Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of June 4, 2018 06/14/2018 Notified 06/14/2018 1
LCHLTD LCH Limited ("LCH") self-certification: Sale of collateral in default management 02/02/2024 Certified 02/16/2024 1
CCD Amendments to the CCD rules to provide additional clarity within the rules in connection with the CCD guaranty fund and guaranty fund requirements, update CCD's transfer trade rule, and make a minor clean up changes. 03/27/2024 Certified 04/10/2024 1
NYMEX Amendments to Schedule B of Exchange User License Agreement referencing additional trade types available for submission to ClearPort Clearing 08/16/2007 Certified 08/28/2007 1
CME Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/26/2009 Certified 06/01/2009 1
ICECC Addition of 4 security based swaps 10/27/2011 Certified 11/11/2011 1
LCHLTD WCI Cash Settled Container Freight Swap Contracts 02/14/2012 Certified 03/01/2012 1
LCHLLC Security Interest Amendments, Ballot Removal, Bankruptcy Representations and other ancillary changes. 06/30/2014 Certified 07/16/2014 1
OCC This proposed rule change would permit OCC to adjust the size of its clearing fund on an intra-month basis. 11/13/2014 Certified 11/28/2014 1
SGX-DC Submission for SGX Iron Ore Swaps (Clearing Fees) 08/06/2015 Certified 08/19/2015 1
LCHSA Amendments to CDS Clearing Rules mainly related to implementation of Gross Omnibus Segregated Account Structure 03/03/2016 Certified 03/17/2016 1
LCHLTD LCH LTD adds Australian Dollar cash to the list of eligible collateral that will be accepted as initial margin collateral. 11/14/2017 Certified 11/29/2017 1
CME Decommission of the Manual of Operations for CME Cleared Interest Rate Swaps 12/12/2017 Certified 12/27/2017 1
LCHLTD LCH Limited is amending its rules to allow ForexClear Clearing Members to convert their contracts to "Settled to Market" ("STM") at account level. The changes do not apply to Futures Commission Merchants or US-incorporated Clearing Members. 05/22/2019 Certified 06/06/2019 1
CME Weekly Notification of Rule Amendments - Week of September 2, 2019 09/11/2019 Notified 09/11/2019 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to LCH Limited London Deposit Rate. 07/24/2020 Notified 07/24/2020 1
ICLR US Rule Amendments. 07/26/2021 Certified 08/09/2021 1
OCC Amendment to close out netting procedures with respect to FIN 39 06/22/2007 Certified 06/22/2007 1
OCC Amendment No. 2 to the Amended and Restated OCC - CME cross-margining agreement to redefine the term "eligible contract" and delete Appendix A. 05/22/2009 Certified 06/01/2009 1
CMECE 11-394 Waiver of Sovereign Immunity 10/27/2011 Certified 11/11/2011 1
LCHLTD Fee Incentive Scheme for Iron Ore options and Coal Swaps 02/15/2012 Certified 03/02/2012 1
ICLR US ICE Clear US has self-certified changes regarding intra-day variation margin procedures, to be effective no earlier than November 7, 2013. 10/23/2013 Certified 11/07/2013 1
NYPC Amendments to the NYPC Amended LLC Agreement to reduce the number of directors on the NYPC Board of Directors from nine to seven directors and to eliminate all Board Committees. 12/04/2013 Certified 12/19/2013 1
LCHLTD Self-certification for the removal of the BDI product from the EnClear service. 05/21/2014 Certified 06/06/2014 1
ICLR US Weekly Notification of Rule Amendments 05/22/2019 Notified 05/22/2019 1
LCHLTD LCH Limited Self-Certification: SwapClear fee holiday for Pension Funds related to backloaded trades 04/30/2020 Certified 05/13/2020 1
OCC Rule change to reduce ancillary service fees charged to Tier I, II, III and IV clearing members and to reduce leased line charges for subscribing clearing members. 05/28/2009 Certified 06/01/2009 1
CMECE Addition of London Gold Forward contracts; delivery procedures for physical commodities; 11-395 10/27/2011 Certified 11/11/2011 1
CME Modifications to the Fee Schedule Applicable to OTC Credit Default Swap Clearing; 12-464. 12/14/2012 Certified 01/01/2013 1
CME REVISED-Extension of the CME OTC FX Fee Waiver Program. 12/04/2013 Certified 12/19/2013 1
LCHLTD LCH.Ltd proposes to make amendments to its General Regulations to correct cross referencing errors. The amendment will enable a SwapClear Clearing Member to transfer SwapClear contracts registered to its House account to another SwapClear Clearing Member 12/10/2014 Certified 12/23/2014 1
LCHLTD Changes to LCH Rulebook to provide for later cutoff times for Clearing Members to post GBP cash or non-cash collateral to the Clearing House. 10/13/2016 Certified 10/26/2016 1
EUREX Weekly Notification of Rule Amendments - Week of October 26, 2020 10/30/2020 Notified 10/30/2020 1
CME Weekly Notification of Rule Amendments - Week of November 14, 2022 11/21/2022 Notified 11/21/2022 1
OCC XM Agreement: OCC-CORP 02/01/2005 Certified 02/01/2005 1
MGEX Amendment to Rule 2102.00 to clarify and codify routine daily operation to collect intra-day variations from clearing members. 11/09/2007 Certified 11/16/2007 1
ICLREU2 Rules clarifying the types of letters of credit that may be used by non-financial institutions that are clients of FCM Clearing Members. The letters of credit will be accepted as permitted cover for Energy Clearing initial margin. 11/09/2012 Certified 11/28/2012 1
MGEX Clean-up of rules related to clearing fees. 12/18/2012 Certified 01/04/2013 1
CME Weekly Notification of Rule Amendments - Week of October 3, 2016 10/13/2016 Notified 10/13/2016 1
CMECE Weekly Notification of rule amendments issued during the week commencing December 19 2016. 12/30/2016 Notified 12/30/2016 1
MGEX Notification of margin changes made in the prior week. 12/12/2019 Notified 12/12/2019 1
CME Modifications to Singapore Dollar IRS to Support Transition to SORA Price Alignment and Discounting 02/08/2023 Certified 02/23/2023 1
CME Weekly Notification of Rule Amendments - Week of October 30, 2023 11/06/2023 Notified 11/06/2023 1
CCORP Definition of Exchange Market in Chapter 1 is amended to add options on Certified Emission Reduction Futures traded on Chicago Climate Futures Exchange, LLC. 11/15/2007 Certified 11/16/2007 1
MGEX Amendments to regulations to clarify and improve Clearing House default procedures and other operational procedures 03/20/2008 Certified 03/21/2008 1
ICLREU2 ICE Clear Europe submits for self-certification amendments that modify the Clearing Rules and Procedures to remove references to the "U.S. Sponsored Principal" model. 08/18/2014 Certified 09/02/2014 1
LCHSA LCH Clearnet SA is submitting some amendments to the Section 5 of the CDS Clearing Procedures to reflect the change made to the update of the Trade Information Warehouse ("TIW"). 11/18/2015 Certified 12/03/2015 1
CME Notification of Rule Amendments - Week of April 16, 2018 04/26/2018 Notified 04/26/2018 1
LCHLTD Weekly notification for non-substantive rule changes in the General Regulations that went live on 22 July 2019. 07/22/2019 Notified 07/22/2019 1
CME Weekly Notification of Rule Amendments - Week of January 4, 2021 01/13/2021 Notified 01/13/2021 1