Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of July 17, 2023 07/24/2023 Notified 07/24/2023 1
NODALCL Transaction Fee Schedule Update 07/27/2023 Certified 08/10/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 07/28/2023 Notified 07/28/2023 2
CME Weekly Notification of Rule Amendments - Week of July 24, 2023 07/31/2023 Notified 07/31/2023 1
ICLREU2 ICE Clear Europe is amending Part O of its Delivery Procedures for ICE Futures Europe Financials and Softs Cocoa Futures Contracts. 08/02/2023 Certified 08/15/2023 2
EUREX Proposed amendments in Eurex Clearing Circular 050/23 relating to the EMIR Risk Committee's flexibility to conduct hybrid meetings and inclusion of the annual update of the Recovery Plan in the list of topics 08/03/2023 Certified 08/17/2023 2
CME Weekly Notification of Rule Amendments - Week of July 31, 2023 08/07/2023 Notified 08/07/2023 1
ICLREU2 ICE Clear Europe is modifying its Liquidity and Investment Management Policy and its Liquidity Management Procedures to make certain enhancements, clarifications and updates. 08/09/2023 Certified 08/22/2023 2
ICLREU2 ICE Clear Europe is consolidating and formalizing into new Liquidity Stress Testing Procedures the documentation of certain existing practices and processes for determining if it has sufficient liquidity available under stress conditions. 08/09/2023 Certified 08/22/2023 2
ICLREU2 ICE Clear Europe is amending its Outsourcing Policy (to be renamed the Outsourcing and Third Party Risk Management Policy) to extend coverage of the policy to include risk management of third party arrangements that may not constitute outsourcing. 08/09/2023 Certified 08/23/2023 2
LCHLTD LCH is submitting for self-certification the proposed rule changes to which LCH can change the London Deposit Rate and Client Deposit Rate for clearing members and clients collateral cash balances. 08/11/2023 Certified 08/24/2023 1
CME Weekly Notification of Rule Amendments - Week of August 7, 2023 08/14/2023 Notified 08/14/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/18/2023 Notified 08/18/2023 2
CCD Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. 08/18/2023 Certified 09/01/2023 1
CME Weekly Notification of Rule Amendments - Week of August 14, 2023 08/21/2023 Notified 08/21/2023 1
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. 08/24/2023 Certified 09/08/2023 2
ICE NGX Amendments to Physical Delivery. 08/25/2023 Certified 09/11/2023 1
MGEX Bitnomial Rule Amendments 08/25/2023 Certified 09/11/2023 1
MGEX Risk Manual Amendments 08/25/2023 Certified 09/11/2023 2
CME Weekly Notification of Rule Amendments - Week of August 21, 2023 08/28/2023 Notified 08/28/2023 1
MGEX Weekly Notification - Bitnomial margin rates 08/29/2023 Notified 08/29/2023 1
LCHSA LCH SA is proposing to amend its CDS Clearing Rules and Liquidity Risk Modelling Framework. 08/29/2023 Certified 09/13/2023 9
ICECC The principal purpose of the proposed changes to the ICC Treasury Policy & Procedures is to add clarifications and updates with respect to collateral asset haircuts and additional details on ICC's foreign exchange conversion methods. 08/31/2023 Certified 09/15/2023 2
LCHLTD LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear proposal to enhance the ForexClear trade registration workflow for eligible products traded on trading venues. 08/31/2023 Certified 09/15/2023 1
LCHLTD LCH is submitting for self-certification changes to its Rulebook required to implement a new ForexClear initiative called "Smart Clearing", that will introduce a workflow to enable selective bulk clearing of FX Forwards transactions. 08/31/2023 Certified 09/15/2023 1
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/01/2023 Notified 09/01/2023 2
EUREX Weekly Notification of Rule Amendments - Week of August 28, 2023 09/01/2023 Notified 09/01/2023 1
CME Weekly Notification of Rule Amendments - Week of August 28, 2023 09/06/2023 Notified 09/06/2023 1
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 09/06/2023 Certified 09/19/2023 2
EUREX Weekly Notification of Rule Amendments - Week of September 4, 2023 09/08/2023 Notified 09/08/2023 1
NADEX amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors 09/08/2023 Certified 09/22/2023 2
CME Weekly Notification of Rule Amendments - Week of September 4, 2023 09/11/2023 Notified 09/11/2023 1
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 09/12/2023 Certified 09/26/2023 2
ICLREU2 ICE Clear Europe Limited amends its Operational Risk and Resilience Policy to enhance scenario analysis and testing relating to operational risk and resilience, introduce an element for emerging risks, and update the review process for the document. 09/13/2023 Certified 09/27/2023 2
ICLREU2 ICE Clear Europe is amending its Futures and Options Risk Procedures to make various updates and clarifications, including to add a section describing the existing F&O Guaranty Fund, make reference to the recently revised Model Risk Policy. 09/13/2023 Certified 09/27/2023 2
ICLREU2 ICE Clear Europe is amending its Model Risk Governance Framework (to be renamed the Model Risk Policy) to expand its current scope to include certain risk frameworks and to distinguish between BAU and non-BAU parameter changes, among other changes. 09/13/2023 Certified 09/27/2023 2
EUREX Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees 09/15/2023 Certified 09/29/2023 3
EUREX Proposed amendments in Eurex Clearing Circular 059/23 relating to the introduction of multiple Clearing Agent relationships for the General ISA Direct Provisions and Automatic Clearing Agent Default Trigger Event for the ISA Direct Indemnified Provisions 09/15/2023 Certified 09/29/2023 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/15/2023 Notified 09/15/2023 2
CME Weekly Notification of Rule Amendments - Week of September 11, 2023 09/19/2023 Notified 09/19/2023 1
LCHLTD LCH Limited Self-Certification: Duo compression removal 09/20/2023 Certified 10/03/2023 1
CCD Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. 09/21/2023 Certified 10/05/2023 3
CME Weekly Notification of Rule Amendments - Week of September 18, 2023 09/25/2023 Notified 09/25/2023 1
ICE NGX To reflect recent changes in the indices made available by third-parties in respect of the Transco-65 delivery point 09/26/2023 Certified 10/11/2023 1
ICECC ICE Clear Credit LLC submits notice of its intent to migrate its data center. 09/27/2023 Certified 11/20/2023 2
ICE NGX The Amendments are designed to strengthen ICE NGX's authority to react in emergency situations and to protect the exchange and clearinghouse in response to actions or inactions by a government authority. 09/27/2023 Certified 10/12/2023 1
ICLREU2 ICE Clear Europe is amending its Clearing Membership Policy and its Clearing Membership Procedures to update certain monitoring and document review procedures and certain drafting clarifications. 09/28/2023 Certified 10/12/2023 2
LCHLTD LCH Limited self-certification: Clearing of Israeli Shekel overnight interest rate swaps that reference the ILS-SHIR-OIS Compound floating rate option 09/28/2023 Certified 10/13/2023 1
EUREX Proposed rule amendments in Eurex Clearing Circular 061-23 related to the launch of Options contracts on FTSE Bitcoin Index Futures on Eurex Deutschland 09/29/2023 Certified 10/13/2023 2
ICLR US Rule and Risk Management Framework - Related to Delisting Digital Currency (Bitcoin) Contracts 09/29/2023 Certified 10/16/2023 2