Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/16/2022 Notified 09/16/2022 2
LCHLTD LCH Limited a new schedule of securities acceptable for margin cover purposes. 11/08/2022 Certified 11/23/2022 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 03/14/2023 Certified 03/28/2023 2
ICE NGX Amendments to rules of the Contracting Party's Agreement primarily for the purpose of adding crude oil products to those offered by NGX. 04/30/2009 Certified 05/04/2009 2
NYMEX Energy Products Cross-Venue Incentive Program, 12-015 01/13/2012 Certified 01/31/2012 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 02/03/2017 Notified 02/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 097-19 related to discontinuation of the product offerings with the reference interest rate of the 12M GBP LIBOR, changes to the VM formula, the change from EONIA to ?STR, and trigger events 10/28/2019 Certified 11/12/2019 2
LCHLTD LCH Limited Self Certification: Rule changes related to a FCM customer's default in the ForexClear service 09/03/2020 Certified 09/18/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 033-21 related to revoking the clearing eligibility of FRAs referencing CHF, GBP, JPY LIBOR with an expiry on or after October 1, 2021, and referencing USD LIBOR with an expiry on or after April 1, 2023 04/09/2021 Certified 04/23/2021 2
ICLR US Amendment to the shortfall margin methodology contained in the ICE Clear U.S. Risk Management Framework 08/27/2021 Certified 09/13/2021 2
ICLREU2 ICE Clear Europe is adopting a new Clearing Membership Policy and Procedures to consolidate and summarize its existing clearing membership criteria and to document certain existing processes and procedures concerning the membership application process. 09/17/2021 Certified 10/01/2021 2
LCHLTD LCH is re-filing proposed changes to its rulebook to expand the possible actions available to a SwapClear Clearing Member after the early termination of one or more transaction(s) between such SwapClear Clearing Member and its SwapClear Clearing Client. 03/07/2024 Certified 03/21/2024 2
EUREX Proposed rule amendments in Eurex Clearing Circular 018-18 related to introduction of transaction fees for OTC block trades in EURO STOXX 50r Index Options that have been electively not disclosed intraday by the Eurex Exchanges' T7 system 02/15/2018 Certified 03/02/2018 2
SGX-DC Weekly notification of rule amendments for the week of 13 August 2018. 08/22/2018 Notified 08/22/2018 2
ICECC ICE Clear Credit LLC ("ICC") proposes changes to the ICC Stress Testing Framework. 06/03/2019 Certified 06/17/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 010-21 related to the introduction of Clearstream Banking S.A., Luxembourg (CBL) as an additional settlement location for Eurex Clearing for the settlement of Repo transactions 02/11/2021 Certified 02/26/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 04/09/2021 Notified 04/09/2021 2
CME Amendments to CME, CBOT, and NYMEX/COMEX Rules in Connection with the Closure of CME and CBOT Trading Pits Except for the CME Eurodollar and SOFR Options Pit. 08/27/2021 Certified 09/13/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 096-21 relating to conversion of GBP, CHF, and JPY trades referencing LIBOR benchmarks, OIS with four Interest Rate Stub Periods, due date changes for cash settlements under options contracts on shares 10/28/2021 Certified 11/12/2021 2
LX Amendments to Participant Agreement 07/28/2022 Withdrawn 08/04/2022 2
NODALCL Rule change filing. 05/08/2017 Certified 05/22/2017 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 08/04/2017 Notified 08/04/2017 2
CME Second Amended and Restated Cross-Margining Agreement and Service Level Agreement between Options Clearing Corporation and Chicago Mercantile Exchange Inc. 10/08/2020 Certified 10/23/2020 2
CME Modifications to CME Clearing Credit Policy 04/09/2021 Certified 04/23/2021 2
ICLREU2 ICE Clear Europe Limited proposes to amend the rate of return paid by ICE Clear Europe on Euro and Pound Sterling cash margin and Guaranty Fund deposits 02/25/2022 Certified 03/10/2022 2
ICECC ICC proposes to update its Stress Testing Framework and Liquidity Risk Management Framework. 12/04/2017 Certified 12/18/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 095-19 related to ending the offering of the ICM and value-based allocation under the ECM, increasing setup flexibility for Basic DCs and Undisclosed DCs, and introducing dealer-to-client currency prods 10/29/2019 Certified 11/12/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 110-19 related to the introduction of futures on the EURO STOXX 50r Realized Dispersion Index 11/22/2019 Certified 12/09/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 030-20 related to merging the fallback provision with the general rule pursuant to which Eurex Clearing determines the daily settlement prices 04/07/2020 Certified 04/21/2020 2
ICECC ICC proposes changes to the ICC Risk Management Model Description. 04/09/2021 Certified 04/23/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/17/2021 Notified 09/17/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 008-22 related to the launch of certain single stock futures, equity options, and single stock dividend futures on Eurex Deutschland 02/25/2022 Certified 03/11/2022 2
NADEX Notice that Nadex is revising Exchange Rules 12.24, 12.25, 12.87, 12.88, 12.91, 12.92, 12.94, and 12.96 to reflect the use of an additional underlying data provider, Lukka, Inc., for the UpDown Contracts and Event Contracts set forth in the rules ab 10/20/2023 Notified 10/20/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 015-20 related to Eurex Clearing's ongoing licensing process to obtain an OTC interest rate derivatives clearing license in Japan 02/10/2020 Certified 02/25/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 083-22 related to launch of the Three-Month Euro STR Futures on Eurex Deutschland 11/14/2022 Certified 11/29/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 012-23 related to the following services to be offered as part of the Eurex ESG Clearing Compass: (a) ESG Portfolio Assessment and (b) ESG Visibility Hub 03/15/2023 Certified 03/29/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 048-23 related to providing for a compensation claim for certain repo transactions and clarifying the buy-in process for repo transactions 07/17/2023 Certified 07/31/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 012-17 relating to clarifications for the clearing of products trading 23 hours per day and providing that the Vola Trade Service is not available for FX futures and options 02/03/2017 Certified 02/17/2017 2
ICLR US ICUS is amending Rule 605 in connection with the commencement of clearing of the Silver Daily Futures Contract 08/04/2017 Certified 08/18/2017 2
CME Implementation of the Over-the-Counter ("OTC") Foreign Exchange ("FX") Non-Deliverable Forwards ("NDF") Incentive Program 12/17/2018 Certified 01/28/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 031-20 related to Advanced Risk Netting Units and clarifying certain clearing licenses and certain products 04/07/2020 Certified 04/21/2020 2
OCC Proposed rule change to adopt a new Second Amended and Restated Cross-Margining Agreement between OCC and the Chicago Mercantile Exchange. 10/08/2020 Certified 10/23/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/25/2022 Notified 02/25/2022 2
CME Request for Approval of Amended and Restated Cross-Margining Agreement and Service Level Agreement between Chicago Mercantile Exchange Inc. and Fixed Income Clearing Corporation 07/17/2023 Approved 09/01/2023 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin collateral. 03/08/2024 Certified 03/21/2024 2
ICLREU2 To amend certain ICEU Rules and Clearing Procedures relating to the margining of Customer Accounts, principaslly in the case of Non-FCM/BD Clearing Members. 10/30/2015 Certified 11/16/2015 2
SGX-DC Weekly notification of rule amendments for the week of 31 July 2017. 08/06/2017 Notified 08/06/2017 2
ICECC ICC proposes amendments to its Clearing Rules to comply with certain requirements of the European Union General Data Protection Regulation. 05/24/2018 Certified 06/08/2018 2
ICLR US Amendments to the ICE Clear U.S. Risk Management Framework 04/07/2020 Certified 04/21/2020 2
EUREX Proposed amendments to the Clearing Conditions and Price List in Eurex Clearing Circular 061-21 relating to the launch of Mini-Futures and -Options on the MDAXr index at Eurex Deutschland. 07/12/2021 Certified 07/26/2021 2