OCC |
Rule amendment provides for the margining of OCC segregated futures customer accounts on a gross basis, as required by CFTC Rule 39.13(g)(8)(i). Rule amendment makes it clear that only initial margin is implicated; SR-OCC-2012-17A1. |
10/11/2012 |
Certified |
10/26/2012 |
|
1 |
OCC |
OCC proposes to amend Rule 604 in order to make its existing policy concerning specified concentration limits related to deposits of certain letters of credit applicable to all letters of credit. |
05/20/2014 |
Certified |
06/05/2014 |
|
1 |
LCHLTD |
Changes to Default Rules affecting Rates and ForexClear services, applying to all Clearing Members. |
12/23/2016 |
Certified |
01/09/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 20, 2020 |
04/28/2020 |
Notified |
04/28/2020 |
|
1 |
NADEX |
Further amendments to rules to permit the intermediation of trading and clearing |
08/21/2009 |
Certified |
11/02/2009 |
|
1 |
CME |
Modification of fee schedule for DJ-UBS Commodity Index Swaps |
11/14/2013 |
Certified |
11/30/2013 |
|
1 |
OCC |
Proposed rule changes concerning amendments to the charters for the Membership/RiskCommittee, Audit Committee, and Performance Committee of OCC's Board of Directors. |
01/02/2014 |
Certified |
01/17/2014 |
|
1 |
OCC |
This proposed rule change concerns the requirement for clearing members to participate in operational testing. |
10/02/2015 |
Certified |
10/19/2015 |
|
1 |
SGX-DC |
The Amendments are to update the contract name and reflect editorial changes to the Final Settlement Price ("FSP") provision of the LNG Swaps contract in Appendix 1 of the SGX-DC Clearing Rules, which pertains to the FSP of Non-Relevant Market Contracts. |
10/12/2016 |
Certified |
10/25/2016 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of February 26, 2018 |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
LCHLTD |
LCH's notification covers non-substantive rule changes in the General Regulations in respect to the clearing of the FX Options product via the ForexClear service |
08/31/2018 |
Notified |
08/31/2018 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of July 8, 2019 |
07/18/2019 |
Notified |
07/18/2019 |
|
1 |
OCC |
FCMs: 90 Days to File ARs |
07/14/2005 |
Certified |
07/14/2005 |
|
1 |
ICLR US |
Rule amendments to allow DCO President to require additional margin be deposited to preserve DCO fiscal integrity and an orderly marketplace when certain conditions are determined to exist. |
09/30/2009 |
Certified |
10/05/2009 |
|
1 |
NADEX |
Further amendments to rules to permit the intermediation of trading and clearing |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
CME |
Modification of fee schedule for OTC interest rate swaps |
11/14/2013 |
Certified |
11/30/2013 |
|
1 |
SGX-DC |
Self-certification of Rule Amendments to SGX-DC Clearing Rules |
12/11/2015 |
Certified |
12/24/2015 |
|
1 |
LCHSA |
Notification under CFTC regulation 40.6(d) in order to correct a minor typographical error in the change to the CDS products fee grid. |
04/15/2016 |
Notified |
04/15/2016 |
|
1 |
LCHSA |
LCH SA submits this Weekly Notification of CDS Clearing rule amendments |
04/05/2019 |
Notified |
04/05/2019 |
|
1 |
ICLREU2 |
ICEU proposes to change the interest rates used for computing CDS Price Alignment Amounts on CDS Notional Margin Balances under paragraph 3 of the CDS Procedures. |
04/28/2021 |
Certified |
05/11/2021 |
|
1 |
NADEX |
Nadex is extending its $0 Minimum Initial Deposit promotion through May 31, 2022. |
12/17/2021 |
Certified |
01/04/2022 |
|
1 |
OCC |
Allocation of Cleared Trades |
12/13/2005 |
Certified |
12/13/2005 |
|
1 |
CME |
Rule 550 - Permit wider range of post settlement session prices for agricultural products. |
08/01/2007 |
Certified |
08/27/2007 |
|
1 |
ICE NGX |
Amendments to Article 3, Schedules A, C, E and H of NGX's Contracting Party's Agreement |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
ICLREU2 |
Amendment to Rule 207(f) to clarify the scope of ICE Clear Europe clearing members subject to the restrictions on the clearing of LIFFE A&M Contracts that are futures or options on underlying U.S. securities. |
06/26/2013 |
Certified |
07/12/2013 |
|
1 |
OCC |
This proposed rule change concerns the time at which OCC accepts certain futures transactions that are either an exchange-for-physical or block trade. |
12/08/2014 |
Certified |
12/22/2014 |
|
1 |
LCHLTD |
LCH.Clearnet is submitting for self certification rule changes which will allow for FCMs and SCMs to present for clearing a Package Transaction. |
02/11/2015 |
Certified |
02/25/2015 |
|
1 |
CME |
Amendments to Rule 817 ("Liquidity Facility") |
10/09/2017 |
Certified |
10/23/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of April 19, 2021 |
04/28/2021 |
Notified |
04/28/2021 |
|
1 |
CME |
Modifications to the Fee Schedule for Over-the-Counter ("OTC") Interest Rate Swaps ("IRS") |
08/17/2022 |
Certified |
08/31/2022 |
|
1 |
LCHLTD |
LCH Limited is submitting for self-certification of the ForexClear fee holiday for NDOs and compression service, as well as a removal of a monthly fee discount related to non-deliverable products. |
11/18/2022 |
Certified |
12/02/2022 |
|
1 |
OCC |
Futures Trade Matching |
12/19/2006 |
Certified |
01/08/2007 |
|
1 |
OCC |
Adjustment to Futures and Futures Options |
12/23/2005 |
Certified |
12/23/2005 |
|
1 |
NYMEX |
Notice to Members Regarding Documentary Obligations/Standards for ClearPort Clearing Transactions |
08/21/2007 |
Certified |
08/28/2007 |
|
1 |
ICE NGX |
Amendment to fee schedule of Contracting Party's Agreement to amend fees with respect to cleared & bilateral transactions in oil, clearing fees for physical oil at US delivery points and transaction fees for gas option transactions. |
10/21/2009 |
Certified |
11/02/2009 |
|
1 |
CME |
Temporary delisting of certain contract months for cleared-only commodity index swaps. |
09/30/2013 |
Certified |
09/30/2013 |
|
1 |
ICECC |
The purpose of proposed rule change is to revise the ICC Treasury Policies and Procedures to correct an error in order to properly describe ICC's policy regarding permitted counterparties to ICC's repurchase agreement transactions. |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
CMECE |
Weekly notification of rule amendments |
05/25/2017 |
Notified |
05/25/2017 |
|
1 |
LCHLTD |
LCH self certifies changes to its rules to start clearing float to float swaps in AUD and EUR; and extend the tenors for the following products:MXN IRS,Sterling SONIA OIS,Sterling LIBOR v SONIA and Euro EONIA OIS. The changes concern SwapClear. |
11/13/2017 |
Certified |
11/28/2017 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of November 8, 2021 |
11/15/2021 |
Notified |
11/15/2021 |
|
1 |
EUREX |
Weekly Notification of Rule Amendments - Week of October 30, 2023 |
11/03/2023 |
Notified |
11/03/2023 |
|
1 |
LCHLTD |
LCH Limited ("LCH") self-certification: LCH rulebook amendments related to Clearing Members in Resolution |
02/02/2024 |
Certified |
02/16/2024 |
|
1 |
OCC |
STANS Clearing Fund |
12/12/2005 |
Certified |
12/12/2005 |
|
1 |
CCORP |
Definition of Exchange Market amended to include new products traded on Chicago Climate Futures Exchange |
08/22/2007 |
Certified |
08/28/2007 |
|
1 |
ICLR US |
Delisting Iron Ore Swaps |
10/26/2011 |
Certified |
10/27/2011 |
|
1 |
NADEX |
Amendment to Expiration time for Daily and Weekly Corn and Soybean Binary and Variable Payout Contracts to be consistent with corresponding underlying market; Emergency Rule filing |
06/13/2012 |
Certified |
06/13/2012 |
|
1 |
ICLR US |
Amendments re: Monthly Liquidity Analysis; Calculation of Guaranty Fund; Qualifying Liquidity Resources |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
ICLREU2 |
Implementing certain requirements under the revised client money and client asset requirements adopted by the U.K. Financial Conduct Authority in the U.K. Client Asset Sourcebook applicable to certain classes of customer accounts of Clearing Members. |
11/13/2014 |
Certified |
11/28/2014 |
|
1 |
CME |
Weekly Notification of Rule Amendments - Week of May 15, 2017 |
05/25/2017 |
Notified |
05/25/2017 |
|
1 |
LCHLTD |
LCH self certifies changes to the fee structure applicable to the Client Custodial Segregation Account available in SwapClear. The changes only apply to SCMs in respect to the Account, not FCMs as the Account is not currently available to them. |
11/13/2017 |
Certified |
11/28/2017 |
|
1 |