OCC |
STANS Clearing Fund |
12/12/2005 |
Certified |
12/12/2005 |
|
1 |
OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology for incorporating variations inimplied volatility. |
11/19/2018 |
Certified |
12/04/2018 |
|
2 |
OCC |
Default: Liens on Clearing Member Accounts |
12/16/2004 |
Certified |
12/16/2005 |
|
0 |
OCC |
This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
OCC |
Netting of Member Accounts in Case of OCC Bankruptcy |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
OCC |
Amendment to close out netting procedures with respect to FIN 39 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
OCC |
Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. |
05/22/2009 |
Certified |
06/01/2009 |
|
1 |
OCC |
Correction of Post Submission Errors |
10/26/2005 |
Certified |
10/26/2005 |
|
0 |
OCC |
Rule change to reduce ancillary service fees charged to Tier I, II, III and IV clearing members and to reduce leased line charges for subscribing clearing members. |
05/28/2009 |
Certified |
06/01/2009 |
|
1 |
OCC |
XM Agreement: OCC-CORP |
02/01/2005 |
Certified |
02/01/2005 |
|
1 |
OCC |
Clearing of USFE FX Contracts |
09/20/2005 |
Certified |
09/20/2005 |
|
0 |
OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on Sprott Physical Gold Shares. |
06/07/2010 |
Approved |
05/27/2014 |
|
28 |
OCC |
Rule change to provide that futures on CBOE Gold ETF Volatility Index will be treated as security futures |
03/18/2011 |
Certified |
03/18/2011 |
|
1 |
OCC |
OCC Rule Certification to Update Its Operational Loss Fee for 2024 |
04/01/2024 |
Certified |
04/15/2024 |
|
2 |
OCC |
Amend definition of "fund share" to clarify eligibility of SPDR Gold Trust Shares (f/k/a/ as streetTRACKS Gold Trust Shares) as underlying interests for options contracts that will be cleared as securities |
02/05/2008 |
Approved |
05/30/2008 |
|
5 |
OCC |
This proposed rule chnage concerns modification of OCC's margin methodology by incorporating varions in implied volatility. |
10/05/2015 |
Certified |
10/20/2015 |
|
2 |
OCC |
Rule change to accommodate OCC's clearance of physically-settled futures contracts on U.S. Treasury Notes and Bonds. |
07/01/2009 |
Certified |
07/27/2009 |
|
1 |
OCC |
Rule amendment to clarify that index optinos cleared by OCC may include options on foreign currency indexes, inlcuding options on the ISE Leveraged USD Basket Index. |
07/01/2009 |
Certified |
07/01/2009 |
|
1 |
OCC |
Amendment to OCC's Schedule of Fees to set the per contract clearing fee for certain routing trades at $0.01; SR-OCC-2012-18. |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
OCC |
Obligation to Deliver |
08/27/2002 |
Certified |
08/27/2002 |
|
0 |
OCC |
This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
OCC |
Proposed rule change related to The Options Clearing Corporation's margin methodology. |
12/13/2017 |
Certified |
12/28/2017 |
|
2 |
OCC |
Rule Certification Concerning One Multiplier Options |
08/18/2022 |
Certified |
09/01/2022 |
|
1 |
OCC |
Matched Trades, Multiple By-Laws |
07/29/2002 |
Certified |
07/29/2002 |
|
0 |
OCC |
Rule change to revise minimum eligibility criteria applicable to common stock deposited as performance and to common stock loaned through OCC's Stock Loan Programs. |
08/28/2009 |
Certified |
09/02/2009 |
|
1 |
OCC |
Accelerated Maturity of Stock Futures |
07/25/2002 |
Certified |
07/25/2002 |
|
0 |
OCC |
Rules implementing a minimum clearing fund size designed to permit OCC to draw in full on its committed credit facilities that are secured by the clearing fund; SR-OCC-2012-19. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
OCC |
Futures and Options Positions |
07/29/2002 |
Certified |
07/29/2002 |
|
0 |
OCC |
Proposed amendments to OCC's By-Laws to provide OCC with authority in emergency circumstances, subject to certain conditions, to waive or suspend the operation of its By-Laws, Rules, policies and procedures, or any other rules issued by OCC. |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
OCC |
OCC Rule Certification to Expand the Use of OCC's Synthetic Futures Model |
04/30/2021 |
Certified |
05/14/2021 |
|
2 |
OCC |
Proposed rule change concerning the interest rates used for options pricing in the STANS Methodology Description |
10/06/2021 |
Certified |
10/21/2021 |
|
2 |
OCC |
Exercise Notices |
07/02/2002 |
Certified |
07/02/2002 |
|
0 |
OCC |
Proposed changes to The Options Clearing Corporation's framework for liquidity risk management. |
06/09/2020 |
Certified |
06/23/2020 |
|
2 |
OCC |
Amended Clearing Agreement NASDAQ LIFFE |
06/24/2002 |
Certified |
06/24/2002 |
|
0 |
OCC |
Clearing Fund Formula |
07/22/2002 |
Certified |
07/22/2002 |
|
0 |
OCC |
OCC 06-11 Rule 828, margin collection schedule |
08/07/2006 |
Certified |
08/07/2006 |
|
0 |
OCC |
Rule changes related to the central clearing of OTC index options on the S&P 500 Index. |
08/30/2012 |
Certified |
09/15/2012 |
|
1 |
OCC |
This proposed rule change addresses implementation of Section 871(m) of the Internal Revenue Code of 1986. |
10/19/2016 |
Certified |
11/02/2016 |
|
1 |
OCC |
Amendment to clarify that cash-settled foreign currency options will be treated as securities options subject to the jurisdiction of the SEC. |
03/22/2010 |
Non-Approval |
06/14/2010 |
|
2 |
OCC |
Housekeeping revisions relating to financial reporting by Canadian Clearing Members to reflect the Investment Industry Regulatory Organization of Canada's adoption of the International Financial Reporting Standards; SR-OCC-2012-15. |
09/05/2012 |
Certified |
09/20/2012 |
|
1 |
OCC |
Change to clearing agreement schedule with ELX to add the clearing of 3 month, $1,000,000 Eurodollar Time Deposit futures contracts. |
06/16/2010 |
Certified |
06/18/2010 |
|
1 |
OCC |
Proposed rule change concerning The Options Clearing Corporation's escrow deposit program. |
08/30/2016 |
Certified |
09/14/2016 |
|
1 |
OCC |
Proposed Rule Change to Revise The Options Clearing Corporation's Schedule of Fees. |
07/31/2020 |
Certified |
08/14/2020 |
|
2 |
OCC |
By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. |
07/24/2008 |
Certified |
07/29/2008 |
|
1 |
OCC |
Proposed amendments to OCC Rule 1111. |
04/19/2022 |
Certified |
05/03/2022 |
|
3 |
OCC |
Amendment changing description of fixed exercise settlement amount and clarifying that escrow deposits are not permitted in respect of binary options |
07/23/2008 |
Certified |
07/29/2008 |
|
1 |
OCC |
This proposed rule change will facilitate OCC's compliance with CFTC requirements for DCOs that accept deposits of futures customer funds. |
02/26/2014 |
Certified |
03/13/2014 |
|
1 |
OCC |
Proposed rule change concerning changes to OCC's management structure. |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
OCC |
Changes clarify when OCC may refuse a margin withdrawal request or request additional intra-day margin. SR-OCC-2012-21. |
11/13/2012 |
Certified |
11/29/2012 |
|
1 |
OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |