MGEX |
Chapter 21 Amendments |
02/10/2023 |
Certified |
02/27/2023 |
|
1 |
MGEX |
Chapter 21 Rulebook Amendments - Lien on Collateral Rule |
02/15/2023 |
Certified |
03/02/2023 |
|
1 |
CME |
Chapter 8F rules governing the clearing and settlement of OTC derivatives deemed eligible for clearing including credit default swaps |
12/19/2008 |
Certified |
12/22/2008 |
|
1 |
CME |
Chapter 9 Clearing |
11/27/2006 |
Certified |
12/04/2006 |
|
1 |
CME |
Chapters 7 and 8 Clearing et al. |
03/22/2006 |
Certified |
03/22/2006 |
|
1 |
CCORP |
ChemConnect Ethane and Propane Forwards |
08/28/2006 |
Certified |
08/29/2006 |
|
1 |
LCHLLC |
Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service |
01/20/2016 |
Certified |
02/03/2016 |
|
1 |
ICLREU2 |
Circular confirming the continuation of certain fee arrangements; Circular 12/120. |
10/18/2012 |
Certified |
11/02/2012 |
|
1 |
ICLREU2 |
Circular on Interpretation of References to EU Legislation in the Clearing Rules at the end of the Brexit transition period. |
12/11/2020 |
Certified |
12/28/2020 |
|
2 |
ICLREU2 |
Circular related to compliance with SDR requirements for off-facility CDS Clearing-Related Swaps. |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
ICLREU2 |
Circular related to the planned conversion of certain open interest in OTC energy contracts to futures contracts listed on ICE Futures U.S. Inc. or ICE Futures Europe Limited, as applicable. |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
LCHLTD |
Circular Self Certification - describing operating procedures for Good Friday and Easter Monday |
03/07/2016 |
Certified |
03/21/2016 |
|
1 |
LCHLTD |
Circular to FCM SwapClear, ForexClear, and EnClear Clearing Members clarifying how FCM Clearing Member requests for the return of excess amounts will be treated where the request does not specify whether the FCM clearing member seeks the return of Unal |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
LCHLLC |
Circular to send to SwapClear Clearing Members = describes changes to Client Deposit Rate ("CDR"). |
09/18/2015 |
Certified |
10/02/2015 |
|
1 |
LCHLTD |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
LCHLLC |
Circular to SwapClear Clearing Members which provides detailed information on payment and margin arrangements over the 2015 Christmas and New Year period |
11/05/2015 |
Certified |
11/20/2015 |
|
1 |
ICE NGX |
Clarification around correspondent or intermediary bank fees in relation to wire payments. |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
LCHLTD |
Clarification Change on the Allocation of the ForexClear Default Fund to ForexClear Clearing Members |
05/01/2020 |
Certified |
05/15/2020 |
|
2 |
NADEX |
Clarification in its temporary "Demo Account Conversion Program" which was originally filed on November 23, 2012. |
12/13/2012 |
Withdrawn |
12/13/2012 |
|
2 |
CME |
Clarification of Settlement Dates on Cleared-only Eurodollar Futures |
03/17/2006 |
Certified |
03/24/2006 |
|
1 |
OCC |
Clarification of timing of "novation" by the clearinghouse; SR-OCC-2011-17 |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
ICE NGX |
Clarification re: interest on collateral accounts |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
ICE NGX |
Clarification that the US Federal Deposit Insurance Corporation Improvement Act of 1991 applies to NGX DCO and amendment of the definition of Approved Financial Institution. |
05/08/2018 |
Certified |
05/22/2018 |
|
1 |
CBT |
Clarification to CBT Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
CME |
Clarification to CME Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
NYMEX |
Clarification to Nymex Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
MGEX |
Clarify duties and processes, including for offsets. |
06/27/2019 |
Certified |
07/12/2019 |
|
1 |
CME |
Clarifying Amendments to CME, CBOT, and NYMEX Rule 802.H |
08/05/2014 |
Certified |
08/19/2014 |
|
1 |
CME |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Certified |
11/26/2014 |
|
2 |
CME |
Clarifying changes to CME Clearing delivery rules. |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
LCHLTD |
clarifying obligation of Clearing Members to provide LCH with responses to due diligence requests, to comply with applicable AML rules re: Know Your Customer due diligence and underlying clients |
08/03/2016 |
Certified |
08/17/2016 |
|
1 |
CME |
Clarifying text added to provisions regarding the insolvency and liquidation of an OTC clearing member and the definition of close-out amount related to OTC clearing. |
08/25/2008 |
Certified |
08/28/2008 |
|
1 |
MGEX |
Clean-up of rules related to clearing fees. |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
CBT |
Cleared-only Fuel Ethanol Basis Swaps traded OTC |
09/04/2007 |
Certified |
09/05/2007 |
|
1 |
NYMEX |
Clearing contracts executed on DME |
05/30/2007 |
Certified |
06/01/2007 |
|
1 |
OCC |
Clearing Fund Formula |
07/22/2002 |
Certified |
07/22/2002 |
|
0 |
ICLR US |
Clearing Guarantee |
03/27/2006 |
Certified |
03/27/2006 |
|
1 |
CME |
Clearing House Manual |
11/14/2006 |
Certified |
12/11/2006 |
|
1 |
ICLR US |
Clearing Member Account Structure |
01/29/2001 |
Approved |
05/23/2001 |
|
0 |
CME |
Clearing Member Approval |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
ICLR US |
Clearing Member Eligibility Requirements |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
ICLR US |
Clearing Member Loans |
04/06/2006 |
Certified |
04/06/2006 |
|
1 |
NODALCL |
Clearing Member may be suspended for insolvency or failure to comply with membership qualifications. |
05/15/2018 |
Certified |
05/30/2018 |
|
2 |
CME |
Clearing Member Net Capital |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
MGEX |
Clearing Member Parent Guarantee Requirement; Committees |
04/11/2024 |
Certified |
04/25/2024 |
|
1 |
KCC |
Clearing member risk management policies and procedures, failure to comply with participation requirements, offset of economically equivalent swaps, and swap clearing procedures. |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
ICE NGX |
Clearing member risk management policies and risk limits |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
NYMEX |
Clearing members prohibited from making cash disbursements to customers; additional ATM machines installed for cash access for customers |
07/25/2007 |
Certified |
08/03/2007 |
|
1 |
CME |
Clearing Membership |
11/30/2001 |
Certified |
11/30/2001 |
|
0 |
CME |
Clearing Membership Assignment Requirements |
04/23/2003 |
Certified |
04/23/2003 |
|
0 |