Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Amendments to Rules and Agreements and Procedures governing defaults of SwapClear Clearing Members and new Deed of Assignment to grant security interest to clients of such clearing members to allow LCH to return margin directly to the clients. 12/02/2009 Certified 12/03/2009 1
CME Amendments to Rules concerning the clearing of Over-the-Counter Derivatives Contracts 04/29/2008 Certified 05/01/2008 1
OCC Amendments to rules for clearing credit default products 06/14/2007 Certified 06/19/2007 1
OCC Amendments to rules needed to accommodate clearing of range options to be listed on CBOE. 05/28/2008 Certified 06/04/2008 1
ICE NGX Amendments to rules of the Contracting Party's Agreement primarily for the purpose of adding crude oil products to those offered by NGX. 04/30/2009 Certified 05/04/2009 2
ICLREU2 Amendments to rules relating to CDS contracts and CDS procedures to clarify timing, processes and application of position limits 11/25/2011 Certified 12/10/2011 1
OCC Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX 11/20/2009 Certified 11/30/2009 1
CCD Amendments to Rules to accommodate for Cboe Clear Digital's provision of clearing services for digital asset futures on a margined basis for FCMs, as well as other certain clarifying updates to the Rules. 08/18/2023 Certified 09/01/2023 1
LCHLTD Amendments to rules to admit Futures Commission Merchants to join the EnClear and Nodal service and clear transactions on behalf of their clients. 09/25/2012 Certified 10/11/2012 1
ICLREU2 Amendments to Rules to comply with Dodd-Frank Act including the accomodation of clearing members that are registered futures commission merchants. 07/13/2011 Certified 07/13/2011 1
NYMEX Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. 08/18/2009 Certified 08/27/2009 1
NADEX Amendments to rules to permit the intermediation of trading and clearing 07/08/2009 Certified 07/27/2009 1
ICLR US Amendments to rules to replace the terms "NYBOT" and "Exchange" with the term "ICE Futures U.S." 02/10/2009 Certified 02/12/2009 1
CME Amendments to rules to require that cleared-only ethanol swap products participants must be ECPs and to apply position accountability and reporting levels to cleared-only ethanol products. 05/22/2008 Certified 05/22/2008 1
ICE NGX Amendments to Schedule "C" and Schedule "D" of Contracting Party Agreement 07/08/2019 Certified 07/22/2019 1
ICE NGX Amendments to Schedule "F" - Physically Settled Gas Futures - Canadian Delivery Points of the Contracting Party Agreement 01/04/2019 Certified 02/08/2019 1
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1
ICE NGX Amendments to Schedule D to add new products to its product list (US natural gas products) and removal of a crude oil product 10/14/2010 Certified 10/14/2010 1
CME Amendments to Seven (7) Cleared OTC Spot, Forwards and Swaps Contracts 10/01/2014 Certified 10/16/2014 1
CME Amendments to Seven (7) FX Cleared OTC Spot, Forwards and Swaps Contracts 10/08/2015 Certified 10/23/2015 1
SGX-DC Amendments to SGX-DC Clearing Rules to allow existing positions to be transferred from one clearing member to another where both clearing members consent. 10/19/2015 Certified 11/02/2015 1
CME Amendments to Six (6) CBOT Fertilizer Cleared Swap Contracts 03/06/2015 Certified 03/20/2015 1
CME Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. 11/12/2021 Certified 11/29/2021 1
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
CME Amendments to the Cleared OTC U.S. Dollar/Russian Ruble (USD/RUB) Spot, Forwards and Swaps Contract 06/30/2016 Certified 07/15/2016 1
CME Amendments to the CME and CBOT Fertilizer Futures and Swaps Daily Settlement Procedure Document 05/10/2018 Certified 05/24/2018 1
CME Amendments to the CME Manual of Operations for CME Cleared Interest Rate Swaps (CME Submission No. 13-520) 11/01/2013 Certified 11/19/2013 1
ICE NGX Amendments to the Contracting Parties Agreement related to Credit Support Defaults and product specifications. 04/13/2010 Certified 04/15/2010 1
ICE NGX Amendments to the CPA with respect to Confidentiality, Notice of Default and Cure Period 08/02/2019 Certified 08/16/2019 1
CME Amendments to the Credit Risk Management Assessment Methodology and Counterparty Exposure Methodology 01/24/2024 Certified 02/07/2024 2
EUREX Amendments to the DCO Compliance Manual 10/27/2022 Certified 11/10/2022 4
CME Amendments to the Disclaimer Rules of Five (5) Fertilizer Contracts 06/24/2019 Certified 07/09/2019 1
EUREX Amendments to the Eurex Clearing DCO Compliance Manual 12/14/2016 Certified 12/29/2016 3
EUREX Amendments to the Eurex Clearing DCO Compliance Manual and 3 other DCO-related policies and procedures 12/15/2017 Certified 01/02/2018 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 12/17/2021 Certified 01/04/2022 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule 05/05/2021 Certified 05/19/2021 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options 01/10/2020 Certified 01/27/2020 2
NODALCL Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options 01/10/2020 Certified 01/27/2020 3
NODALCL Amendments to the Fee Schedules for Environmental Futures and Options 02/05/2019 Certified 02/20/2019 3
SGX-DC Amendments to the Final Settlement Price. 08/03/2015 Certified 08/14/2015 1
ICLREU2 Amendments to the ICE Clear Europe Clearing Rules which constitute non-substantive revisions 09/18/2020 Notified 09/18/2020 2
ICLREU2 Amendments to the ICE Clear Europe Delivery Procedures relating to European emissions and UK power contracts. 10/20/2017 Notified 10/20/2017 2
ICLR US Amendments to the ICE Clear U.S. Default Auction Procedures 03/01/2021 Certified 03/15/2021 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 04/07/2020 Certified 04/21/2020 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 09/01/2021 Approved 11/19/2021 2
ICLR US Amendments to the ICE Clear U.S., Inc. Clearing Member Default Management Procedures 12/21/2022 Certified 01/06/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework 10/05/2023 Certified 10/20/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - ICE Risk Model 1 and ICE Risk Model 2 Concentration Charges - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 09/12/2023 Certified 09/26/2023 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Removing and Replacing Certain Scenarios Used in Stress Tests - Submission Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6(a) 07/25/2022 Certified 08/08/2022 2
ICLR US Amendments to the ICE Clear U.S., Inc. Risk Management Framework - Shortfall Margin Model & Stress Loss Charge Parameters 02/05/2024 Certified 02/20/2024 2