Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Changes to onboarding process related to the provision of pricing and market data. Claryifing amendments also made. 05/01/2013 Certified 05/16/2013 1
MGEX Changes to outright margin rates 02/01/2018 Notified 02/01/2018 1
MGEX Changes to outright margin rates 06/15/2017 Notified 06/15/2017 1
OCC Changes to Policy Statement re: Back-up Communication Channel to Internet Access; SR-OCC-2013-10 07/17/2013 Certified 08/01/2013 1
ICLREU2 Changes to reference Dodd-Frank; clarify FCM Clearing Member arrangements; C11/112 11/25/2011 Certified 12/10/2011 1
ICLR US Changes to Risk Management Framework 12/22/2016 Certified 01/09/2017 2
ICLR US Changes to Risk Management Framework 02/16/2016 Certified 03/01/2016 2
CME Changes to Rule 957 to specify types of information to be included on customer confirmations for both futures and swaps 07/06/2011 Certified 07/06/2011 1
CCH Changes to rule governing payments upon an event of default; 2013-4. 03/13/2013 Certified 03/28/2013 1
CME Changes to rulebook in accordance with CME's status as a "deemed registered" clearing agency under the Exchange Act; 13-001. 01/03/2013 Certified 01/18/2013 1
LCHLTD Changes to Rulebook Procedures Section 4 - Margin & Collateral, to remove Gold as eligible member collateral and removal of list of accounts for delivery of member margin non-cash collateral for non-FCMs. 01/06/2015 Certified 01/21/2015 1
LCHLTD Changes to Rules 15 and 19 to support clearing Nodal Exchange transactions 04/01/2009 Certified 04/16/2009 1
OCC Changes to rules re: clearance of stock loan transactions in Market Loan and Stock Loan programs; proposed changes to clearing agreement between OCC and operator of the Loan Market. 03/22/2012 Certified 04/06/2012 1
CME Changes to rules related to a recordkeeping provision in accordance with Reg. 1.16(d)(2); 13-073. 03/06/2013 Certified 03/21/2013 1
CME Changes to rules related to OTC Derivative Clearing, Interest Rate Derivative Clearing and CDS Clearing conforming to CFTC Regulation 39.12(b)(7) (Time Frame for Clearing). NYMEX rule changes to avoid conflicts with CFTC Regulations 1.73 and 1.74. 12-280 09/14/2012 Certified 09/29/2012 1
LCHLLC Changes to rules related to straight-through processing, LSOC, insolvency and initial margin methodology, among other changes. 05/10/2013 Certified 05/25/2013 1
LCHLTD Changes to rules related to the treatment of trades to be registered for clearing depending upon the execution venue and availability of the required margin. 08/15/2016 Certified 08/29/2016 1
CME Changes to rules to comply with Part 22 (LSOC); 12-347. 10/19/2012 Certified 11/03/2012 1
ICLREU2 Changes to SPAN margin methodology 03/16/2012 Certified 03/31/2012 1
MGEX Changes to spread and margin rates and volatility scan range. 07/13/2017 Notified 07/13/2017 1
OCC Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. 12/13/2012 Withdrawn 01/09/2013 1
OCC Changes to Stock Loan/Hedge Program and Market Loan Program; SR-OCC-2012-24. 01/09/2013 Certified 01/25/2013 1
LCHLTD Changes to SwapClear default fund, default management process and membership criteria 04/16/2012 Certified 05/01/2012 2
LCHLTD Changes to the benchmark currency fixing rate for IDR used by the ForexClear service and the addition of a new rule in respect of the updating of a Settlement Rate Option. 03/06/2014 Certified 03/21/2014 1
KCC Changes to the By-Laws and conforming amendments; 12-01. 11/15/2012 Certified 12/01/2012 1
LCHSA Changes to the CDS Clearing Supplement following the introduction of the FCM Clearing Membership. 12/30/2013 Certified 01/15/2014 1
CME Changes to the CDS Risk Model 07/18/2014 Certified 09/18/2014 3
LCHLTD Changes to the collateral management processes and the opening hours of the SwapClear service. 03/25/2014 Certified 04/09/2014 1
LCHLTD Changes to the fees LCH LTD applies in respect of non-cash collateral posted as margin collateral to the Clearing House. 03/21/2018 Certified 04/04/2018 1
LCHLTD Changes to the ForexClear service Reference Data Sections of the Rulebook and Procedures. 04/02/2014 Certified 04/17/2014 1
ICLR US Changes to the ICUS By-Laws and Rules to restructure and clarify both documents. 04/07/2017 Certified 04/21/2017 2
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate 05/15/2023 Notified 05/15/2023 1
LCHLTD Changes to the LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate. 04/18/2023 Notified 04/18/2023 1
LCHLTD Changes to the LCH LTD London Deposit Rate ("LDR") applied to cash balances held on SwapClear and ForexClear services clearing member accounts. 07/24/2017 Notified 07/24/2017 1
LCHLTD Changes to the LCH Margin Collateral Haircut Schedule 11/21/2016 Withdrawn 11/29/2016 2
LCHLTD Changes to the LCH Rulebook in relation to the ForexClear service to remove EMTA Template table extracts from the Rulebook and replace with website links. 02/11/2016 Certified 02/26/2016 1
LCHLTD Changes to the LCH Rulebook to allow the ForexClear service to accept for clearing NDFs with a minimum maturity of two business days. 03/31/2017 Certified 04/14/2017 1
LCHLTD Changes to the LCH Rulebook to include language with respect to the London Deposit Rate ("LDR") and Client Deposit Rate ("CDR")which is paid by LCH on credit cash balances on Clearing Member and Client accounts respectively. 06/27/2016 Certified 07/12/2016 1
LCHLTD Changes to the LCH.Clearnet LTD Haircut Schedule for Acceptable Collateral. 09/04/2014 Certified 09/18/2014 2
CME Changes to the liquidity/concentration factor of CME's margin methodology for CDS; 12-384R. 11/30/2012 Certified 09/16/2013 1
LCHLTD Changes to the LTD Rulebook to provide for the offering of both omnibus and individually segregated accounts at the CSD as required by the EU CSD Regulation and the introduction of fee structure for such accounts. 11/02/2018 Certified 11/16/2018 1
CME Changes to the margin model for interest rate swaps ("IRS") relating to Singapore Dollar ("SGD") IRS; CME No. 13-360 09/05/2013 Certified 09/20/2013 1
LCHLLC Changes to the Portfolio Transfer Process. 06/05/2013 Certified 06/20/2013 1
LCHLTD Changes to the Rulebook Procedures Section 4 and FCM Procedures in relation to collateral arrangements, acceptance and settlement,as well as a small number of clarifying amendments. 02/28/2014 Certified 03/15/2014 1
LCHLTD Changes to the rulebook to remove Hong Kong payments section and other administrative changes. 06/06/2019 Certified 06/20/2019 1
LCHLTD Changes to the SwapClear initial margin methodology. 01/22/2013 Certified 02/06/2013 1
LCHLTD Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
LCHLLC Changes to the SwapClear service amending its product eligibility criteria to allowfor acceptance of swaps with stub periods at both the start and the end of a contract. 10/31/2013 Certified 11/16/2013 1
CME Changes to value-date conventions for non-USD variation margin for interest rate swaps; 12-297. 09/26/2012 Certified 10/12/2012 1
LCHSA Changes to: 1) global netting of House Termination Amounts; 2) disclosure of confidential information; 3) clarification of certain definitions; 4) allowable methods for transfer of collateral; 5) conforming changes re: reporting flow for SDRs. 03/03/2014 Certified 03/18/2014 1