Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICECC ICC hereby submits notification of non-substantive changes to the ICC Rules. 06/26/2020 Notified 06/26/2020 2
ICLR US Amendments to ICE Clear U.S.'s Rules 10/27/2022 Certified 11/10/2022 2
LCHLTD LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 06/01/2023 Certified 06/14/2023 2
EUREX Proposed rule amendments in Eurex Clearing Circular 063-23 related to the launch of Great British pence (GBX) denominated Equity Total Return Futures (ETRFs) on Eurex Deutschland 10/09/2023 Certified 10/20/2023 2
CCD Update to Margin Model and Margin Model Governance Policy 04/18/2024 Certified 05/02/2024 2
ICECC ICC proposes revising its Treasury Operations Policies and Procedures to provide for use of a Federal Reserve Account, for use of a committed repo facility, and for USD and Euro investment guidelines for use by outside investment managers. 01/23/2015 Certified 02/06/2015 2
OCC Proposed rule change concerning The Options Clearing Corporation's Synthetic Futures Model. 09/30/2020 Certified 10/15/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/20/2021 Notified 08/20/2021 2
ICLREU2 ICEU is modifying its CDS Stress Testing Policy, among other matters, to recategorize certain CDS stress testing scenarios, address specific wrong way risk, introduce new forward looking credit event scenarios. 05/18/2018 Certified 06/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 081-18 related to providing that the English language version of the Clearing Conditions and any related documents will be the sole and legally binding version 09/28/2018 Certified 10/15/2018 2
OCC This proposed rule change will permit OCC to adjust the size of its clearing fund intra-month and clearing member's clearing fund contributions intra-month. 07/24/2014 Certified 08/07/2014 2
SGX-DC Weekly notification of rule amendments for the week of 5 December 2016. 12/13/2016 Notified 12/13/2016 2
EUREX Proposed rule amendments in Eurex Clearing Circular 084-17 relating to the admission of FCMs located in the U.S. as clearing members for CFTC-approved exchange-traded derivatives 09/08/2017 Certified 09/22/2017 2
ICLREU2 The purpose of the proposed changes is to amend the ICEU Rules to clarify the operation of certain provisions in light of requirements under the European Union General Data Protection Regulation (GDPR). 05/18/2018 Certified 06/04/2018 2
OCC Proposed rule change to make clarifying and conforming changes to The Options Clearing Corporation's Margins Methodology and Margin Policy. 08/15/2018 Certified 08/29/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 09/28/2018 Notified 09/28/2018 2
CME Modifications to CME's Operational Risk Management Framework 02/05/2021 Certified 02/22/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 075/21 pertaining to the introduction of Futures on BTCetc - ETC Group Physical Bitcoin introduced at Eurex Deutschland. 08/23/2021 Certified 09/07/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 09/09/2022 Notified 09/09/2022 2
ICLREU2 ICE Clear Europe Limited proposes to amend Part GG of its Delivery Procedures to update certain documentation, timing and other requirements relating to delivery under ICE Futures Abu Dhabi Murban Crude Oil Futures Contracts 10/28/2022 Certified 11/14/2022 2
ICECC ICE Clear Credit ("ICC") proposes updates to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework. 10/01/2018 Certified 10/16/2018 2
LCHLTD LCH Ltd is submitting for self-certification changes to its rules in the Procedures Section 4 ("Margin and Collateral") and FCM Procedures regarding the submission of instructions from Clearing Members to LCH in relation to collateral. 08/28/2020 Certified 09/14/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005/21 related to recalibrating the rebate levels and thresholds for volume rebates in equity index futures and interest rate futures 02/05/2021 Certified 02/22/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 079/21 relating to the introduction of a Pair-Off Service in response to the introduction of C7 Securities Clearing Service (C7 SCS) applying Trade Date Netting. 09/14/2021 Certified 09/28/2021 2
NODALCL Amendments to Nodal Clear Risk Policies 02/15/2022 Certified 03/02/2022 2
ICLREU2 ICE Clear Europe Limited proposes to amend Part N1 of its Delivery Procedures to update the delivery timetable for ICE Deliverable US Emissions Contracts 10/28/2022 Certified 11/14/2022 2
OCC Changes to By-Laws to reflect the separation of the Chairman into two offices, Executive Chairman and President; SR-OCC-2013-09. 06/04/2013 Certified 06/19/2013 2
ICLR US ICUS is amending its Risk Management Framework to modify certain aspects of its margin setting parameters 04/08/2015 Certified 04/22/2015 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 04/06/2018 Notified 04/06/2018 2
SGX-DC Weekly notification of rule amendments for the week of 29 October 2018. 11/06/2018 Notified 11/06/2018 2
EUREX Proposed stated policy in Eurex Clearing Circular 006/21 related to change the calculation of Default Fund contributions from a percentage of Initial Margin approach to a Stress Loss-over-Margin (SLOM) based methodology 02/08/2021 Certified 02/23/2021 2
EUREX Proposed amendments in Eurex Clearing Circular 080/21 re: a reduction of the service fees for Eligible Margin Assets in the form of cash delivered in CHF and a Security Collateral Fee discount for certain U.S. persons subject to the FCM Regulations 09/14/2021 Certified 09/28/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 12/10/2021 Notified 12/10/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 10/28/2022 Notified 10/28/2022 2
ICECC ICC proposes changes to the ICC End-of-Day Price Discovery Policies and Procedures. 02/08/2018 Certified 02/23/2018 2
OCC Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Physical Swiss Gold and ETFS Physical Silver Shares 12/14/2009 Approved 06/14/2010 2
EUREX Proposed rule amendments in Eurex Clearing Circular 009-17 relating to the extension of clearing services to cover a new listed derivatives contract, FX Rolling Spot Futures, including the default management process for this contract 01/26/2017 Certified 02/09/2017 2
LCHLTD Update to the LCH Margin Collateral Haircut Schedule 07/27/2017 Certified 08/10/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 053-20 related to amending the Price List to introduce a fee for non-disclosed block trades in in weekly index options on DAXr, EURO STOXXr 50, EURO STOXXr Banks, or SMIr 06/30/2020 Certified 07/14/2020 2
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule 08/23/2021 Certified 09/07/2021 2
ICECC The principal purpose of the proposed rule change is to make changes to the ICC Stress-Testing Framework. 08/24/2023 Certified 09/08/2023 2
CME Delisting of Corn Calendar Swaps (Clearing Only), Soybean Calendar Swaps (Clearing Only), Wheat Calendar Swaps (Clearing Only) and KC HRW Wheat Calendar Swaps (Clearing Only) Contracts 06/01/2015 Certified 06/01/2015 2
SGX-DC Weekly notification of rule amendments for the week of 13 March 2017. 03/19/2017 Notified 03/19/2017 2
CME Amendments to CME Rule 822.A.1 ('Liquidity Rules') 09/11/2017 Certified 09/25/2017 2
SGX-DC Weekly notification of rule amendments for the week of 24 June 2019. 07/05/2019 Notified 07/05/2019 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 08/26/2022 Notified 08/26/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 016/24 related to the listing and delisting of certain Eurex Exchange contracts 03/04/2024 Certified 03/18/2024 2
EUREX Stated policy in Eurex Clearing Circualr 015-18 related to fee rebate program and readiness rebate program for the Eurex EnLight service 02/08/2018 Certified 02/23/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 070-18 related to a fee classification for each individual single stock dividend future for the period September 1, 2018 through August 31, 2019 08/17/2018 Certified 08/30/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 081-19 related to the maintenance fee and booking fee floor for Forward Rate Agreements (FRA) 08/16/2019 Certified 08/30/2019 2