Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Clearing Membership Requirements 03/15/2001 Certified 03/15/2001 0
LCHSA Clearing Notices linked to management systems change and related amendments to CDS Clearing Rules 11/19/2014 Certified 12/04/2014 1
ICLREU2 Clearing of additonal OTC contracts 11/17/2011 Certified 12/03/2011 1
OCC Clearing of Real Estate Index Futures listed on CBOE Futures Exchange 07/19/2011 Certified 08/03/2011 1
OCC Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 0
CCORP Clearing of USFE FX Contracts 09/20/2005 Certified 09/20/2005 1
LCHLTD Client Clearing Fee waiver program for the ForexClear service is being extended and expanded. 04/29/2015 Certified 05/13/2015 1
OCC Close out netting 05/15/2007 Certified 06/01/2007 1
ICLR US Closing Out Positions of Expelled or Suspended Clearing Members 02/24/2003 Certified 02/24/2003 0
LCHLTD Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook 05/23/2017 Certified 06/06/2017 1
ICLR US CLS System 07/13/2006 Certified 07/13/2006 0
CME CME 06-103 Clearing CBOT Ethanol Fowards and Swaps 11/27/2006 Certified 12/04/2006 1
CME CME Cleared Credit Default Swaps; establish separate guaranty fund, limited-recourse structure 07/15/2011 Certified 07/15/2011 1
CME CME Clearing Advisory Notice for Performance Bond Collateral Categorization Changes 02/05/2016 Certified 02/22/2016 1
CME CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 03/28/2014 Certified 04/12/2014 1
NYMEX CME GLOBEX Prices Incorporated into settlement prices 09/01/2006 Certified 09/01/2006 1
CME CME OTC FX Fee Waiver Program, 12-027 01/17/2012 Certified 02/01/2012 1
CME CME Rule 8F04 (OTC Clearing Member Obligations and Qualifications); Amendments to comply with 39.12(a)(2)(iii); 12-097 03/28/2012 Certified 04/12/2012 1
CME CME Rulebook Chapter 8F amended in part to accomodate clearing services for Eris Exchange, LLC (exempt board of trade) 07/22/2010 Certified 07/22/2010 1
CME CME Weekly Notification 03/14/2012 Certified 03/14/2012 1
CME CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CBT CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
NYMEX CME, CBOT and NYMEX adding new rule 905 (clearing members) to specify a choice of law (Illinois); also making conforming amendments to Rules 101 Membership Qualifications and Responsibilities 04/01/2011 Certified 04/01/2011 1
CBT CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
NYMEX CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME CME, CBOT and NYMEX are adopting rules to implement substantive requirements for the pre-bankruptcy treatment of customer "cleared OTC derivatives" 10/01/2010 Certified 10/01/2010 1
CME CME/CBOT/NYMEX rule amendments incorporating LSOC regulations; 12-240 07/17/2012 Certified 08/01/2012 1
CME CME/CBOT/NYMEX rule amendments to clarify that CME Clearing's lien on collateral held by the clearing house includes both property of clearing members and customer performance bond; 12-241 07/17/2012 Certified 08/01/2012 1
OCC CMTA Facility 10/10/2003 Certified 10/10/2003 1
NYMEX Coal Incentive Program, 12-020 01/13/2012 Certified 01/31/2012 1
MGEX Codify roles of Chief Regulatory Officer, Chief Compliance Officer and Chief Risk Officer 05/11/2012 Certified 05/26/2012 1
ICLR US Collateral Fee Changes 01/03/2017 Certified 01/18/2017 1
CME Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers 09/23/2014 Certified 10/07/2014 2
CME Collateral Management Program 05/11/2004 Certified 05/11/2004 0
LCHLTD Collateral Rules 11/08/2002 Certified 11/08/2002 0
NYMEX COMEX Settlement Rules and ByLaws 11/20/2006 Certified 11/20/2006 1
NYMEX COMEX/NYMEX Metals cleared GLOBEX 11/20/2006 Certified 12/18/2006 1
ICLR US Committees; Guaranty Fund 08/16/2001 Certified 08/20/2001 0
LX Compliance Manual Amendments 10/27/2021 Certified 11/10/2021 3
LX Compliance Manual Version Control 10/22/2021 Notified 10/22/2021 3
NADEX Composition of Board 03/13/2006 Certified 03/22/2006 1
CBT Comprehensive Update of Chapter 2 Membership Requirements 09/28/2006 Certified 09/29/2006 1
OCC Confidentiality Policy 06/02/2003 Certified 06/02/2003 0
CBT Conflicts of Interest 12/20/2001 Certified 12/20/2001 0
CBT Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
NYMEX Conforming amendments to existing rules to allow for clearing of over-the-counter interest rate swaps 10/14/2010 Certified 10/14/2010 1
CME Conforming change to IRS Termination Event. 12/31/2013 Certified 01/16/2014 1
LCHLTD Conforming change to the FCM Procedures 07/29/2019 Notified 07/29/2019 1
ICE NGX Consolidate the concepts and procedures, including ICE NGX's discretionary authority, in a Default or Event of Default that are currently applicable to specific types of products. 03/05/2024 Certified 03/19/2024 1
NYMEX Consolidation of NYMEX & COMEX Clearing 05/14/2003 Certified 05/14/2003 0