ICLR US |
Amendments to the ICE Clear U.S., Inc. Rules |
03/29/2022 |
Certified |
04/12/2022 |
|
1 |
ICLR US |
Amendments to the ICE Clear U.S., Inc. Rules related to the physical settlement of certain currency contracts. |
05/11/2020 |
Certified |
05/26/2020 |
|
1 |
ICE NGX |
Amendments to the ICE NGX Canada Inc. rules. |
07/08/2021 |
Certified |
07/22/2021 |
|
2 |
ICE NGX |
Amendments to the ICE NGX Default Management Procedures |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
ICLR US |
Amendments to the ICUS Risk Management Framework and Default Management Procedures. |
12/22/2020 |
Withdrawn |
01/07/2021 |
|
2 |
ICLR US |
Amendments to the ICUS Risk Management Framework Related to ICE Risk Model 2.0 |
05/26/2022 |
Certified |
06/10/2022 |
|
2 |
ICLR US |
Amendments to the ICUS Risk Management Framework to enhance the Clearing Member Watch List system. |
01/29/2019 |
Certified |
02/12/2019 |
|
2 |
ICLR US |
Amendments to the ICUS Rules. |
07/20/2023 |
Certified |
08/03/2023 |
|
1 |
LCHLTD |
Amendments to the LCH.Clearnet Limited Rulebook Procedures Section 3 (Financial Transactions) |
03/20/2015 |
Certified |
04/02/2015 |
|
1 |
CME |
Amendments to the Listing Cycle of the Urea (Prilled) FOB Yuzhny Swaps (Clearing Only) Contract |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
ICLR US |
Amendments to the Maximum Guaranty Fund Contribution |
12/21/2015 |
Certified |
01/06/2016 |
|
1 |
NYPC |
Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. |
12/04/2013 |
Certified |
12/19/2013 |
|
1 |
CME |
Amendments to the Operational Risk Management Framework |
02/26/2024 |
Certified |
03/11/2024 |
|
2 |
SGX-DC |
Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
ICE NGX |
Amendments to the Product Schedule of the NGX rulebook which is the Contracting Party's Agreement |
01/13/2010 |
Certified |
01/20/2010 |
|
1 |
SGX-DC |
Amendments to the relevant final settlement price provisions within the SGX-DC Clearing Rules arising from proposed changes by The Steel Index (TSI) to the TSI Iron Ore 62% Fe Benchmark Index. |
03/21/2017 |
Certified |
04/03/2017 |
|
1 |
CME |
Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Model Validation Framework ("MVF"), Credit Policy, Collateral Policy, and Investment Policy |
06/29/2023 |
Certified |
07/14/2023 |
|
2 |
SGX-DC |
Amendments to the SGX-DC Clearing Rules for the SGX Iron Ore 58% Swaps |
11/27/2014 |
Certified |
12/10/2014 |
|
1 |
SGX-DC |
Amendments to the SGX-DC Clearing Rules in respect of revisions to the financial and capital requirements of Remote Clearing Members and Bank Clearing Members of SGX-DC. |
04/05/2019 |
Certified |
04/18/2019 |
|
2 |
LCHLLC |
Amendments to ticker symbol formats |
05/03/2010 |
Certified |
05/17/2010 |
|
1 |
MGEX |
Amendments to transfer trade rules |
06/18/2021 |
Certified |
07/02/2021 |
|
1 |
CME |
Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" |
07/20/2022 |
Certified |
08/03/2022 |
|
1 |
CME |
Amendments to Various CME/CBOT/NYMEX/COMEX Rules in Connection with CME Group, Inc. Senior Management Changes |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
ICE NGX |
Amendments to: (I) definition of "Approved Financial Institution", (ii) ICE NGX's enhanced program for review of Contracting Parties' risk management policies (iii) definition of "Credit Support Provider". |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
NYMEX |
Amendments updating various Nymex rules to harmonize them with CME and CBOT rules |
11/13/2008 |
Certified |
11/24/2008 |
|
1 |
ICE NGX |
amendments with respect to enhancing ICE NGX's Liquidity Risk Framework. |
01/31/2022 |
Certified |
02/14/2022 |
|
2 |
ICLR US |
Amends Bylaw Section 5.4(c) to increase the cash portion of a Clearing Member's contribution to the Guaranty Fund to 50% of the member's required contribution, effective 12/31/13; also deletes an obsolete provision. |
09/17/2013 |
Certified |
10/18/2013 |
|
1 |
OCC |
Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. |
09/22/2006 |
Approved |
11/06/2006 |
|
2 |
NYMEX |
Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. |
07/09/2008 |
Certified |
07/10/2008 |
|
1 |
CCD |
Amends the CCD Risk Management Committee (RiskCo) charter, CCD Limited Liability Company Agreement, and the CCD Rulebook to align the RiskCo's governance role and responsibilities with CFTC Rule 39.24(b)(11) and (c)(3). |
03/25/2024 |
Certified |
04/08/2024 |
|
1 |
NADEX |
Amends the minimum initial required deposit to $250; amends language regarding transfer of funds from foreign bank to Nadex settlement bank; clarifies settlement for federal funds binary contracts |
08/05/2016 |
Certified |
08/19/2016 |
|
1 |
NYMEX |
Amends the Trade Submission Deadlines for Off-Exchange Trades Submitted for Clearing |
11/17/2005 |
Certified |
11/18/2005 |
|
1 |
CME |
Anti Money Laundering |
12/17/2002 |
Certified |
12/17/2002 |
|
0 |
CME |
Application of excess defaulting clearing member assets in crossover default scenarios; Harmonization of Defaulted Base Clearing Member Collateral definitions. |
03/17/2014 |
Certified |
04/01/2014 |
|
2 |
OCC |
Appointed Clearing Members |
08/21/2003 |
Certified |
08/21/2003 |
|
1 |
SGX-DC |
Approval of amendments to SGX-DC Clearing Rules to effect default management measures, revise the application of the SGX-DC Clearing Fund and remove references to OTCF contracts due to cessation of clearing that contract class. |
04/29/2019 |
Withdrawn |
05/03/2019 |
|
1 |
ICLREU2 |
Arrangements that would be implemented in relation to the occurrence of a restructuring event. |
11/25/2011 |
Certified |
12/10/2011 |
|
1 |
OCC |
Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options |
09/15/2010 |
Certified |
09/15/2010 |
|
1 |
LCHSA |
As a result of an independent model review performed in 2014, LCH.Clearnet isproposing a number of refinements aimed at correcting certain features of its CDS Risk model. |
12/19/2014 |
Certified |
01/06/2015 |
|
2 |
OCC |
Assignment Procedures, Exercise Notices |
08/14/2002 |
Certified |
08/14/2002 |
|
0 |
ICE NGX |
Attached is a rule amendment submission pursuant to Commission Rule 40.6(a). NGX is amending its Contracting Party Agreement in order to maintain credit facilities at more than one bank. |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
OCC |
August 14, 2006, OCC-2006-14, Discounted Clearing Fees |
08/14/2006 |
Certified |
08/14/2006 |
|
1 |
CME |
Authority to Adopt Rule Changes |
01/20/2004 |
Certified |
01/21/2004 |
|
1 |
CME |
Basis Trade at Index Close (BTIC) Eligibility for Bloomberg Roll Select Commodity Index Futures, S&P GSCI Commodity Index Futures, S&P GSCI ER Index Futures, and S&P GSCI ER Index Swaps (Cleared OTC) Contracts. |
11/14/2018 |
Certified |
11/29/2018 |
|
1 |
CME |
Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
LCHLTD |
BAU Portfolio Transfer processes in SwapClear |
08/15/2016 |
Certified |
08/29/2016 |
|
1 |
LX |
BCDR Plan Enhancements |
03/21/2022 |
Certified |
04/04/2022 |
|
2 |
NADEX |
Binary Hedgelets Payout Criteria |
11/29/2005 |
Certified |
11/29/2005 |
|
0 |
MGEX |
Bitnomial Rule Amendments |
09/29/2023 |
Certified |
10/16/2023 |
|
1 |
MGEX |
Bitnomial Rule Amendments |
08/25/2023 |
Certified |
09/11/2023 |
|
1 |