Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBT Transfer of Clearing Accounts 08/06/2003 Certified 08/06/2003 0
CME Two (2) New CME Rulebook Chapters 600 and 601 and the Deletion of Existing Twelve (12) CME Rulebook Currency Pairs Chapters 257H, 260H, 270H, 271H, 273H, 274H, 277H, 279H, 280H, 281H, 282H and 283H 10/17/2017 Certified 10/31/2017 1
NYMEX Unsecured Loans as Customer Margin 08/05/2005 Certified 08/10/2005 1
LCHSA Update of SA's fees grid as a consequence of the extension of the CDS clearing service to the clearing of US instruments starting with CDX indices and related US Single Names constituents at the end of March 2016, subject to the final regulatory approval 03/10/2016 Certified 03/24/2016 1
MGEX Update procedures for transfer of customer positions; modify disciplinary committees' structure 03/26/2012 Certified 04/10/2012 1
CCD Update to CCD Operating Agreement 04/18/2024 Certified 05/02/2024 1
LX Update to LedgerX Fee Schedule 09/23/2020 Notified 09/23/2020 1
CCD Update to Margin Model and Margin Model Governance Policy 04/18/2024 Certified 05/02/2024 2
ICE NGX Update to May 24, 2019 filing, which was missing information on how we are meeting Core Principles. Please replace this filing with the May 24th filing. 05/30/2019 Certified 06/13/2019 1
MGEX Update to procedures with regard to financial oversight of FCM Clearing Members 04/30/2012 Certified 05/15/2012 1
CCH Update to settlement procedures; 2013-3. 03/13/2013 Certified 03/28/2013 1
LCHLTD Update to the LCH Margin Collateral Haircut Schedule 07/27/2017 Certified 08/10/2017 2
LCHLTD Update to the LCH Margin Collateral Haircut Schedule. 11/29/2016 Certified 12/13/2016 2
LX Updated LedgerX Compliance Manual 07/10/2019 Certified 07/24/2019 2
LX Updated Operations Manual 12/03/2021 Certified 12/17/2021 3
LX Updated Operations Manual 10/23/2021 Certified 11/05/2021 3
OCC Updates procedures to adjustment panel voting 05/07/2012 Certified 05/22/2012 1
CME Updates to IRS Manual; 12-274S. 08/30/2012 Certified 09/15/2012 1
MGEX Updates to MGEX Rules Chapter 21 06/26/2023 Certified 07/11/2023 1
LX Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
OCC Updating rules related to clearing physically settled European-style options on U.S. Treasury notes and bonds with a unit of trading of $10,000 traded on Nasdaq OMX PHLX, LLC; SR-OCC-2012-23. 11/30/2012 Certified 12/15/2012 1
ICE NGX Updating two definitions in the CPA 03/11/2021 Certified 03/25/2021 2
LCHLTD Use of alternative interest rate source for PAI or PAA calculation, invoicing back of non-performing contracts and use of market data by LCH Group companies 05/16/2017 Certified 05/30/2017 1
CME Use of OIS discounting in initial margin computations for AUD, GBP and JPY interest rate swaps; 12-474. 12/27/2012 Certified 01/12/2013 1
CCORP USFE 09/25/2003 Certified 09/25/2003 1
OCC Variance Futures 05/10/2004 Certified 05/10/2004 1
CME Various amendments to CME Chapter 8F regarding OTC Derivative Clearing 10/30/2009 Certified 11/02/2009 1
NODALCL Various Amendments to Nodal Clear Rules 06/06/2022 Certified 06/21/2022 2
OCC Various changes to clearing fee schedule 08/03/2007 Certified 08/03/2007 1
ECC VMAC 10/10/2002 Certified 10/10/2002 0
NYMEX Voiding OTC Contract Submissions Clearport 03/18/2004 Certified 03/18/2004 1
NADEX VPH Contracts 02/27/2004 Certified 02/27/2004 0
LCHLTD WCI Cash Settled Container Freight Swap Contracts 02/14/2012 Certified 03/01/2012 1
CME Weekly 40.6(d) notifications 03/07/2012 Certified 03/07/2012 1
MGEX Weekly Notification - Bitnomial margin rates 08/29/2023 Notified 08/29/2023 1
MGEX Weekly Notification advising of approved changes to Hard Red Spring Wheat (HRSW) outright and spread margin rates. 05/14/2024 Notified 05/14/2024 1
LCHLTD Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. 07/22/2019 Notified 07/22/2019 1
MGEX Weekly Notification for the week of May 14, 2018. 05/25/2018 Notified 05/25/2018 1
LCHLTD Weekly Notification of addition of a new SwapClear trading venue - TradeAgent 03/21/2024 Notified 03/21/2024 1
LCHLTD Weekly Notification of addition of a trading venue to ForexClear 08/22/2019 Notified 08/22/2019 1
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 02/06/2024 Notified 02/06/2024 1
LCHLTD Weekly Notification of addition of an indirect trading venue to SwapClear 11/07/2023 Notified 11/07/2023 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 09/14/2018 Notified 09/14/2018 1
LCHLTD Weekly Notification of addition of Approved Trade Source System to SwapClear 03/26/2018 Notified 03/26/2018 1
CME Weekly Notification of Amendments Related to Product Terms and Conditions (Week of June 12, 2023) 06/20/2023 Notified 06/20/2023 1
LCHLTD Weekly Notification of change to the London Deposit Rate (LDR) which is applied to cash balances held on SwapClear and ForexClear services clearing member accounts. This change took effect from 21 October 2016. 10/25/2016 Notified 10/25/2016 1
LCHLTD Weekly Notification of changes on LCH website regarding holiday calendars relevant to the ForexClear service 05/08/2019 Notified 05/08/2019 1
ICLR US Weekly Notification of Non-Substantive Rule Amendments. 08/09/2021 Notified 08/09/2021 1
LCHLTD Weekly Notification of Rule Amendment for the Week of 06 January 2020 01/09/2020 Notified 01/09/2020 1
LCHLTD Weekly Notification of Rule Amendment for the week of 2 December 2019. From this date the London Deposit Rate charged to FCM members will change. 11/21/2019 Notified 11/21/2019 1