Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to CME/CBOT/NYMEX Rule 971.C 12/13/2013 Certified 12/30/2013 1
CME This submission contains amendments to position limits and position accountability levels of Cleared Over-the-Counter Foreign Exchange Spot, Forward and Swap Contracts. 14-103R 03/17/2014 Certified 04/01/2014 1
SGX-DC Self certification of amendments to SGX-DC Clearing Rules in relation to OTC Financial Interest Rate Swaps for implementation on 1 January 2018. 10/11/2017 Certified 10/24/2017 1
CME Weekly Notification of Rule Amendments - Week of July 15, 2019 07/24/2019 Notified 07/24/2019 1
CME Weekly Notification of Rule Amendments - Week of November 4, 2019 11/12/2019 Notified 11/12/2019 1
CME Weekly Notification of Rule Amendments - Week of May 1, 2023 05/09/2023 Notified 05/09/2023 1
NYMEX Consolidation of NYMEX/COMEX Membership Rules 10/31/2005 Certified 10/31/2005 1
ICE NGX Amendments to CPA sections to change the effective period for certain revisions to Terms and Conditions and Schedules, clarify that NAFTA representation relates to North American oil and gas, and reduce notice period required for CPA termination. 06/02/2009 Certified 06/04/2009 1
CCORP Definition of Exchange Market is amended to add IFEX Event Linked, Eastern Seaboard Tropical Wind Events, and Northeast Tropical Wind Events futures contracts traded on CCFE. 07/23/2009 Certified 07/27/2009 1
CME New Chapter 415F for the clearing of S&P GSCI Excess Return Index 3 Month Forward Swap Contracts (Cleared OTC) 03/09/2010 Certified 03/12/2010 1
KCC Risk limits on clearing member positions by house and customer origin 04/20/2012 Certified 05/05/2012 1
NADEX Holiday hour announcement 12/14/2012 Certified 01/01/2013 1
ICE NGX Amending CPA to clarify: a) provisions in the case of an exchange default, and b) that Contracting Parties must represent that they have appropriate risk management policies and procedures. # 2014-01 03/28/2014 Certified 04/12/2014 1
SGX-DC Self-certification of Amendments to SGX-DC Clearing Rules in relation to SGX Platts Benzene FOB Korea Swap("BZ") and SGX Platts Paraxylene CFR Taiwan/China Swap ("PX") contracts for implementation on 1 November 2017. 10/11/2017 Certified 10/24/2017 1
LCHLTD LCH Ltd is submitting for self certification an extension to its discount plan for Approved Proprietary Trading Firms to 30th June 2019, for its Listed Rates Clearing Service. 06/15/2018 Certified 06/28/2018 1
ICLR US Margin Committee 09/23/2005 Certified 09/23/2005 1
OCC Rule amendment to clarify that index optinos cleared by OCC may include options on foreign currency indexes, inlcuding options on the ISE Leveraged USD Basket Index. 07/01/2009 Certified 07/01/2009 1
OCC Amendment to OCC's Schedule of Fees to set the per contract clearing fee for certain routing trades at $0.01; SR-OCC-2012-18. 09/28/2012 Certified 10/16/2012 1
ICLREU2 ICE Clear Europe is amending its List of Permitted Cover and Limits on Collateral. 01/07/2014 Certified 01/23/2014 1
CME CME Clearing Advisory Notices Aligning Performance Bond and Guaranty Fund Collateral Acceptance with CFTC Regulation 39.33 Requirements. CME #14-114 03/28/2014 Certified 04/12/2014 1
LCHLTD Rule changes to allow generation of reports to Clearing Members using the Duo Compression service 01/20/2016 Certified 02/02/2016 1
ICLR US Collateral Fee Changes 01/03/2017 Certified 01/18/2017 1
CME Amendments to CME Chapter 300 ("CME WM/Reuters OTC Spot, Forward and Swap Contracts") Appendix ("Contract Specifications") for the U.S. Dollar ("USD")/Swiss Franc ("CHF")/ Currency Pair 06/28/2017 Certified 07/13/2017 1
LCHLTD LCH LTD fees for indirect clearing accounts and trade venue access, for the ForexClear, SwapClear and Listed Interested Rates services. 12/13/2017 Certified 12/28/2017 1
CCD Eris Clearing is submitting amendments to its limited liability company agreement to conform to governance changes following acquisition of the ErisX group of companies by Cboe Digital Holdings, LLC, which is anticipated to occur by June 30, 2022. 01/17/2022 Certified 01/31/2022 1
MGEX Notification of margin changes made effective prior week 08/18/2022 Notified 08/18/2022 1
ICLR US Margin Committee Members 06/16/2005 Certified 06/16/2005 1
CME IRS Clearing Member Obligations and Qualifications; 12-123 04/20/2012 Certified 05/05/2012 1
NADEX Nadex clarifies permissible Market Maker order types in Rules 4.4 and 5.10, and also amends its Fee Schedule to account for Market Maker balance adjustments resulting from executed non-Post-Only orders and clarify API fees. 03/28/2014 Certified 04/12/2014 1
OCC This proposed rule change concerns enhanced post-trade price reasonableness checks on confirmed trades in standardized options and futures options. 08/21/2014 Certified 09/05/2014 1
LCHLLC Circular - Changes to fee structure for the LCH.Clearnet LLC SwapClear US service 01/20/2016 Certified 02/03/2016 1
ICLR US ICE Clear US is amending the Rules to provide for certain limitations on default resource contributions from Listing Exchanges. 04/30/2018 Certified 05/14/2018 1
LCHLTD Weekly Notification of Rule Amendment for the week of 20 December 2019. 12/13/2019 Notified 12/13/2019 1
CME Weekly Notification of Rule Amendments - Week of March 1, 2021 03/08/2021 Notified 03/08/2021 1
MGEX Notification of margin changes 04/29/2021 Notified 04/29/2021 1
OCC Rule Certification Concerning One Multiplier Options 08/18/2022 Certified 09/01/2022 1
LCHSA LCH SA is submitting for self-certification the updated CDSClear fee grid to be applicable in 2024. 11/09/2023 Certified 11/27/2023 1
OCC Rule change to revise minimum eligibility criteria applicable to common stock deposited as performance and to common stock loaned through OCC's Stock Loan Programs. 08/28/2009 Certified 09/02/2009 1
CME CDS Clearing Member Obligations and Qualifications; 12-124 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment adds a definition for "Public Director" and corresponds to new Board Eligibility rule; 2012-1. 10/01/2012 Certified 10/17/2012 1
MGEX Certification of amendments made to clarify certain default procedures. 05/06/2015 Certified 05/20/2015 1
CME Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") 03/04/2016 Certified 03/18/2016 1
CMECE Weekly Notification of Rule Amendments - Week of February 13, 2017 02/24/2017 Notified 02/24/2017 1
ICE NGX Amendment to section 3.4 of the Contracting Party Agreement 09/07/2018 Certified 09/21/2018 1
CME Weekly Notification of Rule Amendments - Week of December 13, 2021 12/20/2021 Notified 12/20/2021 1
CME Weekly Notification of Rule Amendments - Week of January 10, 2022 01/18/2022 Notified 01/18/2022 1
CME Weekly Notification of Rule Amendments - March 25, 2024 04/02/2024 Notified 04/02/2024 1
ICE NGX Clearing member risk management policies and risk limits 04/20/2012 Certified 05/05/2012 1
CCH Rule amendment to provide, among other things, that the Board must have seven members, of which three must be public directors, and that no less than 35% of the Board must be composed of public directors; 2012-2. 10/01/2012 Certified 10/17/2012 1
ICLREU2 Circular confirming the continuation of certain fee arrangements; Circular 12/120. 10/18/2012 Certified 11/02/2012 1