CBT |
Transfer of Clearing Accounts |
08/06/2003 |
Certified |
08/06/2003 |
|
0 |
CME |
Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H |
10/17/2017 |
Certified |
10/31/2017 |
|
1 |
NYMEX |
Unsecured Loans as Customer Margin |
08/05/2005 |
Certified |
08/10/2005 |
|
1 |
LCHSA |
Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval |
03/10/2016 |
Certified |
03/24/2016 |
|
1 |
MGEX |
Update procedures for transfer of customer positions; modify disciplinary committees' structure |
03/26/2012 |
Certified |
04/10/2012 |
|
1 |
CCD |
Update to CCD Operating Agreement |
04/18/2024 |
Certified |
05/02/2024 |
|
1 |
LX |
Update to LedgerX Fee Schedule |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
CCD |
Update to Margin Model and Margin Model Governance Policy |
04/18/2024 |
Certified |
05/02/2024 |
|
2 |
ICE NGX |
Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
MGEX |
Update to procedures with regard to financial oversight of FCM Clearing Members |
04/30/2012 |
Certified |
05/15/2012 |
|
1 |
CCH |
Update to settlement procedures; 2013-3. |
03/13/2013 |
Certified |
03/28/2013 |
|
1 |
LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule |
07/27/2017 |
Certified |
08/10/2017 |
|
2 |
LCHLTD |
Update to the LCH Margin Collateral Haircut Schedule. |
11/29/2016 |
Certified |
12/13/2016 |
|
2 |
LX |
Updated LedgerX Compliance Manual |
07/10/2019 |
Certified |
07/24/2019 |
|
2 |
LX |
Updated Operations Manual |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
LX |
Updated Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
OCC |
Updates procedures to adjustment panel voting |
05/07/2012 |
Certified |
05/22/2012 |
|
1 |
CME |
Updates to IRS Manual; 12-274S. |
08/30/2012 |
Certified |
09/15/2012 |
|
1 |
MGEX |
Updates to MGEX Rules Chapter 21 |
06/26/2023 |
Certified |
07/11/2023 |
|
1 |
LX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
OCC |
Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
ICE NGX |
Updating two definitions in the CPA |
03/11/2021 |
Certified |
03/25/2021 |
|
2 |
LCHLTD |
Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies |
05/16/2017 |
Certified |
05/30/2017 |
|
1 |
CME |
Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
CCORP |
USFE |
09/25/2003 |
Certified |
09/25/2003 |
|
1 |
OCC |
Variance Futures |
05/10/2004 |
Certified |
05/10/2004 |
|
1 |
CME |
Various amendments to CME Chapter 8F regarding OTC Derivative Clearing |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
NODALCL |
Various Amendments to Nodal Clear Rules |
06/06/2022 |
Certified |
06/21/2022 |
|
2 |
OCC |
Various changes to clearing fee schedule |
08/03/2007 |
Certified |
08/03/2007 |
|
1 |
ECC |
VMAC |
10/10/2002 |
Certified |
10/10/2002 |
|
0 |
NYMEX |
Voiding OTC Contract Submissions Clearport |
03/18/2004 |
Certified |
03/18/2004 |
|
1 |
NADEX |
VPH Contracts |
02/27/2004 |
Certified |
02/27/2004 |
|
0 |
LCHLTD |
WCI Cash Settled Container Freight Swap Contracts |
02/14/2012 |
Certified |
03/01/2012 |
|
1 |
CME |
Weekly 40.6(d) notifications |
03/07/2012 |
Certified |
03/07/2012 |
|
1 |
MGEX |
Weekly Notification - Bitnomial margin rates |
08/29/2023 |
Notified |
08/29/2023 |
|
1 |
MGEX |
Weekly Notification advising of approved changes to Hard Red Spring Wheat (HRSW) outright and spread margin rates. |
05/14/2024 |
Notified |
05/14/2024 |
|
1 |
LCHLTD |
Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. |
07/22/2019 |
Notified |
07/22/2019 |
|
1 |
MGEX |
Weekly Notification for the week of May 14, 2018. |
05/25/2018 |
Notified |
05/25/2018 |
|
1 |
LCHLTD |
Weekly Notification of addition of a new SwapClear trading venue - TradeAgent |
03/21/2024 |
Notified |
03/21/2024 |
|
1 |
LCHLTD |
Weekly Notification of addition of a trading venue to ForexClear |
08/22/2019 |
Notified |
08/22/2019 |
|
1 |
LCHLTD |
Weekly Notification of addition of an indirect trading venue to SwapClear |
02/06/2024 |
Notified |
02/06/2024 |
|
1 |
LCHLTD |
Weekly Notification of addition of an indirect trading venue to SwapClear |
11/07/2023 |
Notified |
11/07/2023 |
|
1 |
LCHLTD |
Weekly Notification of addition of Approved Trade Source System to SwapClear |
09/14/2018 |
Notified |
09/14/2018 |
|
1 |
LCHLTD |
Weekly Notification of addition of Approved Trade Source System to SwapClear |
03/26/2018 |
Notified |
03/26/2018 |
|
1 |
CME |
Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) |
06/20/2023 |
Notified |
06/20/2023 |
|
1 |
LCHLTD |
Weekly Notification of change to the London Deposit Rate (LDR) which is applied to cash balances held on SwapClear and ForexClear services clearing member accounts. This change took effect from 21 October 2016. |
10/25/2016 |
Notified |
10/25/2016 |
|
1 |
LCHLTD |
Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service |
05/08/2019 |
Notified |
05/08/2019 |
|
1 |
ICLR US |
Weekly Notification of Non-Substantive Rule Amendments. |
08/09/2021 |
Notified |
08/09/2021 |
|
1 |
LCHLTD |
Weekly Notification of Rule Amendment for the Week of 06 January 2020 |
01/09/2020 |
Notified |
01/09/2020 |
|
1 |
LCHLTD |
Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. |
11/21/2019 |
Notified |
11/21/2019 |
|
1 |