Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC TreasuryOperations Policies and Procedures. 06/29/2017 Certified 07/14/2017 3
EUREX Proposed amendments in Eurex Clearing Circular 058/23 relating to, for FWB, Eurex Exchange, and Repo transactions, Failure to Deliver Rights and invoicing of certain fees 09/15/2023 Certified 09/29/2023 3
ICLREU2 Rule amendment relating to use of Letters of Credit by Clearing Members as Permitted Cover in respect of Original Margin 04/20/2012 Certified 05/05/2012 3
EUREX Proposed amendments in Eurex Clearing Circular 048-22 and 049-22 to the Clearing Conditions relating to the reclassification of US OTC CM, to the "US Person" definition, to the delivery of Fixed Income Futures Contracts and other minor changes. 07/07/2022 Certified 07/21/2022 3
LCHLTD LCH.Ltd proposes to remove the booking fee for any trade booked by Clearing Members as a result of compression. This will harmonize the treatment of Clearing Members and Clients. 12/11/2014 Certified 12/24/2014 3
LX Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. 05/01/2018 Certified 05/15/2018 3
OCC Proposed amendments to OCC Rule 1111. 04/19/2022 Certified 05/03/2022 3
LCHLTD LCH is revising its rules in order to extend the opening hours of the SwapClear Service. 09/08/2021 Certified 09/22/2021 3
LX Operations manual update reflecting process changes related to ACH deposits. 10/11/2022 Certified 10/25/2022 3
LCHLTD LCH is submitting for self-certification revisions to its rules to extend the maximum tenors for certain Canadian Dollar ("CAD"), Hong Kong Dollar ("HKD") and Norwegian Krone ("NOK") related swaps. 01/25/2022 Certified 02/08/2022 3
ICLREU2 ICE Clear Europe Lts is amending its Auction Terms for CDS Default Auctions and CDS Default Management Policy. 06/12/2020 Certified 06/25/2020 3
NODALCL Modifications to the Fee Schedules for Henry Hub Futures and Options. 06/14/2018 Certified 06/28/2018 3
ICECC ICE Clear Credit proposes updates to its fee schedules. 02/12/2024 Certified 02/27/2024 3
ICLREU2 ICE Clear Europe is adopting certain additional amendments to its Rules and Procedures with respect to the clearing of the Natural Gas Spot Contracts to clarify certain delivery procedures and related arrangements. 10/09/2015 Certified 10/26/2015 3
MGEX Amendments to Risk Manual associated with clearing futures on the U.S. Corporate Tax Rate Index 05/06/2021 Certified 05/20/2021 3
ICE NGX Summary Sanctions, Summary Sanctions Procedures and Summary Sanctions Schedule 04/22/2022 Certified 05/06/2022 3
LCHLTD LCH is submitting for self-certification revisions to the LCH rules to provide for unique features of swap contracts that reference the Israeli Shekel. 01/27/2022 Certified 02/10/2022 3
ICLREU2 ICE Clear Europe is amending its Rules and General Contract Terms in order to provide clearing services for F&O contracts to ICE Futures Abu Dhabi ("IFAD"), an affiliated newly established futures exchange. 11/15/2019 Withdrawn 11/19/2019 3
ICLR US ICUS Rule Amendments 01/19/2021 Withdrawn 02/02/2021 3
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Clearing Rules and ICC Treasury Operations Policies and Procedures. 03/31/2023 Certified 04/14/2023 3
OCC This proposed rule change concerns modifications and enhancements to OCC's governance arrangements. 07/27/2016 Certified 08/10/2016 3
CME CDS Guaranty Fund Allocation Amendment; Amendments to Daily Submission Deadline, Holiday Accrual Processing and PAI payment Timeline; 12-062 02/28/2012 Certified 03/14/2012 3
ICECC ICC proposes updates to its fee schedules. 05/07/2021 Certified 05/21/2021 3
EUREX Proposed rule amendments in Eurex Clearing Circular 037-21 related to the introduction of the new securities clearing platform C7 SCS for physically settled securities transactions concluded at the Frankfurt Stock Exchange and Eurex Deutschland 05/08/2021 Certified 05/21/2021 3
OCC Rule Certification Concerning OCC's Cash and Investment Management Policy 02/01/2022 Certified 02/15/2022 3
CCD Self-certification of CCD's Futures Market Risk Models, which includes CCD's Margin Model (i.e., margin methodology) and CCD's Stress Model, for margined futures contracts on bitcoin and ether. 09/21/2023 Certified 10/05/2023 3
CME Amendments to CME Chapter 806 ("iTraxx Europe Index Untranched CDS Contracts: Part A and Part B") 01/16/2015 Certified 01/30/2015 3
CME Advance notice of proposed rules relating to liquidity risk management. #13-565A, 13-565AR, 13-565ARR 03/31/2014 Certified 12/23/2014 3
NYMEX Energy Products Cross-Venue Incentive Program 12/20/2011 Withdrawn 01/05/2012 3
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework 08/10/2021 Certified 08/24/2021 3
ICLREU2 ICE Clear Europe Limited is amending its CDS Procedures and CDS Default Management Policy. 01/25/2021 Certified 02/05/2021 3
NYMEX European and Asian OTC Cleared Petroleum Products Incentive Program; 11-400 12/20/2011 Withdrawn 01/05/2012 3
ICECC ICC proposes changes to the ICC Rulebook, the ICC Risk Management Model Description Document, the ICC Risk Management Framework, the ICC Stress Testing Framework, and the ICC Liquidity Risk Management Framework. 01/29/2018 Certified 02/12/2018 3
OCC Provide central clearing of OTC Index Options; OCC-2011-19 03/09/2012 Withdrawn 03/09/2012 3
NYMEX Changes to Non-Member Cross-Venue Incentive Program for NYMEX Energy Products; 11-526 12/20/2011 Withdrawn 01/05/2012 3
CME Changes to CDS Product Terms for Acceptance of iTraxx 11/20/2014 Certified 12/05/2014 3
ICLREU2 Proposed amendments to ICE Clear Europe (ICEU) Clearing Rules to accommodate the transition of certain F&O Contracts from ICE Futures Europe to ICE Futures U.S., Inc. Clearing of the transitioning contracts will remain at ICEU. 01/31/2018 Certified 02/14/2018 3
ICECC ICE Clear Credit LLC ("ICC") proposes to formalize the ICC Exercise Procedures and amend the ICC Clearing Rules. 06/18/2020 Certified 07/02/2020 3
NODALCL Amendments to Nodal Clear Rules to Revise Delivery Deadline for Environmental Contracts 04/11/2019 Certified 04/25/2019 3
LX LedgerX New Fee Schedule 06/23/2021 Notified 06/23/2021 3
ICLREU2 ICE Clear Europe Limited proposes to modify Parts C, D, F, H, K, L, AA, EE, and HH of its Delivery Procedures and Part I of its Clearing Procedures to implement the use of Contingent Variation Margin for certain UK / European energy futures contracts 09/01/2022 Certified 09/16/2022 3
ICE NGX CPA & RMF Amendments re Same-Day Guarantee Fund and Change in Escrow Agent 11/30/2022 Certified 12/14/2022 3
LX Revisions to LedgerX DCO Rulebook 11/15/2023 Certified 11/30/2023 3
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedules for Nodal Exchange Environmental Futures and Options 05/15/2020 Certified 06/01/2020 3
ICE NGX Non-substantive and non-materials amendments to the ICE NGX Contracting Party Agreement. 03/19/2021 Notified 03/19/2021 3
ICECC ICC proposes amendments to the ICC Clearing Rules and the ICC Exercise Procedures. 12/02/2021 Certified 12/16/2021 3
ICLREU2 ICE Clear Europe is amending its Model Risk Governance Framework. 06/23/2020 Certified 07/08/2020 3
ICECC ICC proposes updates to its fee schedules. 02/07/2022 Certified 02/22/2022 3
EUREX Proposed rule amendments in Eurex Clearing Circular 009-23 related to introduction of Residual Settlement for Default Management Hedging Auctions, clarification of ZCIS and PLN eligibility for U.S. offering, and other changes outside the DCO license 02/27/2023 Certified 03/13/2023 3
ICLREU2 Procedure and policy changes relating to intraday margining. 09/17/2018 Certified 10/01/2018 3