| OCC |
Providing OCC the discretion to grant or not grant margin credit to a clearing member; SR-OCC-2013-14/805 |
08/15/2013 |
Certified |
08/30/2013 |
|
1 |
| LCHLLC |
LCH.Clearnet LLC is providing notice to FCM Members regarding an additional process available for the allocation of Unallocated FCM SwapClear Contracts. |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
| CME |
Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program |
03/11/2014 |
Certified |
03/25/2014 |
|
1 |
| CME |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
| LCHLTD |
Following the launch of Inflation Swaps a number of improvements to the rules surrounding the provision of Market Data have been identified to reflect operational requirements of submitting prices and to provide further clarity to Clearing Members. |
07/30/2015 |
Certified |
08/13/2015 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") |
02/16/2017 |
Certified |
03/03/2017 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of August 7, 2017 |
08/10/2017 |
Notified |
08/10/2017 |
|
1 |
| LCHLTD |
LCH Amendment to the ForexClear fees applied to its major currency (G10) NDF product. |
11/06/2017 |
Certified |
11/21/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 13, 2020 |
04/21/2020 |
Notified |
04/21/2020 |
|
1 |
| LCHLTD |
LCH Limited is submitting for self-certification revisions to the LCH rules to clarify that LCH will cease clearing of new NDF transactions denominated in the US Dollar-Russian Ruble ("USD-RUB") currency pair on or after 5 December 2022. |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
| EUREX |
Weekly Notification of Rule Amendments - Week of January 22, 2024 |
01/26/2024 |
Notified |
01/26/2024 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: SwapClear Tradesharer fees |
03/21/2024 |
Certified |
04/04/2024 |
|
1 |
| OCC |
Amendment to clarify use of suspended clearing member's margin deposits in order to meet liquidity needs. |
10/12/2011 |
Certified |
10/27/2011 |
|
1 |
| OCC |
This proposed rule change would allow a clearing fee waiver for exchange new products. |
09/02/2015 |
Certified |
09/17/2015 |
|
1 |
| CME |
Revisions to CME/CBOT/NYMEX/COMEX Rule 816; CME Rule 8G07 |
12/11/2017 |
Certified |
12/26/2017 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Clarification Change on Default Fund Additional Margin (DFAM) for the SwapClear and ForexClear Services |
04/21/2020 |
Certified |
05/05/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of April 12, 2021 |
04/19/2021 |
Notified |
04/19/2021 |
|
1 |
| ICE NGX |
Change in subscription fees. |
07/19/2021 |
Certified |
08/02/2021 |
|
1 |
| LCHLTD |
Weekly Notification of addition of a new SwapClear trading venue - TradeAgent |
03/21/2024 |
Notified |
03/21/2024 |
|
1 |
| CME |
Adds Put and Call Options on S&P Depository Receipts to Eligible Contracts for the CME-OCC Cross-Margining Agreement |
01/11/2005 |
Certified |
01/12/2005 |
|
1 |
| NADEX |
Composition of Board |
03/13/2006 |
Certified |
03/22/2006 |
|
1 |
| NADEX |
Amendments to Preliminary Storm Damage Estimate Binary Contracts and Suspension of Listing any Series of Hurrican Season Binary Hedgelet Contracts |
06/08/2007 |
Certified |
06/22/2007 |
|
1 |
| NYMEX |
Modification to Rule 974 concerning suspension of non-clearing member firms subject to a bankruptcy proceeding |
11/24/2008 |
Certified |
12/01/2008 |
|
1 |
| CCORP |
Definition of Exchange Market in Chapter 1 of the rules is amended to add the Carbon Financial Instrument United States Futures contract traded on the Chicago Climate Futures Exchange, LLC. |
08/26/2009 |
Certified |
08/27/2009 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of November 2, 2015 |
11/12/2015 |
Notified |
11/12/2015 |
|
1 |
| NADEX |
Nadex is amending its Rulebook to add new definitions to its Definitions chapter and adding new prohibited actions. Nadex is also making some minor housekeeping changes/clarifications. |
11/23/2016 |
Certified |
12/08/2016 |
|
1 |
| MGEX |
Weekly notification of rule amendments regarding spot month margin add-on charges. |
02/16/2017 |
Notified |
02/16/2017 |
|
1 |
| OCC |
Proposed rule change to modify OCC's rules regarding the exercise procedures for certain options on futures. |
01/11/2018 |
Certified |
01/26/2018 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 13, 2020 |
07/21/2020 |
Notified |
07/21/2020 |
|
1 |
| LCHLTD |
LCH Limited Self-Certification: Open Access |
01/08/2021 |
Certified |
01/22/2021 |
|
1 |
| LCHLTD |
Notification of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate for cash balances held for clearing members. |
04/19/2021 |
Notified |
04/19/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of January 23, 2023 |
02/01/2023 |
Notified |
02/01/2023 |
|
1 |
| NADEX |
Market Makers |
01/05/2006 |
Certified |
01/05/2006 |
|
1 |
| NYMEX |
Amendments to rules to establish expiration accountability level last day contracts, reportable level and aggregation allocation for the OTC London Gold forwards contract. |
08/18/2009 |
Certified |
08/27/2009 |
|
1 |
| CME |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of February 6, 2017 |
02/16/2017 |
Notified |
02/16/2017 |
|
1 |
| OCC |
Proposed rule change to amend the definition of Flexibly Structured Options. |
07/16/2018 |
Certified |
07/30/2018 |
|
1 |
| MGEX |
Amendments to Bylaws |
05/28/2020 |
Certified |
06/11/2020 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of July 12, 2021 |
07/19/2021 |
Notified |
07/19/2021 |
|
1 |
| LCHLTD |
Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited'sLondon Deposit Rate, RepoClear Deposit Rate and the ForexClear default fund effective from 22 Aug 2022. |
08/12/2022 |
Notified |
08/12/2022 |
|
1 |
| NYMEX |
Change in method used to value U.S. Treasuries in fulfillment of performance bond requirements and allowing clearing members to deposit certain types of treasuries and foregin currencies and debt as performance bond. |
01/14/2008 |
Certified |
02/04/2008 |
|
1 |
| CME |
Amendments to Rules concerning the clearing of Over-the-Counter Derivatives Contracts |
04/29/2008 |
Certified |
05/01/2008 |
|
1 |
| SGX-DC |
Self-certification for consequential rule amendments arising from the introduction of SGX ICIS Monoethylene Glycol and SGX ICIS Styrene Monomer Swap |
10/04/2017 |
Certified |
10/19/2017 |
|
1 |
| OCC |
Proposed rule change concerning an Agreement for Clearing and Settlement Services between The Options ClearingCorporation and Small Exchange, Inc. |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| MGEX |
Notification of margin changes made during the prior week |
06/10/2021 |
Notified |
06/10/2021 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of June 20, 2022 |
06/28/2022 |
Notified |
06/28/2022 |
|
1 |
| CMECE |
Launch of 8 new financiallly settled swaps; 4 propane and 4 light-end |
10/18/2011 |
Certified |
11/02/2011 |
|
1 |
| CME |
Daily segregation reporting requirement for FCM Clearing Members pursuant to CME/CBOT/NYMEX Rule 970.D; 12-112 |
04/11/2012 |
Certified |
04/26/2012 |
|
1 |
| SGX-DC |
Amendments to clarify the final settlement prices of the Dated Brent Swap contract, which is intended to be launched in April 2015 |
02/06/2015 |
Certified |
02/23/2015 |
|
1 |
| ICLREU2 |
Amendments to Finance Procedures Relating to FATCA Reporting and Information Requirements |
03/16/2015 |
Certified |
03/30/2015 |
|
1 |
