ECC |
Board of Directors |
12/04/2001 |
Certified |
12/04/2001 |
|
0 |
LCHSA |
Bulletin to CDSClear Clearing Members which describes certain changes to its Client Deposit Rate ("CDR"). |
02/13/2015 |
Certified |
03/02/2015 |
|
1 |
ICLR US |
By-Law 5.5 Deficiency in Guaranty Fund |
02/13/2007 |
Certified |
02/26/2007 |
|
1 |
OCC |
By-Law amendment to modify provisions that determine whether outstanding stock options will be adjusted to reflect special cash dividends. |
07/24/2008 |
Certified |
07/29/2008 |
|
1 |
OCC |
By-Laws amendment to clarify that OCC will not commence the clearing of OTC S&P 500 Index Options until the SEC approves subsequent rule filing concerning certain enhancements to OCC's risk modeling and risk management procedures; SR-OCC-2012-14A1. |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
ECC |
By-Laws and Rules |
06/22/2003 |
Certified |
06/23/2003 |
|
0 |
OCC |
By-Laws and Rules |
03/23/2004 |
Certified |
03/23/2004 |
|
0 |
OCC |
ByLaw and Rule changes to accommodate the clearing and settling of NYSE Liffe metals futures and options on metals futures |
03/25/2009 |
Certified |
04/16/2009 |
|
1 |
OCC |
ByLaw V, VIII, Margin Committee to Risk Committee |
07/19/2006 |
Certified |
07/19/2006 |
|
1 |
LCHLTD |
Capitalab, a division of BGC Brokers LP, has been added as an eligible provider of third party compression services to the participants of LCH Ltd's ("LCH") SwapClear service. |
12/26/2017 |
Notified |
12/26/2017 |
|
1 |
CME |
Cash settled, Cleared OTC CME WM/Reuters Foreign Exchange (FX) Spot, Forward and Swaps and Non-Deliverable Forward (NDF) Transactions; 11-463 |
12/02/2011 |
Certified |
12/17/2011 |
|
1 |
CCORP |
Categories of Governors |
12/09/2002 |
Certified |
12/09/2002 |
|
0 |
CCD |
Cboe Clear Digital make minor, non-substantive updates to various policies and procedures. |
04/05/2024 |
Certified |
04/19/2024 |
|
2 |
CCD |
Cboe Clear Digital submits amendments to its Member Participation Requirements Policy and Procedures. |
04/09/2024 |
Certified |
04/23/2024 |
|
2 |
OCC |
CBOE Clearing Agreement |
07/18/2003 |
Certified |
07/18/2003 |
|
0 |
NADEX |
CBOE Merger |
02/21/2006 |
Certified |
02/21/2006 |
|
0 |
CBT |
CBOT and NYMEX rules being amended to harmonize all three CME Rule books; 12-217 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
CBT |
CBOT Approved as DCO Approval Process Required Implementing Rules |
10/07/2003 |
Certified |
10/07/2003 |
|
0 |
CCORP |
CBOT references, Guaranty Fund, clearing members |
03/11/2004 |
Certified |
03/11/2004 |
|
1 |
CME |
CBOT Rules 10C03, 11D03, 14C03, and 16C03: Settlement procedures during the final month of clearing for CBOT Ethanol Forward Month Swaps, Corn Calendar Swaps, Soybean Calendar Swaps, and Wheat Calendar Swaps |
09/17/2010 |
Certified |
09/17/2010 |
|
1 |
CBT |
CBOT: EUREX-CCorp Link |
05/14/2004 |
Certified |
05/14/2004 |
|
0 |
CCORP |
CCFE as Exchange Market |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
CCORP |
CCFE Product rules |
11/24/2004 |
Certified |
11/24/2004 |
|
1 |
CCORP |
CCORP (BOTCC) Replaces GCC as DCO for ME, ChemConnect, ICE |
10/01/2003 |
Certified |
10/01/2003 |
|
1 |
CCORP |
CCORP Replaces GCC as DCO |
10/01/2003 |
Certified |
10/01/2003 |
|
0 |
CCORP |
CCX Options on Sulfur and Nitrogen Financial Instrument Futures |
03/28/2007 |
Certified |
03/28/2007 |
|
1 |
CCORP |
CCX Sulfur & Nitrogen Financial Futures |
03/21/2005 |
Certified |
03/21/2005 |
|
1 |
CME |
CDS Clearing Member Obligations and Qualifications; 12-124 |
04/20/2012 |
Certified |
05/05/2012 |
|
1 |
CME |
CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 |
02/28/2012 |
Certified |
03/14/2012 |
|
3 |
LCHSA |
CDSClear Collateral Deposit cut off times extension |
01/16/2015 |
Certified |
02/02/2015 |
|
2 |
LCHSA |
CDSClear currently applies an identical rate to cash EUR deposited on both house and client accounts. As from January 2015, CDSClear will apply a different rate to the cash EUR collateral deposited on behalf of clients. |
12/19/2014 |
Certified |
01/05/2015 |
|
1 |
LCHSA |
CDSClear fee schedule change |
07/30/2014 |
Certified |
08/13/2014 |
|
3 |
LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
CCORP |
CDX Exchange |
07/28/2004 |
Certified |
07/28/2004 |
|
0 |
LCHLTD |
Certain references in the Default Rules, which form part of the Rulebook, have been corrected. |
12/12/2016 |
Notified |
12/12/2016 |
|
1 |
ICLREU2 |
Certification in relation to fees for EMIR customer accounts |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
MGEX |
Certification of amendments made to clarify certain default procedures. |
05/06/2015 |
Certified |
05/20/2015 |
|
1 |
CME |
Certification of Changes to CME Rules 281H.02.A. on Cash Settlement of Cleared OTC U.S. Dollar/Indonesian Rupiah (USD/IDR) Spot, Forwards and Swaps Contracts. |
03/13/2014 |
Certified |
03/28/2014 |
|
1 |
CME |
Certification of Changes to CME rules on cash settlement of the following Cleared OTC Spot, Forwards and Swaps Contracts: USD/PEN, USD/COP, USD/CLP, USD/BRL and USD/PPH. |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
CME |
Certification of Changes to Correct An Error in CME Rule 274H.02.A. Regarding Cash Settlement of Cleared OTC U.S. Dollar/Chilean Peso (Cleared OTC USD/CLP) Spot, Forwards and Swaps Contracts. |
10/30/2013 |
Certified |
11/15/2013 |
|
1 |
ICE NGX |
Certification of Investment Guidelines |
12/10/2021 |
Certified |
12/27/2021 |
|
2 |
OCC |
Certification of Proposed Change to Revise The Options Clearing Corporation's Schedule of Fees |
09/28/2021 |
Certified |
10/13/2021 |
|
1 |
OCC |
Certification of Technical Changes to the By-Laws and Rules of the Options Clearing Corporation |
08/06/2021 |
Certified |
08/20/2021 |
|
2 |
OCC |
Certification of Updates to the Service Level Agreement Between OCC and CME under the Second Amended and Restated Cross-Margining Agreement |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
OCC |
Certification to correct The Options Clearing Corporation's schedule of fees |
11/03/2021 |
Certified |
11/18/2021 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework |
08/10/2021 |
Certified |
08/24/2021 |
|
3 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies |
08/09/2022 |
Certified |
08/23/2022 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rule 3.23.4, and Adoption of New Nodal Clear Rules 3.24.3, 8.1, 8.2, and 8.3 |
09/02/2016 |
Certified |
09/19/2016 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 |
11/12/2015 |
Certified |
11/27/2015 |
|
2 |
NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
05/07/2019 |
Certified |
05/21/2019 |
|
2 |