Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
MGEX Chapter 21 Amendments 02/10/2023 Certified 02/27/2023 1
MGEX Chapter 21 Rulebook Amendments - Lien on Collateral Rule 02/15/2023 Certified 03/02/2023 1
CME Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps 12/19/2008 Certified 12/22/2008 1
CME Chapter 9 Clearing 11/27/2006 Certified 12/04/2006 1
CME Chapters 7 and 8 Clearing et al. 03/22/2006 Certified 03/22/2006 1
CCORP ChemConnect Ethane and Propane Forwards 08/28/2006 Certified 08/29/2006 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1
ICLREU2 Circular confirming the continuation of certain fee arrangements; Circular 12/120. 10/18/2012 Certified 11/02/2012 1
ICLREU2 Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. 12/11/2020 Certified 12/28/2020 2
ICLREU2 Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. 05/16/2013 Certified 06/01/2013 1
ICLREU2 Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. 09/17/2012 Certified 10/02/2012 1
LCHLTD Circular Self Certification - describing operating procedures for Good Friday and Easter Monday 03/07/2016 Certified 03/21/2016 1
LCHLTD Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal 11/12/2013 Certified 11/27/2013 1
LCHLLC Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). 09/18/2015 Certified 10/02/2015 1
LCHLTD Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
LCHLLC Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period 11/05/2015 Certified 11/20/2015 1
ICE NGX Clarification around correspondent or intermediary bank fees in relation to wire payments. 09/22/2022 Certified 10/06/2022 1
LCHLTD Clarification Change on the Allocation of the ForexClear Default Fund to ForexClear Clearing Members 05/01/2020 Certified 05/15/2020 2
NADEX Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. 12/13/2012 Withdrawn 12/13/2012 2
CME Clarification of Settlement Dates on Cleared-only Eurodollar Futures 03/17/2006 Certified 03/24/2006 1
OCC Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 12/12/2011 Certified 12/28/2011 1
ICE NGX Clarification re: interest on collateral accounts 04/29/2013 Certified 05/14/2013 1
ICE NGX Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. 05/08/2018 Certified 05/22/2018 1
CBT Clarification to CBT Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
CME Clarification to CME Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
NYMEX Clarification to Nymex Rule 975 concerning financial emergencies 10/30/2009 Certified 11/02/2009 1
MGEX Clarify duties and processes, including for offsets. 06/27/2019 Certified 07/12/2019 1
CME Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H 08/05/2014 Certified 08/19/2014 1
CME Clarifying Amendments to Rule 818.C; 8G01; 8H01 11/12/2014 Certified 11/26/2014 2
CME Clarifying changes to CME Clearing delivery rules. 03/12/2014 Certified 03/27/2014 1
LCHLTD clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients 08/03/2016 Certified 08/17/2016 1
CME Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. 08/25/2008 Certified 08/28/2008 1
MGEX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
CBT Cleared-only Fuel Ethanol Basis Swaps traded OTC 09/04/2007 Certified 09/05/2007 1
NYMEX Clearing contracts executed on DME 05/30/2007 Certified 06/01/2007 1
OCC Clearing Fund Formula 07/22/2002 Certified 07/22/2002 0
ICLR US Clearing Guarantee 03/27/2006 Certified 03/27/2006 1
CME Clearing House Manual 11/14/2006 Certified 12/11/2006 1
ICLR US Clearing Member Account Structure 01/29/2001 Approved 05/23/2001 0
CME Clearing Member Approval 11/30/2001 Certified 11/30/2001 0
ICLR US Clearing Member Eligibility Requirements 02/20/2001 Certified 02/20/2001 0
ICLR US Clearing Member Loans 04/06/2006 Certified 04/06/2006 1
NODALCL Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. 05/15/2018 Certified 05/30/2018 2
CME Clearing Member Net Capital 09/05/2003 Certified 09/05/2003 1
MGEX Clearing Member Parent Guarantee Requirement; Committees 04/11/2024 Certified 04/25/2024 1
KCC Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. 04/20/2012 Certified 05/05/2012 1
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
NYMEX Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers 07/25/2007 Certified 08/03/2007 1
CME Clearing Membership 11/30/2001 Certified 11/30/2001 0
CME Clearing Membership Assignment Requirements 04/23/2003 Certified 04/23/2003 0