Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ECC Board of Directors 12/04/2001 Certified 12/04/2001 0
LCHSA Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). 02/13/2015 Certified 03/02/2015 1
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
OCC By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. 07/24/2008 Certified 07/29/2008 1
OCC By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. 11/30/2012 Certified 12/15/2012 1
ECC By-Laws and Rules 06/22/2003 Certified 06/23/2003 0
OCC By-Laws and Rules 03/23/2004 Certified 03/23/2004 0
OCC ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures 03/25/2009 Certified 04/16/2009 1
OCC ByLaw V, VIII, Margin Committee to Risk Committee 07/19/2006 Certified 07/19/2006 1
LCHLTD Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. 12/26/2017 Notified 12/26/2017 1
CME Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 12/02/2011 Certified 12/17/2011 1
CCORP Categories of Governors 12/09/2002 Certified 12/09/2002 0
CCD Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. 04/05/2024 Certified 04/19/2024 2
CCD Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. 04/09/2024 Certified 04/23/2024 2
OCC CBOE Clearing Agreement 07/18/2003 Certified 07/18/2003 0
NADEX CBOE Merger 02/21/2006 Certified 02/21/2006 0
CBT CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 06/19/2012 Certified 07/04/2012 1
CBT CBOT Approved as DCO Approval Process Required Implementing Rules 10/07/2003 Certified 10/07/2003 0
CCORP CBOT references, Guaranty Fund, clearing members 03/11/2004 Certified 03/11/2004 1
CME CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps 09/17/2010 Certified 09/17/2010 1
CBT CBOT: EUREX-CCorp Link 05/14/2004 Certified 05/14/2004 0
CCORP CCFE as Exchange Market 11/24/2004 Certified 11/24/2004 1
CCORP CCFE Product rules 11/24/2004 Certified 11/24/2004 1
CCORP CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE 10/01/2003 Certified 10/01/2003 1
CCORP CCORP Replaces GCC as DCO 10/01/2003 Certified 10/01/2003 0
CCORP CCX Options on Sulfur and Nitrogen Financial Instrument Futures 03/28/2007 Certified 03/28/2007 1
CCORP CCX Sulfur & Nitrogen Financial Futures 03/21/2005 Certified 03/21/2005 1
CME CDS Clearing Member Obligations and Qualifications; 12-124 04/20/2012 Certified 05/05/2012 1
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
LCHSA CDSClear Collateral Deposit cut off times extension 01/16/2015 Certified 02/02/2015 2
LCHSA CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. 12/19/2014 Certified 01/05/2015 1
LCHSA CDSClear fee schedule change 07/30/2014 Certified 08/13/2014 3
LCHSA CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. 07/21/2015 Certified 08/03/2015 2
CCORP CDX Exchange 07/28/2004 Certified 07/28/2004 0
LCHLTD Certain references in the Default Rules, which form part of the Rulebook, have been corrected. 12/12/2016 Notified 12/12/2016 1
ICLREU2 Certification in relation to fees for EMIR customer accounts 07/23/2015 Certified 08/06/2015 1
MGEX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
CME Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. 03/13/2014 Certified 03/28/2014 1
CME Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. 05/30/2014 Certified 06/14/2014 1
CME Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. 10/30/2013 Certified 11/15/2013 1
ICE NGX Certification of Investment Guidelines 12/10/2021 Certified 12/27/2021 2
OCC Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees 09/28/2021 Certified 10/13/2021 1
OCC Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation 08/06/2021 Certified 08/20/2021 2
OCC Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement 11/03/2021 Certified 11/18/2021 2
OCC Certification to correct The Options Clearing Corporation's schedule of fees 11/03/2021 Certified 11/18/2021 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework 08/10/2021 Certified 08/24/2021 3
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies 08/09/2022 Certified 08/23/2022 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 09/02/2016 Certified 09/19/2016 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 11/12/2015 Certified 11/27/2015 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures 05/07/2019 Certified 05/21/2019 2