Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds 06/20/2014 Certified 07/08/2014 1
SGX-DC Weekly notification of rule amendments for the week of 23 October 2017. 10/29/2017 Notified 10/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 24 December 2018. 01/03/2019 Notified 01/03/2019 2
SGX-DC Weekly notification of rule amendments for the week of 20 March 2017. 03/29/2017 Notified 03/29/2017 2
SGX-DC Weekly notification of rule amendments for the week of 18 September 2017. 09/26/2017 Notified 09/26/2017 2
SGX-DC Submission for SGX Platts Dated Brent Swap (Clearing Fees) 12/06/2015 Certified 12/18/2015 1
SGX-DC Self certification of rule amendments for Nifty futures and options 02/25/2016 Certified 03/09/2016 1
SGX-DC Weekly notification of rule amendments for the week of 3 June 2019. 06/11/2019 Notified 06/11/2019 2
SGX-DC Notification of Rule Amendments 09/29/2015 Certified 10/13/2015 1
SGX-DC Weekly notification of rule amendments for the week of 9 April 2018. 04/19/2018 Notified 04/19/2018 2
SGX-DC Rule amendments to the SGX-DC Clearing Rules related to (i) the limitation of liability and indemnity of SGX-DC, and (ii) the Disciplinary Committee and Appeals Committee under the SGX-DC Clearing Rules. 05/15/2019 Certified 05/29/2019 1
SGX-DC Weekly notification of rule amendments for the week of 2 November 2015. 11/09/2015 Notified 11/09/2015 2
SGX-DC SGX-DC Clearing Rule amendments for an increase in clearing fund size 07/22/2015 Certified 08/04/2015 2
SGX-DC Weekly notification of rule amendments for the week of 6 February 2017. 02/13/2017 Notified 02/13/2017 2
SGX-DC Weekly notification of rule amendments for the week of 26 September 2016. 10/02/2016 Notified 10/02/2016 2
SGX-DC Weekly notification of rule amendments for the week of 8 July 2019. 07/16/2019 Notified 07/16/2019 2
SGX-DC Weekly notification of rule amendments for the week of 28 October 2019. 11/05/2019 Notified 11/05/2019 2
SGX-DC Weekly notification of rule amendments for the week of 25 September 2017. 10/01/2017 Notified 10/01/2017 2
SGX-DC Weekly notification of rule amendments for the week of 1 January 2018. 01/09/2018 Notified 01/09/2018 2
SGX-DC Weekly notification of rule amendments for the week of 12 December 2016. 12/19/2016 Notified 12/19/2016 2
SGX-DC Weekly notification of rule amendments for the week of 30 October 2017. 11/05/2017 Notified 11/05/2017 2
SGX-DC Weekly notification of rule amendments for the week of 26 February 2018. 03/04/2018 Notified 03/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 15 May 2017. 05/22/2017 Notified 05/22/2017 2
SGX-DC Weekly notification of rule amendments for the week of 21 November 2016. 11/27/2016 Notified 11/27/2016 2
SGX-DC Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap 10/04/2017 Certified 10/19/2017 1
SGX-DC Weekly notification of rule amendments for the week of 16 April 2018. 04/23/2018 Notified 04/23/2018 2
SGX-DC Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 02/06/2015 Certified 02/23/2015 1
SGX-DC Weekly notification of rule amendments for the week of 18 March 2019. 03/28/2019 Notified 03/28/2019 2
SGX-DC The Amendments are to facilitate SGX-DC's acceptance for clearing of the SGX North Asia Sling LNG Swap Contract. In particular, the Amendments specify the methodology of the final settlement price of the Contract in the SGX-DC Clearing Rules. 04/05/2017 Certified 04/18/2017 1
SGX-DC Weekly notification of rule amendments for the week of 1 October 2018. 10/08/2018 Notified 10/08/2018 2
SGX-DC Weekly notification of rule amendments for the week of 7 August 2017. 08/14/2017 Notified 08/14/2017 2
SGX-DC Weekly notification of rule amendments for the week of 4 June 2018. 06/11/2018 Notified 06/11/2018 2
SGX-DC Weekly notification of rule amendments for the week of 13 February 2017. 02/19/2017 Notified 02/19/2017 2
SGX-DC Introduction of Titan-OTC, a new trade registration system - Amendments to SGX-DC Clearing Rules . This is a modification of submission 1511-0220-3851-31. 05/20/2016 Certified 06/03/2016 1
SGX-DC Weekly notification of rule amendments for the week of 20 August 2018. 08/30/2018 Notified 08/30/2018 2
SGX-DC Weekly notification of rule amendments for the week of 2 December 2019. 12/10/2019 Notified 12/10/2019 2
SGX-DC Weekly notification of rule amendments for the week of 8 January 2018. 01/15/2018 Notified 01/15/2018 2