Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD Changes correcting references within the Default Fund Rules, clarifying definitions, eliminating ambiguities and making other minor amendments. 11/26/2012 Certified 12/11/2012 1
LCHLTD Changes in the start and end dates of accrual periods to calculate interest - default fund interest will align to this new calendar based accrual 04/21/2015 Certified 05/05/2015 1
ICLREU2 Changes is to amend ICEU Rules to address certain requirements under the European Union General Data Protection Regulation (GDPR) upon the UK ceasing to be an EU member state. 02/25/2019 Certified 03/11/2019 2
LCHLTD Changes related to implementation of SwapClear's Strategic Initial Margin Methodology. 04/15/2013 Certified 04/30/2013 1
CME Changes related to introduction of new IRS contracts and additional specs to existing IRS contracts within CME's rulebook and Manual of Operations for CME Cleared Interest Rate Swaps; 13-164. 04/28/2013 Certified 05/11/2013 1
ICLR US Changes to acceptable collateral 03/30/2017 Certified 04/13/2017 2
OCC Changes to accomodate clearing of cash-settled Agricultural Futures; Euribor Futures; and German Interest Rate Futures for ELX Futures exchange; 2011-16R 11/22/2011 Certified 12/08/2011 2
OCC Changes to accomodate introduction by ELX Futures of a transaction type called Price Differential Spread 06/24/2011 Certified 06/24/2011 1
LCHLTD Changes to Benchmark currency fixing rates for MYR and IDR used by ForexClear Service 07/19/2013 Certified 08/03/2013 1
OCC Changes to By-Laws to reflect the separation of the Chairman into two offices, Executive Chairman and President; SR-OCC-2013-09. 06/04/2013 Certified 06/19/2013 2
CBT Changes to CBT Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 0
CME Changes to CDS Manual of Operations; Changes to CDS Price Quality Auction Parameter. 13-299 07/25/2013 Certified 08/09/2013 1
CME Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions 09/05/2014 Certified 09/19/2014 2
CME Changes to CDS Product Terms for Acceptance of iTraxx 11/20/2014 Certified 12/05/2014 3
LCHLTD Changes to certain parameters of the Forexclear service Initial Margin model. 01/31/2014 Certified 02/15/2014 1
ICLREU2 Changes to Clearing Rules (Part 7 & 8) - EDSP/ERCOT Rule changes 06/17/2022 Certified 07/01/2022 2
LCHLTD Changes to client fee schedule to reflect fees for multilateral compression facility for clients 08/19/2016 Certified 09/02/2016 1
CME Changes to CME Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
CME Changes to CME's offering for cleared interest rate swaps; 12-204 06/15/2012 Certified 06/30/2012 2
CME Changes to Collateral Haircut Model 07/28/2017 Certified 08/11/2017 2
MGEX Changes to comply with CFTC Part 39 DCO rules effective May 7, 2012. 04/19/2012 Certified 05/04/2012 1
ICLREU2 Changes to comply with CFTC Reg 39.13(g)(8)(ii) collection of margin by clearing members 04/20/2012 Certified 05/05/2012 1
ICECC Changes to comply with CFTC Reg. 39.13(g)(8)(ii) 04/23/2012 Certified 05/08/2012 1
LCHLTD Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. 12/23/2016 Certified 01/09/2017 1
LCHLTD Changes to default rules re: clearing of futures. 12/09/2013 Certified 12/24/2013 1
ICLREU2 Changes to Delivery Procedures in conecction with European Emissions phase 4. 10/30/2020 Certified 11/16/2020 2
CMECE Changes to detail composition of Disciplinary Panel; CMECE 11-397 10/27/2011 Certified 11/11/2011 1
ICLR US Changes to disciplinary procedures and open interest reporting rule. 10/02/2014 Certified 10/17/2014 2
OCC Changes to ensure technical compliance with final CFTC Part 39 regulations 12/19/2011 Certified 01/05/2012 2
ICLR US Changes to fees on cash and non-cash initial margin and guaranty fund contributions. 12/23/2019 Certified 01/08/2020 1
LCHLTD Changes to General Regulations and Default Fund Rules to support clearing of the Nodal Exchange 04/01/2009 Certified 04/16/2009 1
LCHLTD Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
LCHLLC Changes to governing documents as a result of the acquisition by London Stock Exchange Group 08/01/2013 Certified 08/16/2013 1
ICE NGX Changes to how ICE NGX determines a CPs Risk Limit and an initial category on initial margin or "short fall margin". 05/19/2020 Certified 06/03/2020 1
NYMEX Changes to Incentive Program for OTC Energy Options Products; 12-089 03/19/2012 Certified 04/03/2012 2
CME Changes to Interest Rate Swap rule relating to calculation of assessment authority and changes to operational procedures and margin methodology 07/13/2011 Certified 07/13/2011 1
CME Changes to IRS contracts; 13-315 08/09/2013 Certified 08/24/2013 1
CME Changes to IRS Manual of Operations; 12-414. 11/23/2012 Certified 12/08/2012 1
CME Changes to IRS Manual; 13-313 08/12/2013 Certified 08/27/2013 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate. 12/15/2023 Notified 12/15/2023 1
LCHLTD Changes to LCH Limited's ("LCH") London Deposit Rate ("LDR"), Client Deposit Rate ("CDR"), FCM London Deposit Rate ("FCM LDR") and RepoClear Deposit Rate ("RDR"). 01/15/2024 Notified 01/15/2024 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate and RepoClear Deposit Rate 06/19/2023 Notified 06/19/2023 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate 07/17/2023 Notified 07/17/2023 1
LCHLTD Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. 10/13/2016 Certified 10/26/2016 1
LX Changes to LedgerX's Operations Manual relating to cybersecurity, records retention, and bitcoin handling. 12/06/2017 Certified 12/20/2017 2
LCHLLC Changes to membership classifications; creation of OTC Customer Segregated Account; procedures for clearing of new OTC contracts; amending settlement, performance bond, and default procedures 08/30/2010 Certified 08/30/2010 1
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products, 12-019 01/13/2012 Certified 01/31/2012 2
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
NYMEX Changes to NYMEX Rule 820 concerning performance bonds in connection with CME/CBT/NYMEX rulebook harmonization 10/30/2009 Certified 11/02/2009 1
NYMEX Changes to NYMEX Rule 984 governing Give Up Trades (now entitled Clearing Member Acceptance of Executed Customer Trades) 11-443 11/28/2011 Certified 12/13/2011 1