Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
LCHLTD LCH LTD Margin Collateral Haircut Change 12/19/2017 Certified 01/04/2018 2
EUREX Proposed rule amendments in Eurex Clearing Circular 069-18 related to taxation of U.S. derivatives under IRC Section 871(m) and migration to new product group 08/14/2018 Certified 08/28/2018 2
OCC Proposed rule change concerning a proposed Capital Management Policy that would support The Options Clearing Corporation's function as a Systemically Important Financial Market Utility 10/15/2019 Certified 10/29/2019 2
OCC Rule Certification Concerning Corrections to OCC's By-Laws 10/24/2022 Certified 11/07/2022 2
MGEX Amendments to MGEX Risk Manual 01/09/2023 Certified 01/24/2023 2
SGX-DC Weekly notification of rule amendments for the week of 28 August 2017. 09/06/2017 Notified 09/06/2017 2
ICLREU2 ICEU is amending the Collateral and Haircut policy to incorporate certain changes to the calculation of absolute collateral limits for bonds provided as Permitted Cover by Clearing Members. 12/19/2017 Certified 01/04/2018 2
SGX-DC Weekly notification of rule amendments for the week of 17 September 2018. 09/26/2018 Notified 09/26/2018 2
SGX-DC Weekly notification of rule amendments for the week of 25 February 2019. 03/06/2019 Notified 03/06/2019 2
EUREX Proposed rule amendments in Eurex Clearing Circular 056-21 related to the the launch of two new Fixed Income ESG Index Futures and the withdrawal of EURO STOXX 50 Corporate Bond Index futures. 07/01/2021 Certified 07/16/2021 2
ICE NGX RMF Amendments re Same-Day Margin Calls 09/06/2022 Certified 09/20/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 005-17 relating to adjusting the minimum block size and extending EFPI functionality for EURO STOXX 50r Index Quanto Futures 01/21/2017 Certified 02/03/2017 2
ICLREU2 ICE Clear Europe is amending its CDS Clearing Stress Testing Policy, CDS End of Day Price Discovery Policy, CDS Risk Model Description and CDS Risk Policy and is implementing new CDS Parameters Review Procedures. 03/26/2021 Certified 04/09/2021 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 05/13/2022 Notified 05/13/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 078-22 related to enhancements of Eurex Clear Release 14.0 related to Nordic currencies and PLN 10/25/2022 Certified 11/08/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 007-07 relating to amending the Auction Terms to amend the delivery term times for buy-ins for participants and to provide that participants will have 15 business days' notice 01/21/2017 Certified 02/03/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 135-71 related to delisting of IPDr UK Annual All Property, UK Annual All Retail, UK Annual All Office and UK Annual All Industrial Index Futures 12/19/2017 Certified 01/04/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 03/26/2021 Notified 03/26/2021 2
ICLREU2 ICE Clear Europe amends its Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures and General Contract Terms to make various updates and enhancements. 07/01/2021 Certified 07/16/2021 2
EUREX Proposed rule amendments in Eurex Clearing Circular 064-22 related to additional validations for bunched order workflow and adoption of Advanced Risk Netting Units under EMIR and LSOC clearing models 09/06/2022 Certified 09/20/2022 2
CME Changes to CDS Product Definitions to Incorporate the ISDA 2014 Credit Derivatives Definitions 09/05/2014 Certified 09/19/2014 2
SGX-DC Weekly notification of rule amendments for the week of 16 January 2017. 01/23/2017 Notified 01/23/2017 2
CME Amendments to CME Rule 8G802.B. 09/06/2017 Certified 09/20/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 136-17 related to close-out netting in Chapter IX (Clearing of Securities Lending Transactions) of the Clearing Conditions 12/19/2017 Certified 01/04/2018 2
ICLREU2 ICE Clear Europe Limited is amending its Delivery Procedures to add a new Part N2 thereto, which will apply to certain ICE Futures Europe Deliverable Carbon Contracts. 03/07/2023 Certified 03/20/2023 2
SGX-DC Weekly notification of rule amendments for the week of 24 April 2017. 05/01/2017 Notified 05/01/2017 2
EUREX Proposed rule amendments in Eurex Clearing Circular 056-17 relating to the introduction of Eurex Market-on-Close Futures on EURO STOXXr Index Futures 06/14/2017 Certified 06/28/2017 2
OCC Proposed rule change to adopt a new minimum cash requirement for the Clearing Fund. 12/20/2017 Certified 01/05/2018 2
OCC Proposed rule change to update The Options Clearing Corporation's Operational Loss Fee in its schedule of fees pursuant to its Capital Management Policy 03/24/2020 Certified 04/07/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 023-23 related to changing Eurex Clearing's collateral concentration add-on fee, removing the securities over-collateralization charge for Default Fund Contributions, and introducing a cash ratio right 04/17/2023 Certified 05/01/2023 2
ICLREU2 ICEU is amending the charges to Clearing Members and rates of return paid to Clearing Members in respect of margin and guaranty fund deposits 01/24/2017 Certified 02/06/2017 2
NODALCL Amendment to Exchange and Clearing Transaction Fee Schedule to reflect the fees for natural gas and environmental Exchange for Physical ("EFP") transactions. 09/30/2020 Certified 10/14/2020 2
LCHLTD LCH is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. 05/16/2022 Certified 05/31/2022 2
EUREX Proposed rule amendments in Eurex Clearing Circular 065-22 related to the introduction of Euro High Yield Index Futures on Eurex Deutschland 09/08/2022 Certified 09/22/2022 2
ICLREU2 ICE Clear Europe is adopting a new Futures and Options Default Management Policy, which will address procedures and requirements for the Clearing House's management of an Event of Default with respect to an F&O Clearing Member. 04/17/2023 Certified 05/01/2023 2
NYMEX Changes to Incentive Program for OTC Energy Options Products; 12-089 03/19/2012 Certified 04/03/2012 2
EUREX Proposed rule amendments in Eurex Clearing Circular 051-20 related to Eurex Deutschland's introduction of options on Euro Buxl Futures 06/26/2020 Certified 07/13/2020 2
EUREX Proposed rule amendments in Eurex Clearing Circular 077-20 related to the Specific Repo License prerequisites, clearing in Ontario, handling profits for Eurex Daily Futures Contracts on KOSPI Derivatives, and the transaction duration for listed contracts 09/30/2020 Certified 10/15/2020 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. 02/05/2021 Notified 02/05/2021 2
LCHLTD LCH is submitting for self-certification the proposed amendments to the Terms of Reference of the Remuneration Committee, which is a committee of the LCH Board. 05/16/2022 Certified 05/31/2022 2
ICLR US Risk Management Framework Amendment - Collateral Haircut Methodology 09/08/2022 Certified 09/22/2022 2
ICECC ICC proposes to update and formalize the ICC Operational Risk Management Framework. 11/25/2014 Certified 12/10/2014 2
ICECC ICC proposes organizational and clarifying edits to the Risk Management Framework and the Treasury Operations Policies and Procedures, and proposes adopting a new Risk Management Model Description Document. 05/29/2015 Withdrawn 06/09/2015 2
EUREX Proposed rule amendments in Eurex Clearing Circular 028-21 related to clarifying that entities in Puerto Rico fall within the definition of "U.S. Direct Client," discontinuation of clearing services for securities lending, and a Price List clarification 03/29/2021 Certified 04/12/2021 2
EUREX Proposed Price List amendments in Eurex Clearing circular 059-21 related to the launch on Eurex EnLight of 23 Eurex Fixed Income ETD products. 07/02/2021 Certified 07/16/2021 2
ICE NGX Submission in implement changes to ICE NGX RMF to enhance descriptions relating to financial resources evaluation procedures, accrual variation margin methodology, management of risks relating to accepting LoC as collateral 10/06/2023 Certified 10/23/2023 2
CME Self-certification of CME Clearing Advisory Notice Expanding Collateral Program to Include Additional Exchange-Traded Funds; 14-220 and 14-220S 06/10/2014 Certified 06/25/2014 2
SGX-DC Weekly notification of rule amendments for the week of 3 December 2018. 12/11/2018 Notified 12/11/2018 2
ICECC ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. 03/08/2019 Notified 03/08/2019 2
CCD Self-Certification Pursuant to CFTC Regulation 40.6 -- Member Delivery Obligations and Alternative Delivery Procedures 02/05/2020 Certified 02/20/2020 2