| CME |
Notification to the Commission Regarding the Migration of Clearing and Settlement Systems to the Google Cloud Platform |
06/14/2023 |
60 Day Review |
06/14/2023 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 12 June 2017. |
06/18/2017 |
Notified |
06/18/2017 |
|
2 |
| ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
06/01/2018 |
Notified |
06/01/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe is proposing to adopt a new Futures & Options Capital-to-Margin And Shortfall Margin Policy. |
03/22/2019 |
Certified |
04/05/2019 |
|
2 |
| ICECC |
ICC proposes to formalize the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization. |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| CME |
Modifications to CME Clearing's Manual of Operations |
12/14/2021 |
Certified |
12/29/2021 |
|
2 |
| LCHSA |
CDSClear Risk refinements Phase 2 seeks to refine further CDSClear margins while ensuring that LCH.Clearnet risk standards continue to be met. This Submission relates to Lot 1 for which implementation date is expected early August 2015. |
07/21/2015 |
Certified |
08/03/2015 |
|
2 |
| CME |
Expansion of Performance Bond Collateral Program to Include Mexican Government Debt and Issuance of CME Clearing Advisory Notice |
02/23/2016 |
Certified |
03/08/2016 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circualr 021-18 related to IRS Section 871(m) transactions |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 054-18 related to remove certain references to EMIR Risk Committee matters from the Clearing Conditions to eliminate redundancies |
06/01/2018 |
Certified |
06/15/2018 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 17 December 2018. |
12/28/2018 |
Notified |
12/28/2018 |
|
2 |
| CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend its Liquidity Management Procedures and Investment Management Procedures to make certain clarifications and updates |
11/04/2021 |
Certified |
11/19/2021 |
|
2 |
| OCC |
Rule Certification Concerning OCC's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification corrections to the ForexClear Product Specific Contract Terms and Eligibility Criteria Manual and FCM Product Specific Contract Terms and Eligibility Criteria Manual. |
01/06/2022 |
Certified |
01/21/2022 |
|
3 |
| ICLR US |
Amendment to internal Default Management Procedures |
09/29/2016 |
Certified |
10/14/2016 |
|
3 |
| OCC |
OCC Rule Certification to Update Its Operational Loss Fee for 2022 |
12/15/2021 |
Certified |
12/30/2021 |
|
3 |
| ICECC |
ICC proposes amending Subchapter 26I of its Rules to provide for the clearance of additional Standard Western European Sovereign CDS contracts. |
04/20/2015 |
Certified |
05/04/2015 |
|
3 |
| LCHLTD |
LCH Limited Self-Certification: Rates Reform - USD LIBOR fallback and conversion fees |
01/20/2023 |
Certified |
02/03/2023 |
|
3 |
| LX |
Revisions to DCO Rulebook |
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
| ICECC |
ICE Clear Credit LLC ("ICC") proposes changes to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework. |
07/15/2019 |
Certified |
09/13/2019 |
|
3 |
| ICLREU2 |
ICE Clear Europe (ICEU) proposes rule changes to permit ICEU Clearing Members to post additional categories of securities, including treasury bills and floating rate and inflation-linked government bonds to ICEU as permitted cover. |
02/26/2016 |
Certified |
03/11/2016 |
|
3 |
| LCHLTD |
LCH is submitting for self-certification revisions to align the provisions that address the change of interest rate for determining the Price Alignment Amount in the LCH FCM Procedures with those under LCH Procedure 2C. |
11/08/2021 |
Certified |
11/23/2021 |
|
3 |
| ICECC |
The purpose of the proposed rule change is to amend Subchapter 26D of the ICC Rules to provide for the clearance of additional Standard Emerging Sovereign Single Name constituents of the CDX Emerging Markets Index. |
08/12/2014 |
Certified |
08/26/2014 |
|
3 |
| ICLREU2 |
The purpose of the changes is to allow ICE Clear Europe F&O Clearing Members to provide qualifying high grade corporate and other non-sovereign or "semi-government" bonds to satisfy original margin requirements for the F&O product category. |
02/29/2016 |
Certified |
03/14/2016 |
|
3 |
| LCHLTD |
LCH Limited is submitting for self-certification revisions to its rules to withdraw eligibility for certain swaps denominated in Singapore Dollar. |
09/23/2022 |
Certified |
10/07/2022 |
|
3 |
| OCC |
Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee pursuant to its Capital Management Policy |
01/06/2021 |
Certified |
01/21/2021 |
|
3 |
| NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedules for Nodal Exchange Environmental Futures and Options |
01/10/2020 |
Certified |
01/27/2020 |
|
3 |
| LCHLTD |
LCH is submitting revisions to its rules to accommodate updates to templates provided by the trade association for emerging markets ("EMTA"). These templates include terms for inclusion in NDF and NDO Contract transactions. |
09/30/2021 |
Certified |
10/15/2021 |
|
3 |
| LX |
LedgerX revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
| LX |
Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DCR and DMO staff. |
06/11/2018 |
Certified |
06/25/2018 |
|
3 |
| LX |
Revision of Compliance Manual |
10/03/2022 |
Withdrawn |
10/13/2022 |
|
3 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
| LX |
Submission of Revised BCDR Plan and Operations Manual |
03/04/2020 |
Certified |
03/18/2020 |
|
3 |
| SGX-DC |
Introduction of Affiliate Segregation - Amendments to SGX-DC Clearing Rules and Futures Trading Rules. This is a modification of submission 1601-2712-1615-25. |
04/15/2016 |
Certified |
04/28/2016 |
|
3 |
| ICLREU2 |
ICE Clear Europe proposes to modify certain provisions of its CDS Procedures and its Rules to account for an expected change in the DC Secretary for the Credit Derivatives Determinations Committees. |
10/15/2018 |
Certified |
10/26/2018 |
|
3 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission's Regulations |
01/11/2021 |
Certified |
01/26/2021 |
|
3 |
| LCHSA |
LCH SA is proposing to amend its CDS Clearing Rules to permit the clearing of Markit iTraxx Australia indices and the associated single names consistituents and provide a remediation regarding the WWR margin instability. |
07/01/2022 |
Certified |
07/18/2022 |
|
3 |
| ICLR US |
ICUS proposes to adopt amendments to its Rules relating to default management, recovery and wind-down following a clearing member default. |
06/26/2017 |
Withdrawn |
07/10/2017 |
|
3 |
| ICECC |
ICE Clear Credit proposes updates to the ICC Initial Default Auction Procedures and the ICC Secondary Auction Procedures |
12/11/2019 |
Certified |
12/26/2019 |
|
3 |
| NYMEX |
Natural Gas Options & Crude Refined Options Volume Incentive Program; 12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
| ICLREU2 |
ICE Clear Europe Limited is amending its Auction Terms for F&O Default Auctions (the "Auction Terms") and F&O Default Management Policy (the "Policy"). |
04/30/2020 |
Certified |
05/13/2020 |
|
3 |
| NODALCL |
Amendments to the Fee Schedules for Environmental Futures and Options |
02/05/2019 |
Certified |
02/20/2019 |
|
3 |
| LX |
Revised operations manual |
11/14/2017 |
Certified |
11/29/2017 |
|
3 |
| ICLREU2 |
Revision to ICE Clear Europe's Intraday Margin Policy to incorporate an overall clearing member limit for uncollateralized exposure. |
08/25/2016 |
Certified |
09/09/2016 |
|
3 |
| ICLREU2 |
40.6(a) Rule Certification in respect of amendments to delivery procedures |
04/30/2018 |
Certified |
05/14/2018 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 091-20 related to proposing a mechanism to return to a matched book in the context of the termination of a clearing member, after every standard Eurex Clearing Default Management Process tool has failed |
11/02/2020 |
Certified |
11/17/2020 |
|
3 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circulars 089-23,092-23,093-23,094-23 related to the introduction of Euroclear as an additional securities collateral location and other amendments related to products cleared outside Eurex Clearing's DCO lic |
12/21/2023 |
Certified |
01/05/2024 |
|
3 |
| ICLREU2 |
To modify the ICE Clear Europe Delivery Procedures relating to the settlement of certain UK natural gas spot contracts and European emissions contracts. |
07/21/2016 |
Certified |
08/03/2016 |
|
3 |
| LX |
Amendment to Rule 13.3.2 conforming to prior amendment to Rule 7.2. |
12/21/2023 |
Certified |
01/08/2024 |
|
3 |
